银行资本是银行监管体系和风险管理的核心指标,一系列《Basel》资本监管协议均主要围绕着此展开。自2008年的次贷危机以来,系统重要性银行的风险分散与转移成为金融学术界和监管机关的重点研究任务。《BaselIII》就是针对系统重要性下的银行资本问题而建立新监管规则的,自此国内外相关的文献研究在2011年之后也逐渐丰富起来。故本论文就银行资本与系统重要性的监管命题进行研究。 论文首先总结了银行资本与系统重要性监管的文献综述,从经典资本结构理论、最新资本结构理论和公司治理视角等提炼出对银行资本结构决策的价值所在,然后从市场失灵说、道德风险与逆向激励、金融脆弱性说、系统重要性银行的监管理论等角度来...The bank capital is the core indicators of banking regulatory system and risk management, and the “Basel Accords” for bank capital’s regulation were structured mainly around that. The risk diversification or transfer of systemically important banks (SIBs) has become the core work of financial academia and regulatory authorities, since the subprime mortgage crisis in 2008. “Basel III” created the n...学位:经济学博士院系专业:经济学院_金融学(含保险学)学号:1562010015375