Self-organising network management for heterogeneous LTE-advanced networks

This thesis was submitted for the award of Doctor of Philosophy and awarded by Brunel University LondonSince 2004, when the Long Term Evolution (LTE) was first proposed to be publicly available in the year 2009, a plethora of new characteristics, techniques and applications have been constantly enhancing it since its first release, over the past decade. As a result, the research aims for LTE-Advanced (LTE-A) have been released to create a ubiquitous and supportive network for mobile users. The incorporation of heterogeneous networks (HetNets) has been proposed as one of the main enhancements of LTE-A systems over the existing LTE releases, by proposing the deployment of small-cell applications, such as femtocells, to provide more coverage and quality of service (QoS) within the network, whilst also reducing capital expenditure. These principal advantages can be obtained at the cost of new challenges such as inter-cell interference, which occurs when different network applications share the same frequency channel in the network. In this thesis, the main challenges of HetNets in LTE-A platform have been addressed and novel solutions are proposed by using self-organising network (SON) management approaches, which allows the cooperative cellular systems to observe, decide and amend their ongoing operation based on network conditions. The novel SON algorithms are modelled and simulated in OPNET modeler simulation software for the three processes of resource allocation, mobility management and interference coordination in multi-tier macro-femto networks. Different channel allocation methods based on cooperative transmission, frequency reuse and dynamic spectrum access are investigated and a novel SON sub-channel allocation method is proposed based on hybrid fractional frequency reuse (HFFR) scheme to provide dynamic resource allocation between macrocells and femtocells, while avoiding co-tier and cross-tier interference. Mobility management is also addressed as another important issue in HetNets, especially in hand-ins from macrocell to femtocell base stations. The existing research considers a limited number of methods for handover optimisation, such as signal strength and call admission control (CAC) to avoid unnecessary handovers, while our novel SON handover management method implements a comprehensive algorithm that performs sensing process, as well as resource availability and user residence checks to initiate the handover process at the optimal time. In addition to this, the novel femto over macro priority (FoMP) check in this process also gives the femtocell target nodes priority over the congested macrocells in order to improve the QoS at both the network tiers. Inter-cell interference, as the key challenge of HetNets, is also investigated by research on the existing time-domain, frequency-domain and power control methods. A novel SON interference mitigation algorithm is proposed, which is based on enhanced inter-cell interference coordination (eICIC) with power control process. The 3-phase power control algorithm contains signal to interference plus noise ratio (SINR) measurements, channel quality indicator (CQI) mapping and transmission power amendments to avoid the occurrence of interference due to the effects of high transmission power. The results of this research confirm that if heterogeneous systems are backed-up with SON management strategies, not only can improve the network capacity and QoS, but also the new network challenges such as inter-cell interference can also be mitigated in new releases of LTE-A network

Radio resource management strategies for interference mitigation in 4G heterogeneous wireless networks

The new era of mobile communications is dictated by the user demand for robust and high speed connections, data hungry applications and seamless connectivity. Operators and researchers all over the world are challenged to fulfill these requirements by providing enhanced coverage, increased capacity and efficient usage of the scarce spectrum. The introduction of the fourth generation systems (4G), LTE and LTE-A, have set the initiative for a technology evolution that offers new possibilities and is able to satisfy the user requirements and overcome the imposed challenges. However, and despite the improvements brought by the LTE and LTE-A systems, there are certain constraints that still need to be surpassed. LTE for example adopts innovating technologies, such as Orthogonal Frequency Division Multiplexing Access (OFDMA) that improves the spectral efficiency and reduces the Intra-Cell Interference. Nevertheless, Inter-Cell Interference (ICI) remains a constraining factor that can degrade the system capacity and limit the overall performance of the network. On that respect, Inter-Cell Interference Coordination (ICIC) techniques are adopted with target the interference mitigation. One of the limitations of these techniques is that follow static configurations lacking of flexibility and adaptation on network changes. Moreover, LTE-A employs enhanced and new techniques and involves alternative strategies. A promising solution lies on the introduction of Heterogeneous Networks (HetNets), which are networks that include low power small cells under the already existing macro cellular network and exploit several other technologies, such as WiFi. HetNets can further improve the network capacity, enhance the coverage and provide higher speed data transfer. However, due to the heterogeneous nature of the network, traditional methods for the user association, resource allocation and interference mitigation may not always be suitable since their design was based on homogeneous deployments. As such, new and enhanced methods are introduced, such as enhanced ICIC (eICIC), with their accompanied requirements and challenges. Motivated by the abovementioned aspects, this thesis has been focused on the study of ICIC and eICIC schemes, the identification of the related challenges, the enhancement of existing schemes and the proposal of novel solutions. In particular in the initial stages of the work, ICIC techniques have been studied and analyzed. A distributed algorithm that performs dynamic channel allocation has been developed for homogeneous deployments and extended later on to include heterogeneous networks. The solution has been optimized with the use of the Gibbs Sampler, while the setting of algorithm related parameters has been addressed through a detailed analysis. Moreover, a possible implementation of the solution has been presented in detail. The efficiency of the proposed schemes has been demonstrated through simulations and comparisons with benchmark schemes. In the next steps, the work has targeted eICIC techniques with purpose the investigation and analysis of the main constraining issues related to the user association, resource management and interference mitigation. Novel eICIC schemes that aim a better resource management and the overall capacity improvement have been developed and presented in detail, while the performance of the solutions has been shown through simulations and comparisons with reference schemes. Moreover, an optimized eICIC solution has been implemented based on genetic algorithms. Simulation results and comparisons with reference schemes have demonstrated the efficiency of the solution, while the selected configurations are discussed and analyzed.La nueva era de las comunicaciones móviles viene marcada por la demanda de los usuarios por conseguir conexiones robustas de alta velocidad que permitan soportar aplicaciones de datos de elevados requerimientos. El cumplimiento de estos requisitos conlleva la necesidad de mejorar la cobertura, incrementar la capacidad y utilizar el espectro eficientemente. La introducción de los sistemas de cuarta generación (4G), LTE y LTE-A, ha dado lugar a una tecnología que ofrece nuevas posibilidades y es capaz de satisfacer las necesidades de los usuarios y superar los retos impuestos. Sin embargo, y a pesar de las mejoras introducidas por estos sistemas, hay ciertas limitaciones que todavía tienen que ser superadas. LTE, por ejemplo, adopta tecnologías tales como OFDMA que mejora la eficiencia espectral y reduce la interferencia intracelular. Sin embargo, la interferencia intercelular (ICI) sigue siendo un factor limitante que puede degradar la capacidad del sistema y limitar el rendimiento global de la red. En ese sentido, se requieren técnicas de coordinación de interferencias intercelulares (ICIC) con el objetivo de mitigar dicha interferencia. Una de las limitaciones de estas técnicas es que siguen configuraciones estáticas que carecen de flexibilidad y capacidad de adaptación a los cambios de la red. Por otra parte, LTE-A introduce nuevas mejoras, como las redes heterogéneas (HetNets), que son redes que incluyen pequeñas células de baja potencia conjuntamente con la red macrocellular y también pueden explotar diferentes tecnologías, como WiFi. Las HetNets pueden mejorar aún más la capacidad de la red, mejorar la cobertura y facilitar la transferencia de datos de mayor velocidad. Sin embargo, debido a la naturaleza heterogénea de la red, los métodos tradicionales para la asociación de usuarios, asignación de recursos y reducción de la interferencia pueden no ser siempre adecuados, ya que su diseño se basó en despliegues homogéneos. En este sentido, es preciso introducir técnicas mejoradas de ICIC, denominadas en inglés eICIC (enhanced-ICIC), que involucran nuevos requerimientos y retos. En base a todos estos aspectos, esta tesis se ha centrado en el estudio de los sistemas de ICIC y eICIC en redes celulares, incluyendo la identificación de los retos relacionados con la mejora de los sistemas existentes y la propuesta de soluciones novedosas. En particular, en las etapas iniciales de la tesis se han estudiado y analizado las técnicas ICIC, y se ha desarrollado un algoritmo distribuido que realiza la asignación dinámica de canales para despliegues homogéneos, ampliándose posteriormente para su utilización en redes heterogéneas. La solución opera de forma optimizada mediante el uso de la técnica denominada Gibbs Sampler, mientras que el ajuste de parámetros relacionado con el algoritmo se ha abordado a través de un análisis detallado basado en simulaciones. Por otra parte, una posible implementación de la solución se ha presentado en detalle. La eficiencia de los esquemas propuestos se ha demostrado a través de simulaciones y comparaciones con sistemas de referencia. En los siguientes pasos, el trabajo se ha centrado en las técnicas eICIC con el propósito de investigar y analizar los principales problemas relacionadas con la asociación de usuarios, gestión de recursos y mitigación de la interferencia. A partir de aquí se han desarrollado nuevos esquemas de eICIC que tienen como objetivo una mejor gestión de los recursos y la mejora general de la capacidad. El rendimiento de las soluciones se ha demostrado a través de simulaciones y comparaciones con sistemas de referencia. Por otra parte, se ha propuesto una solución eICIC optimizada basada en algoritmos genéticos. La eficacia de dicha solución se ha demostrado mediante simulaciones, a la vez que se han analizado las diferentes configuraciones seleccionadas por el proceso de optimización.Postprint (published version

Packet Scheduling Algorithms in LTE/LTE-A cellular Networks: Multi-agent Q-learning Approach

Spectrum utilization is vital for mobile operators. It ensures an efficient use of spectrum bands, especially when obtaining their license is highly expensive. Long Term Evolution (LTE), and LTE-Advanced (LTE-A) spectrum bands license were auctioned by the Federal Communication Commission (FCC) to mobile operators with hundreds of millions of dollars. In the first part of this dissertation, we study, analyze, and compare the QoS performance of QoS-aware/Channel-aware packet scheduling algorithms while using CA over LTE, and LTE-A heterogeneous cellular networks. This included a detailed study of the LTE/LTE-A cellular network and its features, and the modification of an open source LTE simulator in order to perform these QoS performance tests. In the second part of this dissertation, we aim to solve spectrum underutilization by proposing, implementing, and testing two novel multi-agent Q-learning-based packet scheduling algorithms for LTE cellular network. The Collaborative Competitive scheduling algorithm, and the Competitive Competitive scheduling algorithm. These algorithms schedule licensed users over the available radio resources and un-licensed users over spectrum holes. In conclusion, our results show that the spectrum band could be utilized by deploying efficient packet scheduling algorithms for licensed users, and can be further utilized by allowing unlicensed users to be scheduled on spectrum holes whenever they occur

Optimisation of Traffic Steering for Heterogeneous Mobile Networks

Mobile networks have changed from circuit switched to IP-based mobile wireless packet switched networks. This paradigm shift led to new possibilities and challenges. The development of new capabilities based on IP-based networks is ongoing and raises new problems that have to be tackled, for example, the heterogeneity of current radio access networks and the wide range of data rates, coupled with user requirements and behaviour. A typical example of this shift is the nature of traffic, which is currently mostly data-based; further, forecasts based on market and usage trends indicate a data traffic increase of nearly 11 times between 2013 and 2018. The majority of this data traffic is predicted to be multimedia traffic, such as video streaming and live video streaming combined with voice traffic, all prone to delay, jitter, and packet loss and demanding high data rates and a high Quality of Service (QoS) to enable the provision of valuable service to the end-user. While the demands on the network are increasing, the end-user devices become more mobile and end-user demand for the capability of being always on, anytime and anywhere. The combination of end-user devices mobility, the required services, and the significant traffic loads generated by all the end-users leads to a pressing demand for adequate measures to enable the fulfilment of these requirements. The aim of this research is to propose an architecture which provides smart, intelligent and per end-user device individualised traffic steering for heterogeneous mobile networks to cope with the traffic volume and to fulfil the new requirements on QoS, mobility, and real-time capabilities. The proposed architecture provides traffic steering mechanisms based on individual context data per end-user device enabling the generation of individual commands and recommendations. In order to provide valuable services for the end-user, the commands and recommendations are distributed to the end-user devices in real-time. The proposed architecture does not require any proprietary protocols to facilitate its integration into the existing network infrastructure of a mobile network operator. The proposed architecture has been evaluated through a number of use cases. A proof-of-concept of the proposed architecture, including its core functionality, was implemented using the ns-3 network simulator. The simulation results have shown that the proposed architecture achieves improvements for traffic steering including traffic offload and handover. Further use cases have demonstrated that it is possible to achieve benefits in multiple other areas, such as for example improving the energy efficiency, improving frequency interference management, and providing additional or more accurate data to 3rd party to improve their services

D4.2 Final report on trade-off investigations

Research activities in METIS WP4 include several as pects related to the network-level of future wireless communication networks. Thereby, a large variety of scenarios is considered and solutions are proposed to serve the needs envis ioned for the year 2020 and beyond. This document provides vital findings about several trade-offs that need to be leveraged when designing future network-level solutions. In more detail, it elaborates on the following trade- offs: • Complexity vs. Performance improvement • Centralized vs. Decentralized • Long time-scale vs. Short time-scale • Information Interflow vs. Throughput/Mobility enha ncement • Energy Efficiency vs. Network Coverage and Capacity Outlining the advantages and disadvantages in each trade-off, this document serves as a guideline for the application of different network-level solutions in different situations and therefore greatly assists in the design of future communication network architectures.Aydin, O.; Ren, Z.; Bostov, M.; Lakshmana, TR.; Sui, Y.; Svensson, T.; Sun, W.... (2014). D4.2 Final report on trade-off investigations. http://hdl.handle.net/10251/7676

Inter-cell interference mitigation in LTE-advanced heterogeneous mobile networks

Heterogeneous Networks are one of the most effective solutions for enhancing the network performance of mobile systems, by deploying small cells within the coverage of the ordinary Macro cells. The goals of deploying such networks are to offload data from the possibly congested Macro cells towards the small cells and to achieve enhancements for outdoor/ indoor coverage in a cost-effective way. Moreover, heterogeneous networks aim to maximise the system capacity and to provide lower interference by reducing the distance between the transmitter and the receiver. However, inter-cell interference is a major technical challenge in heterogeneous networks, which mainly affects system performance and may cause a significant degradation in network throughput (especially for the edge users) in co-channel deployment. So, to overcome the aforementioned problem, both researchers and telecommunication operators are required to develop effective approaches that adapt different mobile system scenarios. The research study presented in this thesis provides a novel interference mitigation scheme, based on power control and time-domain inter-cell interference coordination to improve cell and users’ throughputs. In addition, powerful scheduling algorithms have been developed and optimised to adapt the proposed scheme for both macro and small cells. It is responsible for the optimum resource allocation to minimise the inter-cell interference to the minimum ranges. The focus of this work is for downlink inter-cell interference in Long Term Evolution (LTE- Advanced) mobile networks, as an example of OFDMA (orthogonal frequency division multiple access)-based networks. More attention is paid to the Pico cell as an important cell type in heterogeneous deployment, due to the direct backhauling with the macro cell to coordinate the resource allocation among cells tightly and efficiently. The intensive simulations and results analyses show that the proposed scheme demonstrates better performance with less complexity in terms of user and cell throughputs, and spectral efficiency, as compared with the previously employed schem

Stochastic Geometry Based Analysis of Capacity, Mobility and Energy Efficiency for Dense Heterogeneous Networks

In recent years, the increase in the population of mobile users and the advances in computational capabilities of mobile devices have led to an exponentially increasing traffic load on the wireless networks. This trend is foreseen to continue in the future due to the emerging applications such as cellular Internet of things (IoT) and machine type communications (MTC). Since the spectrum resources are limited, the only promising way to keep pace with the future demand is through aggressive spatial reuse of the available spectrum which can be realized in the networks through dense deployment of small cells. There are many challenges associated with such densely deployed heterogeneous networks (HetNets). The main challenges which are considered in this research work are capacity enhancement, velocity estimation of mobile users, and energy efficiency enhancement. We consider different approaches for capacity enhancement of the network. In the first approach, using stochastic geometry we theoretically analyze time domain inter-cell interference coordination techniques in a two-tier HetNet and optimize the parameters to maximize the capacity of the network. In the second approach, we consider optimization of the locations of aerial bases stations carried by the unmanned aerial vehicles (UAVs) to enhance the capacity of the network for public safety and emergency communications, in case of damaged network infrastructure. In the third approach, we introduce a subsidization scheme for the service providers through which the network capacity can be improved by using regulatory power of the government. Finally, we consider the approach of device-to-device communications and multi-hop transmissions for enhancing the capacity of a network. Velocity estimation of high speed mobile users is important for effective mobility management in densely deployed small cell networks. In this research, we introduce two novel methods for the velocity estimation of mobile users: handover-count based velocity estimation, and sojourn time based velocity estimation. Using the tools from stochastic geometry and estimation theory, we theoretically analyze the accuracy of the two velocity estimation methods through Cramer-Rao lower bounds (CRLBs). With the dense deployment of small cells, energy efficiency becomes crucial for the sustained operation of wireless networks. In this research, we jointly study the energy efficiency and the spectral efficiency in a two-tier HetNet. We optimize the parameters of inter-cell interference coordination technique and study the trade-offs between the energy efficiency and spectral efficiency of the HetNet