Achievable Sum Rates of Half- and Full-Duplex Bidirectional OFDM Communication Links

While full-duplex (FD) transmission has the potential to double the system capacity, its substantial benefit can be offset by the self-interference (SI) and non-ideality of practical transceivers. In this paper, we investigate the achievable sum rates (ASRs) of half-duplex (HD) and FD transmissions with orthogonal frequency division multiplexing (OFDM), where the non-ideality is taken into consideration. Four transmission strategies are considered, namely HD with uniform power allocation (UPA), HD with non-UPA (NUPA), FD with UPA, and FD with NUPA. For each of the four transmission strategies, an optimization problem is formulated to maximize its ASR, and a (suboptimal/optimal) solution with low complexity is accordingly derived. Performance evaluations and comparisons are conducted for three typical channels, namely symmetric frequency-flat/selective and asymmetric frequency-selective channels. Results show that the proposed solutions for both HD and FD transmissions can achieve near optimal performances. For FD transmissions, the optimal solution can be obtained under typical conditions. In addition, several observations are made on the ASR performances of HD and FD transmissions.Comment: To appear in IEEE TVT. This paper solves the problem of sum achievable rate optimization of bidirectional FD OFDM link, where joint time and power allocation is involve

A gauge-invariant and current-continuous microscopic ac quantum transport theory

There had been consensus on what the accurate ac quantum transport theory was until some recent works challenged the conventional wisdom. Basing on the non-equilibrium Green's function formalism for time-dependent quantum transport, we derive an expression for the dynamic admittance that satisfies gauge invariance and current continuity, and clarify the key concept in the field. The validity of our now formalism is verified by first-principles calculation of the transient current through a carbon-nanotube-based device under the time-dependent bias voltage. Moreover, the previously well-accepted expression for dynamic admittance is recovered only when the device is a perfect conductor at a specific potential