Free relative constructions in OT syntax

This paper is part of a research project on OT Syntax and the typology of the free relative (FR) construction. It concentrates on the details of an OT analysis and some of its consequences for OT syntax. I will not present a general discussion of the phenomenon and the many controversial issues it is famous for in generative syntax

Correspondence in OT syntax and minimal link effects

The aim of this paper is the exploration of an optimality theoretic architecture for syntax that is guided by the concept of "correspondence": syntax is understood as the mechanism of "translating" underlying representations into a surface form. In minimalism, this surface form is called "Phonological Form" (PF). Both semantic and abstract syntactic information are reflected by the surface form. The empirical domain where this architecture is tested are minimal link effects, especially in the case of "wh"-movement. The OT constraints require the surface form to reflect the underlying semantic and syntactic representations as maximally as possible. The means by which underlying relations and properties are encoded are precedence, adjacency, surface morphology and prosodic structure. Information that is not encoded in one of these ways remains unexpressed, and gets lost unless it is recoverable via the context. Different kinds of information are often expressed by the same means. The resulting conflicts are resolved by the relative ranking of the relevant correspondence constraints

Weak function word shift

The fact that object shift only affects weak pronouns in mainland Scandinavian is seen as an instance of a more general observation that can be made in all Germanic languages: weak function words tend to avoid the edges of larger prosodic domains. This generalisation has been formulated within Optimality Theory in terms of alignment constraints on prosodic structure by Selkirk (1996) in explaining thedistribution of prosodically strong and weak forms of English functionwords, especially modal verbs, prepositions and pronouns. But a purely phonological account fails to integrate the syntactic licensing conditions for object shift in an appropriate way. The standard semantico-syntactic accounts of object shift, onthe other hand, fail to explain why it is only weak pronouns that undergo object shift. This paper develops an Optimality theoretic model of the syntax-phonology interface which is based on the interaction of syntactic and prosodic factors. The account can successfully be applied to further related phenomena in English and German

Dialectal variation in German 3-verb clusters : looking for the best analysis

German dialects vary in which of the possible orders of the verbs in a 3-verb cluster they allow. In a still ongoing empirical investigation that I am undertaking together with Tanja Schmid, University of Stuttgart (Schmid and Vogel (2004)) we already found that each of the six logically possible permutations of the 3-verb cluster in (1) can be found in German dialects

Degraded acceptability and markedness in syntax, and the stochastic interpretation of optimality theory

The argument that I tried to elaborate on in this paper is that the conceptual problem behind the traditional competence/performance distinction does not go away, even if we abandon its original Chomskyan formulation. It returns as the question about the relation between the model of the grammar and the results of empirical investigations – the question of empirical verification The theoretical concept of markedness is argued to be an ideal correlate of gradience. Optimality Theory, being based on markedness, is a promising framework for the task of bridging the gap between model and empirical world. However, this task not only requires a model of grammar, but also a theory of the methods that are chosen in empirical investigations and how their results are interpreted, and a theory of how to derive predictions for these particular empirical investigations from the model. Stochastic Optimality Theory is one possible formulation of a proposal that derives empirical predictions from an OT model. However, I hope to have shown that it is not enough to take frequency distributions and relative acceptabilities at face value, and simply construe some Stochastic OT model that fits the facts. These facts first of all need to be interpreted, and those factors that the grammar has to account for must be sorted out from those about which grammar should have nothing to say. This task, to my mind, is more complicated than the picture that a simplistic application of (not only) Stochastic OT might draw

Remarks on the architecture of OT syntax grammars

This paper argues for a particular architecture of OT syntax. This architecture hasthree core features: i) it is bidirectional, the usual production-oriented optimisation (called ‘first optimisation’ here) is accompanied by a second step that checks the recoverability of an underlying form; ii) this underlying form already contains a full-fledged syntactic specification; iii) especially the procedure checking for recoverability makes crucial use of semantic and pragmatic factors. The first section motivates the basic architecture. The second section shows with two examples, how contextual factors are integrated. The third section examines its implications for learning theory, and the fourth section concludes with a broader discussion of the advantages and disadvantages of the proposed model

The resolution of case conflicts : a pilot study

This paper reports the results of a pilot study on the resolution of case conflicts in German free relative constructions. Section 1 gives a brief introduction into the phenomenon, section 2 presents the experiment and its results, section 3 ends the paper with a brief more general discussion

Dialectal variation in german 3-verb clusters : a surface-oriented optimality theoretic account

We present data from an empirical investigation on the dialectal variation in the syntax of German 3-verb clusters, consisting of a temporal auxiliary, a modal verb, and a predicative verb. The ordering possibilities vary greatly among the dialects. Some of the orders that we found occur only under particular stress assignments. We assume that these orders fulfil an information structural purpose and that the reordering processes are changes only in the linear order of the elements which is represented exclusively at the surface syntactic level, PF (Phonetic Form). Our Optimality theoretic account offers a multifactorial perspective on the phenomenon

Counting markedness : a corpus investigation on German free relative constructions

This paper reports the results of a corpus investigation on case conflicts in German argument free relative constructions. We investigate how corpus frequencies reflect the relative markedness of free relative and correlative constructions, the relative markedness of different case conflict configurations, and the relative markedness of different conflict resolution strategies. Section 1 introduces the conception of markedness as used in Optimality Theory. Section 2 introduces the facts about German free relative clauses, and section 3 presents the results of the corpus study. By and large, markedness and frequency go hand in hand. However, configurations at the highest end of the markedness scale rarely show up in corpus data, and for the configuration at the lowest end we found an unexpected outcome: the more marked structure is preferred

Grammatical taboos. An investigation on the impact of prescription in acceptability judgement experiments

Vogel R. Grammatical taboos. An investigation on the impact of prescription in acceptability judgement experiments. Zeitschrift für Sprachwissenschaft. 2019;38(1):37-79.This explorative study focuses on _grammatical taboos_ in German, morphosyntactic constructions which are subject to stigmatisation, as they regularly occur in standard languages. They are subjected to systematic experimental testing in a questionnaire study with gradient rating scales on two salient and two non-salient grammatical taboo phenomena of German. The study is divided into three subexperiments with different judgement types, an aesthetic judgement, a norm-oriented judgement and the sort of possibility judgement that comes closest to linguists’ understanding of grammar. Included in the investigated material are also examples of ordinary gradient grammaticality: unmarked, marked and ungrammatical sentences. The empirical characteristics of grammatical taboos are compared to those ordinary cases with the finding that they are rated at the level of markedness, but differ from ordinary markedness in that they produce a different pattern of between-subject variance. In addition, we find that grammatical taboos have a particular disadvantage under the aesthetic judgement type. The paper also introduces the concept of _empirical grammaticality_ as a necessary theoretical cornerstone for empirical linguistics. Methodically, the study applies a mix of parametric and non-parametric methods of statistical analysis