A Hybrid Metaheuristic Approach to a Real World Employee Scheduling Problem

Employee scheduling problems are of critical importance to large businesses. These problems are hard to solve due to large numbers of conflicting constraints. While many approaches address a subset of these constraints, there is no single approach for simultaneously addressing all of them. We hybridise 'Evolutionary Ruin & Stochastic Recreate' and 'Variable Neighbourhood Search' metaheuristics to solve a real world instance of the employee scheduling problem to near optimality. We compare this with Simulated Annealing, exploring the algorithm configuration space using the irace software package to ensure fair comparison. The hybrid algorithm generates schedules that reduce unmet demand by over 28% compared to the baseline. All data used, where possible, is either directly from the real world engineer scheduling operation of around 25,000 employees , or synthesised from a related distribution where data is unavailable

Metaheuristics For Solving Real World Employee Rostering and Shift Scheduling Problems

Optimising resources and making considerate decisions are central concerns in any responsible organisation aiming to succeed in efficiently achieving their goals. Careful use of resources can have positive outcomes in the form of fiscal savings, improved service levels, better quality products, improved awareness of diminishing returns and general output efficiency, regardless of field. Operational research techniques are advanced analytical tools used to improve managerial decision-making. There have been a variety of case studies where operational research techniques have been successfully applied to save millions of pounds. Operational research techniques have been successfully applied to a multitude of fields, including agriculture, policing, defence, conservation, air traffic control, and many more. In particular, management of resources in the form of employees is a challenging problem --- but one with the potential for huge improvements in efficiency. The problem this thesis tackles can be divided into two sub-problems; the personalised shift scheduling & employee rostering problem, and the roster pattern problem. The personalised shift scheduling & employee rostering problem involves the direct scheduling of employees to hours and days of week. This allows the creation of schedules which are tailored to individuals and allows a fine level over control over the results, but with at the cost of a large and challenging search space. The roster pattern problem instead takes existing patterns employees currently work, and uses these as a pool of potential schedules to be used. This reduces the search space but minimises the number of changes to existing employee schedules, which is preferable for personnel satisfaction. Existing research has shown that a variety of algorithms suit different problems and hybrid methods are found to typically outperform standalone ones in real-world contexts. Several algorithmic approaches for solving variations of the employee scheduling problem are considered in this thesis. Initially a VNS approach was used with a Metropolis-Hastings acceptance criterion. The second approach utilises ER&SR controlled by the EMCAC, which has only been used in the field of exam timetabling, and has not before been used within the domain of employee scheduling and rostering. ER&SR was then hybridised with our initial approach, producing ER&SR with VNS. Finally, ER&SR was hybridised into a matheuristic with Integer Programming and compared to the hybrid's individual components. A contribution of this thesis is evidence that the algorithm ER&SR has merit outside of the original sub-field of exam scheduling, and can be applied to shift scheduling and employee rostering. Further, ER&SR was hybridised and schedules produced by the hybridisations were found to be of higher quality than the standalone algorithm. In the literature review it was found that hybrid algorithms have become more popular in real-world problems in recent years, and this body of work has explored and continued this trend. Problem formulations in this thesis provide insight into creating constraints which satisfy the need for minimising employee dissatisfaction, particularly in regards to abrupt change. The research presented in this thesis has positively impacted a multinational and multibillion dollar field service operations company. This has been achieved by implementing a variety of techniques, including metaheuristics and a matheuristic, to schedule shifts and roster employees over a period of several months. This thesis showcases the research outputs by this project, and highlights the real-world impact of this research

Variable Neighbourhood Search: A Case Study for a Highly-Constrained Workforce Scheduling Problem

This paper describes a Variable Neighbourhood Search (VNS) combined with simulated annealing to tackle a highly constrained workforce scheduling problem at British Telecommunications plc (BT). A refined greedy algorithm is firstly designed to create an initial solution which meets all hard constraints and satisfies some of the soft constraints. The VNS is then used to swap out less promising combinations, continually moving towards a more optimal solution until meeting finishing requirements. The results are promising when compared to the stand- alone greedy algorithm. We believe there is scope for this to be extended in several ways, i.e. into a more complex variation of VNS to further improve results, to be applied to further data sets and workforce scheduling problem scenarios, and to have input parameters to the algorithm selectively optimized to discover what kind of improvements in efficiency and fitness are possible. There is also scope for this to be used in similar combinatorial optimization problems

Bus driver rostering by hybrid methods based on column generation

Tese de doutoramento, Informática (Engenharia Informática), Universidade de Lisboa, Faculdade de Ciências, 2018Rostering problems arise in a diversity of areas where, according to the business and labor rules, distinct variants of the problem are obtained with different constraints and objectives considered. The diversity of existing rostering problems, allied with their complexity, justifies the activity of the research community addressing them. The current research on rostering problems is mainly devoted to achieving near-optimal solutions since, most of the times, the time needed to obtain optimal solutions is very high. In this thesis, a Bus Driver Rostering Problem is addressed, to which an integer programming model is adapted from the literature, and a new decomposition model with three distinct subproblems representations is proposed. The main objective of this research is to develop and evaluate a new approach to obtain solutions to the problem in study. The new approach follows the concept of search based on column generation, which consists in using the column generation method to solve problems represented by decomposition models and, after, applying metaheuristics to search for the best combination of subproblem solutions that, when combined, result in a feasible integer solution to the complete problem. Besides the new decomposition models proposed for the Bus Driver Rostering Problem, this thesis proposes the extension of the concept of search by column generation to allow using population-based metaheuristics and presents the implementation of the first metaheuristic using populations, based on the extension, which is an evolutionary algorithm. There are two additional contributions of this thesis. The first is an heuristic allowing to obtain solutions for the subproblems in an individual or aggregated way and the second is a repair operator which can be used by the metaheuristics to repair infeasible solutions and, eventually, generate missing subproblem solutions needed. The thesis includes the description and results from an extensive set of computational tests. Multiple configurations of the column generation with three decomposition models are tested to assess the best configuration to use in the generation of the search space for the metaheuristic. Additional tests compare distinct single-solution metaheuristics and our basic evolutionary algorithm in the search for integer solutions in the search space obtained by the column generation. A final set of tests compares the results of our final algorithm (with the best column generation configuration and the evolutionary algorithm using the repair operator) and the solutions obtained by solving the problem represented by the integer programming model with a commercial solver.Programa de Apoio à Formação Avançada de Docentes do Ensino Superior Politécnico (PROTEC), SFRH/PROTEC/67405/201

An Integrated Framework for Staffing and Shift Scheduling in Hospitals

Over the years, one of the main concerns confronting hospital management is optimising the staffing and scheduling decisions. Consequences of inappropriate staffing can adversely impact on hospital performance, patient experience and staff satisfaction alike. A comprehensive review of literature (more than 1300 journal articles) is presented in a new taxonomy of three dimensions; problem contextualisation, solution approach, evaluation perspective and uncertainty. Utilising Operations Research methods, solutions can provide a positive contribution in underpinning staffing and scheduling decisions. However, there are still opportunities to integrate decision levels; incorporate practitioners view in solution architectures; consider staff behaviour impact, and offer comprehensive applied frameworks. Practitioners’ perspectives have been collated using an extensive exploratory study in Irish hospitals. A preliminary questionnaire has indicated the need of effective staffing and scheduling decisions before semi-structured interviews have taken place with twenty-five managers (fourteen Directors and eleven head nurses) across eleven major acute Irish hospitals (about 50% of healthcare service deliverers). Thematic analysis has produced five key themes; demand for care, staffing and scheduling issues, organisational aspects, management concern, and technology-enabled. In addition to other factors that can contribute to the problem such as coordination, environment complexity, understaffing, variability and lack of decision support. A multi-method approach including data analytics, modelling and simulation, machine learning, and optimisation has been employed in order to deliver adequate staffing and shift scheduling framework. A comprehensive portfolio of critical factors regarding patients, staff and hospitals are included in the decision. The framework was piloted in the Emergency Department of one of the leading and busiest university hospitals in Dublin (Tallaght Hospital). Solutions resulted from the framework (i.e. new shifts, staff workload balance, increased demands) have showed significant improvement in all key performance measures (e.g. patient waiting time, staff utilisation). Management team of the hospital endorsed the solution framework and are currently discussing enablers to implement the recommendation

Novel heuristic and metaheuristic approaches to the automated scheduling of healthcare personnel

This thesis is concerned with automated personnel scheduling in healthcare organisations; in particular, nurse rostering. Over the past forty years the nurse rostering problem has received a large amount of research. This can be mostly attributed to its practical applications and the scientific challenges of solving such a complex problem. The benefits of automating the rostering process include reducing the planner’s workload and associated costs and being able to create higher quality and more flexible schedules. This has become more important recently in order to retain nurses and attract more people into the profession. Better quality rosters also reduce fatigue and stress due to overwork and poor scheduling and help to maximise the use of leisure time by satisfying more requests. A more contented workforce will lead to higher productivity, increased quality of patient service and a better level of healthcare. Basically stated, the nurse rostering problem requires the assignment of shifts to personnel to ensure that sufficient employees are present to perform the duties required. There are usually a number of constraints such as working regulations and legal requirements and a number of objectives such as maximising the nurses working preferences. When formulated mathematically this problem can be shown to belong to a class of problems which are considered intractable. The work presented in this thesis expands upon the research that has already been conducted to try and provide higher quality solutions to these challenging problems in shorter computation times. The thesis is broadly structured into three sections. 1) An investigation into a nurse rostering problem provided by an industrial collaborator. 2) A framework to aid research in nurse rostering. 3) The development of a number of advanced algorithms for solving highly complex, real world problems

Solving Challenging Real-World Scheduling Problems

This work contains a series of studies on the optimization of three real-world scheduling problems, school timetabling, sports scheduling and staff scheduling. These challenging problems are solved to customer satisfaction using the proposed PEAST algorithm. The customer satisfaction refers to the fact that implementations of the algorithm are in industry use. The PEAST algorithm is a product of long-term research and development. The first version of it was introduced in 1998. This thesis is a result of a five-year development of the algorithm. One of the most valuable characteristics of the algorithm has proven to be the ability to solve a wide range of scheduling problems. It is likely that it can be tuned to tackle also a range of other combinatorial problems. The algorithm uses features from numerous different metaheuristics which is the main reason for its success. In addition, the implementation of the algorithm is fast enough for real-world use.Siirretty Doriast

An exact optimization approach for personnel scheduling problems in the call center industry

Dissertação de mestrado em Engenharia de SistemasNowadays, the importance of the call center industry is increasing because they are a major mean of communication between organizations and their costumers. So, ensuring good and optimized personnel schedules in call centers is crucial and has several advantages: reduction of total labor costs, reducing overstaffing, employees’ satisfaction, meeting their preferences, and costumers’ satisfaction, presenting acceptable waiting times. The considered problem concerns personnel scheduling in a 24/7 call center where the scheduling process is done manually. So, the main goal is to explore exact solution approaches in order to obtain solutions whose quality is preferable to the manually achieved ones and to reduce the processing time. The proposed optimization model is an Integer Programming model. The purpose of this model is to assign shifts to workers, while minimizing the total penalization that are associated to employees’ time preferences. The model is implemented on ILOG CPLEX Optimization Studio 12.7.0.0, using OPL, and tested with various instances, including randomly generated and real-world data instances. In order to analyze the quality of the model, a computational study of its linear relaxation was carried out, concluding that the model presents null integrality gaps in all the tested instances. So, the proposed model has a strong formulation, that is, a good quality model. Additionally, to evaluate the performance of the model when running large instances, several randomly generated instances were tested using ILOG CPLEX Optimization Studio 12.10.0.0, achieving good computational results.Hoje em dia, a importância da indústria dos call centers tem vindo a aumentar, uma vez que estes são um grande meio de comunicação entre as empresas e os respetivos clientes. Nesse sentido, garantir um bom e otimizado escalonamento de pessoal é crucial e traz consigo bastantes vantagens: redução dos custos totais de trabalho, reduzindo excesso de trabalhadores, aumento da satisfação dos empregados, atendendo às suas preferências, e ainda aumento da satisfação dos clientes, apresentando tempos de espera aceitáveis. O problema considerado envolve escalonamento de pessoal num call center que opera 24 horas por dia, 7 dias por semana. Atualmente, o processo de escalonamento é feito manualmente. Assim, o principal objetivo é explorar abordagens de resolução exata para obter soluções que apresentam qualidade preferível às das soluções obtidas até ao momento e para reduzir o tempo gasto em todo o processo. O modelo de otimização proposto é um modelo de Programação Inteira, cujo objectivo é associar turnos de trabalho aos trabalhadores, minimizando o total das penalizações associadas às preferências horárias dos mesmos. O modelo é implementado no ILOG CPLEX Optimization Studio 12.7.0.0, utilizando linguagem OPL, e testado com várias instâncias, incluindo instâncias geradas aleatoriamente e instâncias com dados reais. A análise da qualidade do modelo passou pelo estudo computacional da sua relaxação linear, podendo concluir-se que o modelo apresenta um intervalo de integralidade nulo em todas as instâncias testadas. Assim, o modelo proposto é um modelo forte, isto é, um modelo de boa qualidade. De forma a avaliar o desempenho do modelo a resolver instâncias grandes, várias instâncias geradas aletoriamente são testadas utilizando o software ILOG CPLEX Optimization Studio 12.10.0.0., apresentando bons resultados computacionais

Novel heuristic and metaheuristic approaches to the automated scheduling of healthcare personnel

This thesis is concerned with automated personnel scheduling in healthcare organisations; in particular, nurse rostering. Over the past forty years the nurse rostering problem has received a large amount of research. This can be mostly attributed to its practical applications and the scientific challenges of solving such a complex problem. The benefits of automating the rostering process include reducing the planner’s workload and associated costs and being able to create higher quality and more flexible schedules. This has become more important recently in order to retain nurses and attract more people into the profession. Better quality rosters also reduce fatigue and stress due to overwork and poor scheduling and help to maximise the use of leisure time by satisfying more requests. A more contented workforce will lead to higher productivity, increased quality of patient service and a better level of healthcare. Basically stated, the nurse rostering problem requires the assignment of shifts to personnel to ensure that sufficient employees are present to perform the duties required. There are usually a number of constraints such as working regulations and legal requirements and a number of objectives such as maximising the nurses working preferences. When formulated mathematically this problem can be shown to belong to a class of problems which are considered intractable. The work presented in this thesis expands upon the research that has already been conducted to try and provide higher quality solutions to these challenging problems in shorter computation times. The thesis is broadly structured into three sections. 1) An investigation into a nurse rostering problem provided by an industrial collaborator. 2) A framework to aid research in nurse rostering. 3) The development of a number of advanced algorithms for solving highly complex, real world problems