Compensation of fibre impairments in coherent optical systems

Tese de mestrado integrado. Engenharia Electrotécnica e de Computadores. Faculdade de Engenharia. Universidade do Porto. 201

Compensating Chromatic Dispersion and Phase Noise using Parallel AFB-MBPS For FBMC-OQAM Optical Communication System

Filter Bank Multi-Carrier Offset-QAM (FBMC-OQAM) is one of the hottest topics in research for 5G multi-carrier methods because of its high efficiency in the spectrum, minimal leakage in the side lobes, zero cyclic prefix (CP), and multiphase filter design. Large-scale subcarrier configurations in optical fiber networks need the use of FBMC-OQAM. Chromatic dispersion is critical in optical fiber transmission because it causes different spectral waves (color beams) to travel at different rates. Laser phase noise, which arises when the phase of the laser output drifts with time, is a major barrier that lowers throughput in fiber-optic communication systems. This deterioration may be closely related among channels that share lasers in multichannel fiber-optic systems using methods like wavelength-division multiplexing with frequency combs or space-division multiplexing. In this research, we use parallel Analysis Filter Bank (AFB) equalizers in the receiver part of the FBMC OQAM Optical Communication system to compensate for chromatic dispersion (CD) and phase noise (PN). Following the equalization of CD compensation, the phase of the carriers in the received signal is tracked and compensated using Modified Blind Phase Search (MBPS). The CD and PN compensation techniques are simulated and analyzed numerically and graphically to determine their efficacy. To evaluate the FBMC\u27s efficiency across various equalizers, 16-OQAM is taken into account. Bit Error Rate (BER), Optical Signal-to-Noise Ratio (OSNR), Q-Factor, and Mean Square Error (MSE) were the primary metrics we utilized to evaluate performance. Single-tap equalizer, multi-tap equalizer (N=3), ISDF equalizer with suggested Parallel Analysis Filter Banks (AFBs) (K=3), and MBPS were all set aside for comparison. When compared to other forms of Nonlinear compensation (NLC), the CD and PN tolerance attained by Parallel AFB equalization with MBPS is the greatest

Filter Bank Multi-Sub-Band Transmission for Optical Systems with Mode Multiplexing

Mode-multiplexed optical transmission is subject to mode coupling and potentially large differential mode delays. In most recent implementations, these effects are compensated for at the receiver by complex adaptive multiple-input multiple-output (MIMO) equalizers. Although frequency-domain MIMO equalization requires a moderate complexity compared to time-domain equalization, the long required fast Fourier transforms may face implementation issues. In this paper, we evaluate an alternative transceiver architecture based on sub-band partitioning, implemented by filter banks, which enables concurrent time-domain equalization. Single-carrier (SC) and multi-sub-band (MSB) mode division multiplexing transmission are simulated using frequency-domain equalization and time-domain equalization, respectively. Their performance is compared in terms of static transmission performance, channel tracking capability, phase noise tolerance, and computational complexity. The results indicate that compared with an equivalent SC solution, the MSB architecture provides a high degree of parallelism at the cost of a penalty of 0.7-1.3 dB for a laser linewidth of 25-100 kHz and a moderate increase in complexity

Analysis and equalization of data-dependent jitter

Data-dependent jitter limits the bit-error rate (BER) performance of broadband communication systems and aggravates synchronization in phase- and delay-locked loops used for data recovery. A method for calculating the data-dependent jitter in broadband systems from the pulse response is discussed. The impact of jitter on conventional clock and data recovery circuits is studied in the time and frequency domain. The deterministic nature of data-dependent jitter suggests equalization techniques suitable for high-speed circuits. Two equalizer circuit implementations are presented. The first is a SiGe clock and data recovery circuit modified to incorporate a deterministic jitter equalizer. This circuit demonstrates the reduction of jitter in the recovered clock. The second circuit is a MOS implementation of a jitter equalizer with independent control of the rising and falling edge timing. This equalizer demonstrates improvement of the timing margins that achieve 10/sup -12/ BER from 30 to 52 ps at 10 Gb/s

Study of phase noise in optical coherent systems

Le bruit de phase est un problème important dans la conception de systèmes cohérents optiques. Bien que le bruit de phase soit étudié énormément dans les communications sans fil, certains aspects de bruit de phase sont nouveaux dans des systèmes cohérents optiques. Dans cette thèse, nous explorons les statistiques de bruit de phase dans les systèmes optiques cohérentes et proposons une nouvelle technique pour améliorer la robustesse du système envers le bruit de phase. Notre première contribution traite de l’étude des statistiques de bruit de phase en présence de compensation électronique de la dispersion chromatique (CD) dans des systèmes cohérents. Nous montrons que le modèle proposé précédemment pour l’interaction de CD avec bruit de phase doit être modifié à cause d’un modèle trop simple pour la récupération de phase. Nous dérivons une expression plus précise pour le bruit de phase estimé par la récupération de phase avec décision dirigée (DD), et utilisons cette expression pour modifier les statistiques de décision pour les symboles reçus. Nous calculons le taux d’erreur binaire (BER) pour le format de transmission DQPSK semi-analytiquement en utilisant nos statistiques de décision modifiées et montrons que pour la récupération de phase idéale, le BER semi-analytique est bien assorti avec le BER simulé avec la technique Monte-Carlo (MC). Notre deuxième contribution est l’adaptation d’une technique de codage MLCM pour les systèmes cohérents limités par le bruit de phase et le bruit blanc additif Gaussien (AWGN). Nous montrons que la combinaison d’une constellation optimisée pour le bruit de phase avec MLCM offre un système robuste à complexité modérée. Nous vérifions que la performance de MLCM dans des systèmes cohérents avec constellations 16-aires se détériorés par le bruit de phase non-linéaire et de Wiener. Pour le bruit de phase non-linéaire, notre conception de MLCM démontre une performance supérieure par rapport àune conception de MLCM déjà présente dans la littérature. Pour le bruit de phase de Wiener, nous comparons deux format de transmission, constellations carrées et optimisée pour bruit de phase, et deux techniques de codage, MLCM et codage à débit uniforme. Nos résultats expérimentaux pour BER après codage suivent les mêmes tendances que le BER simulé et confirment notre conception.Phase noise is an important issue in designing today’s optical coherent systems. Although phase noise is studied heavily in wireless communications, some aspects of phase noise are novel in optical coherent systems. In this thesis we explore phase noise statistics in optical coherent systems and propose a novel technique to increase system robustness toward phase noise. Our first contribution deals with the study of phase noise statistics in the presence of electronic chromatic dispersion (CD) compensation in coherent systems. We show that previously proposed model for phase noise and CD interaction must be modified due to an overly simple model of carrier phase recovery. We derive a more accurate expression for the estimated phase noise of decision directed (DD) carrier phase recovery, and use this expression to modify the decision statistics of received symbols. We calculate bit error rate (BER) of a differential quadrature phase shift keying (DQPSK) system semi-analytically using our modified decision statistics and show that for ideal DD carrier phase recovery the semi-analytical BER matches the BER simulated via Monte-Carlo (MC) technique. We show that the semi-analytical BER is a lower bound of simulated BER from Viterbi-Viterbi (VV) carrier phase recovery for a wide range of practical system parameters. Our second contribution is concerned with adapting a multi-level coded modulation (MLCM) technique for phase noise and additive white Gaussian noise (AWGN) limited coherent system. We show that the combination of a phase noise optimized constellation with MLCM offers a phase-noise robust system at moderate complexity. We propose a numerical method to design set-partitioning (mapping bits to symbols) and optimizing code rates for minimum block error rate (BLER).We verify MLCM performance in coherent systems of 16-ary constellations impaired by nonlinear and Wiener phase noise. For nonlinear phase noise, superior performance of our MLCM design over a previously designed MLCM system is demonstrated in terms of BLER. For Wiener phase noise, we compare optimized and square 16-QAM constellations assuming either MLCM or uniform rate coding. We compare post forward error correction (FEC) BER in addition to BLER by both simulation and experiment and show that superior BLER performance is translated into post FEC BER. Our experimental post FEC BER results follow the same trends as simulated BER, validating our design

Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well

Blind Equalization in Optical Communications Using Independent Component Analysis

We propose a multi-tap independent component analysis (ICA) scheme for blind equalization and phase recovery in coherent optical communication systems. The proposed algorithm is described and evaluated in the cases of QPSK and 16-QAM transmission. Comparison with CMA equalization shows similar performance in the case of QPSK and an advantage for the ICA equalizer in the case of 16-QAM. The equalization scheme was evaluated in a multi-span optical communications system impaired by both polarization mode dispersion (PMD) and polarization dependent loss (PDL)

Tecnologias coerentes para redes ópticas flexíveis

Next-generation networks enable a broad range of innovative services with the best delivery by utilizing very dense wired/wireless networks. However, the development of future networks will require several breakthroughs in optical networks such as high-performance optical transceivers to support a very-high capacity optical network as well as optimization of the network concept, ensuring a dramatic reduction of the cost per bit. At the same time, all of the optical network segments (metro, access, long-haul) need new technology options to support high capacity, spectral efficiency and data-rate flexibility. Coherent detection offers an opportunity by providing very high sensitivity and supporting high spectral efficiency. Coherent technology can still be combined with polarization multiplexing. Despite the increased cost and complexity, the migration to dual-polarization coherent transceivers must be considered, as it enables to double the spectral efficiency. These dual-polarization systems require an additional digital signal processing (DSP) subsystem for polarization demultiplexing. This work seeks to provide and characterize cost-effective novel coherent transceivers for the development of new generation practical, flexible and high capacity transceivers for optical metro-access and data center interconnects. In this regard, different polarization demultiplexing (PolDemux) algorithms, as well as adaptive Stokes will be considered. Furthermore, low complexity and modulation format-agnostic DSP techniques based on adaptive Stokes PolDemux for flexible and customizable optical coherent systems will be proposed. On this subject, the performance of the adaptive Stokes algorithm in an ultra-dense wavelength division multiplexing (U-DWDM) system will be experimentally evaluated, in offline and real-time operations over a hybrid optical-wireless link. In addition, the efficiency of this PolDemux algorithm in a flexible optical metro link based on Nyquist pulse shaping U-DWDM system and hybrid optical signals will be assessed. Moreover, it is of great importance to find a transmission technology that enables to apply the Stokes PolDemux for long-haul transmission systems and data center interconnects. In this work, it is also proposed a solution based on the use of digital multi-subcarrier multiplexing, which improve the performance of long-haul optical systems, without increasing substantially, their complexity and cost.As redes de telecomunicações futuras permitirão uma ampla gama de serviços inovadores e com melhor desempenho. No entanto, o desenvolvimento das futuras redes implicará vários avanços nas redes de fibra ótica, como transcetores óticos de alto desempenho capazes de suportar ligações de muito elevada capacidade, e a otimização da estrutura da rede, permitindo uma redução drástica do custo por bit transportado. Simultaneamente, todos os segmentos de rede ótica (metropolitanas, acesso e longo alcance) necessitam de novas opções tecnológicas para suportar uma maior capacidade, maior eficiência espetral e flexibilidade. Neste contexto, a deteção coerente surge como uma oportunidade, fornecendo alta sensibilidade e elevada eficiência espetral. A tecnologia de deteção coerente pode ainda ser associada à multiplexação na polarização. Apesar de um potencial aumento ao nível do custo e da complexidade, a migração para transcetores coerentes de dupla polarização deve ser ponderada, pois permite duplicar a eficiência espetral. Esses sistemas de dupla polarização requerem um subsistema de processamento digital de sinal (DSP) adicional para desmultiplexagem da polarização. Este trabalho procura fornecer e caracterizar novos transcetores coerentes de baixo custo para o desenvolvimento de uma nova geração de transcetores mais práticos, flexíveis e de elevada capacidade, para interconexões óticas ao nível das futuras redes de acesso e metro. Assim, serão analisados diferentes algoritmos para a desmultiplexagem da polarização, incluindo uma abordagem adaptativa baseada no espaço de Stokes. Além disso, são propostas técnicas de DSP independentes do formato de modulação e de baixa complexidade baseadas na desmultiplexagem de Stokes adaptativa para sistemas óticos coerentes flexíveis. Neste contexto, o desempenho do algoritmo adaptativo de desmultiplexagem na polarização baseado no espaço de Stokes é avaliado experimentalmente num sistema U-DWDM, tanto em análises off-line como em tempo real, considerando um percurso ótico hibrido que combina um sistema de transmissão suportado por fibra e outro em espaço livre. Foi ainda analisada a eficiência do algoritmo de desmultiplexagem na polarização numa rede ótica de acesso flexível U-DWDM com formatação de pulso do tipo Nyquist. Neste trabalho foi ainda analisada a aplicação da técnica de desmultiplexagem na polarização baseada no espaço de Stokes para sistemas de longo alcance. Assim, foi proposta uma solução de aplicação baseada no uso da multiplexagem digital de múltiplas sub-portadoras, tendo-se demonstrado uma melhoria na eficiência do desempenho dos sistemas óticos de longo alcance, sem aumentar significativamente a respetiva complexidade e custo.Programa Doutoral em Engenharia Eletrotécnic