Wideband data-independent beamforming for subarrays

The desire to operate large antenna arrays for e.g. RADAR applications over a wider frequency range is currently limited by the hardware, which due to weight, cost and size only permits complex multipliers behind each element. In contrast, wideband processing would have to rely on tap delay lines enabling digital filters for every element.As an intermediate step, in this thesis we consider a design where elements are grouped into subarrays, within which elements are still individually controlled by narrowband complex weights, but where each subarray output is given a tap delay line or finite impulse response digital filter for further wideband processing. Firstly, this thesis explores how a tap delay line attached to every subarray can be designed as a delay-and-sum beamformer. This filter is set to realised a fractional delay design based on a windowed sinc function. At the element level, we show that designing a narrowband beam w.r.t. a centre frequency of wideband operation is suboptimal,and suggest an optimisation technique that can yield sufficiently accurate gain over a frequency band of interest for an arbitrary look direction, which however comes at the cost of reduced aperture efficiency, as well as significantly increased sidelobes. We also suggest an adaptive method to enhance the frequency characteristic of a partial wideband array design, by utilising subarrays pointing in different directions in different frequency bands - resolved by means of a filter bank - to adaptively suppress undesired components in the beam patterns of the subarrays. Finally, the thesis proposes a novel array design approach obtained by rotational tiling of subarrays such that the overall array aperture is densely constructed from the same geometric subarray by rotation and translation only. Since the grating lobes of differently oriented subarrays do not necessarily align, an effective grating lobe attenuation w.r.t. the main beam is achieved. Based on a review of findings from geometry,a number of designs are highlight and transformed into numerical examples, and the theoretically expected grating lobe suppression is compared to uniformly spaced arrays.Supported by a number of models and simulations, the thesis thus suggests various numerical and hardware design techniques, mainly the addition of tap-delay-line per subarray and some added processing overhead, that can help to construct a large partial wideband array close in wideband performance to currently existing hardware.The desire to operate large antenna arrays for e.g. RADAR applications over a wider frequency range is currently limited by the hardware, which due to weight, cost and size only permits complex multipliers behind each element. In contrast, wideband processing would have to rely on tap delay lines enabling digital filters for every element.As an intermediate step, in this thesis we consider a design where elements are grouped into subarrays, within which elements are still individually controlled by narrowband complex weights, but where each subarray output is given a tap delay line or finite impulse response digital filter for further wideband processing. Firstly, this thesis explores how a tap delay line attached to every subarray can be designed as a delay-and-sum beamformer. This filter is set to realised a fractional delay design based on a windowed sinc function. At the element level, we show that designing a narrowband beam w.r.t. a centre frequency of wideband operation is suboptimal,and suggest an optimisation technique that can yield sufficiently accurate gain over a frequency band of interest for an arbitrary look direction, which however comes at the cost of reduced aperture efficiency, as well as significantly increased sidelobes. We also suggest an adaptive method to enhance the frequency characteristic of a partial wideband array design, by utilising subarrays pointing in different directions in different frequency bands - resolved by means of a filter bank - to adaptively suppress undesired components in the beam patterns of the subarrays. Finally, the thesis proposes a novel array design approach obtained by rotational tiling of subarrays such that the overall array aperture is densely constructed from the same geometric subarray by rotation and translation only. Since the grating lobes of differently oriented subarrays do not necessarily align, an effective grating lobe attenuation w.r.t. the main beam is achieved. Based on a review of findings from geometry,a number of designs are highlight and transformed into numerical examples, and the theoretically expected grating lobe suppression is compared to uniformly spaced arrays.Supported by a number of models and simulations, the thesis thus suggests various numerical and hardware design techniques, mainly the addition of tap-delay-line per subarray and some added processing overhead, that can help to construct a large partial wideband array close in wideband performance to currently existing hardware

Frequency invariant uniform concentric circular arrays with directional elements

A new approach for designing frequency invariant (FI) uniform concentric circular arrays (UCCAs) with directional elements is proposed, and their applications to direction-of-arrival (DOA) estimation and adaptive beamforming are studied. By treating the sensors along the radial direction of the UCCA as linear subarrays and using appropriately designed beamformers, each subarray is transformed to a virtual element with appropriate directivity. Consequently, the whole UCCA can be viewed as a virtual uniform circular array (UCA) with desired element directivity for broadband processing. By extending the approach for designing FI-UCAs, the frequency dependency of the phase modes of the virtual UCA is compensated to facilitate broadband DOA and adaptive beamforming. Both the linear array beamformers (LABFs) and compensation filters can be designed separately using second- order cone programming (SOCP). Moreover, a new method to tackle the possible noise amplification problem in such large arrays by imposing additional norm constraints on the design of the compensation filters is proposed. The advantages of this decoupled approach are 1) the complicated design problem of large UCCAs can be decoupled into simpler problems of designing the LABFs and compensation filters, and 2) directional elements, which are frequently encountered, can be treated readily under the proposed framework. Numerical examples are provided to demonstrate the effectiveness and improvement of the proposed methods in DOA estimation, adaptive beamforming, and elevation control over the conventional FI-UCCA design method.published_or_final_versio

Design of Frequency Invariant Wideband Beamformer with Real and Symmetric FIR Filters

An approach to wideband beamformer with frequency invariant property is proposed by optimising the space-time two-dimensional finite impulse response (FIR) filters. Frequency invariant beam pattern brings some restrictions on frequency bandwith and filter length. Using the Landau-Pollak theorem to estimate the rank of wideband signals, we give the lower bound of filter length respect to array element numbers and the relative bandwidth of wideband signal. With the expression of beam pattern using real and symmetric FIR filters, we develop corresponding optimisation formation considering the robustness of beamformer as well, which can be easily solved by the least mean square (LMS) algorithm. A design example is provided to show the effectiveness of the proposed method.Defence Science Journal, 2012, 62(4), pp.243-247, DOI:http://dx.doi.org/10.14429/dsj.62.96

Digital Predistortion in Large-Array Digital Beamforming Transmitters

In this article, we propose a novel digital predistortion (DPD) solution that allows to considerably reduce the complexity resulting from linearizing a set of power amplifiers (PAs) in single-user large-scale digital beamforming transmitters. In contrast to current state-of-the art solutions that assume a dedicated DPD per power amplifier, which is unfeasible in the context of large antenna arrays, the proposed solution only requires a single DPD in order to linearize an arbitrary number of power amplifiers. To this end, the proposed DPD predistorts the signal at the input of the digital precoder based on minimizing the nonlinear distortion of the combined signal at the intended receiver direction. This is a desirable feature, since the resulting emissions in other directions get partially diluted due to less coherent superposition. With this approach, only a single DPD is required, yielding great complexity and energy savings.Comment: 8 pages, Accepted for publication in Asilomar Conference on Signals, Systems, and Computer

Broadband adaptive beamforming with low complexity and frequency invariant response

This thesis proposes different methods to reduce the computational complexity as well as increasing the adaptation rate of adaptive broadband beamformers. This is performed exemplarily for the generalised sidelobe canceller (GSC) structure. The GSC is an alternative implementation of the linearly constrained minimum variance beamformer, which can utilise well-known adaptive filtering algorithms, such as the least mean square (LMS) or the recursive least squares (RLS) to perform unconstrained adaptive optimisation.A direct DFT implementation, by which broadband signals are decomposed into frequency bins and processed by independent narrowband beamforming algorithms, is thought to be computationally optimum. However, this setup fail to converge to the time domain minimum mean square error (MMSE) if signal components are not aligned to frequency bins, resulting in a large worst case error. To mitigate this problem of the so-called independent frequency bin (IFB) processor, overlap-save based GSC beamforming structures have been explored. This system address the minimisation of the time domain MMSE, with a significant reduction in computational complexity when compared to time-domain implementations, and show a better convergence behaviour than the IFB beamformer. By studying the effects that the blocking matrix has on the adaptive process for the overlap-save beamformer, several modifications are carried out to enhance both the simplicity of the algorithm as well as its convergence speed. These modifications result in the GSC beamformer utilising a significantly lower computational complexity compare to the time domain approach while offering similar convergence characteristics.In certain applications, especially in the areas of acoustics, there is a need to maintain constant resolution across a wide operating spectrum that may extend across several octaves. To attain constant beamwidth is difficult, particularly if uniformly spaced linear sensor array are employed for beamforming, since spatial resolution is reciprocally proportional to both the array aperture and the frequency. A scaled aperture arrangement is introduced for the subband based GSC beamformer to achieve near uniform resolution across a wide spectrum, whereby an octave-invariant design is achieved. This structure can also be operated in conjunction with adaptive beamforming algorithms. Frequency dependent tapering of the sensor signals is proposed in combination with the overlap-save GSC structure in order to achieve an overall frequency-invariant characteristic. An adaptive version is proposed for frequency-invariant overlap-save GSC beamformer. Broadband adaptive beamforming algorithms based on the family of least mean squares (LMS) algorithms are known to exhibit slow convergence if the input signal is correlated. To improve the convergence of the GSC when based on LMS-type algorithms, we propose the use of a broadband eigenvalue decomposition (BEVD) to decorrelate the input of the adaptive algorithm in the spatial dimension, for which an increase in convergence speed can be demonstrated over other decorrelating measures, such as the Karhunen-Loeve transform. In order to address the remaining temporal correlation after BEVD processing, this approach is combined with subband decomposition through the use of oversampled filter banks. The resulting spatially and temporally decorrelated GSC beamformer provides further enhanced convergence speed over spatial or temporal decorrelation methods on their own

Robust Near-Field Adaptive Beamforming with Distance Discrimination

This paper proposes a robust near-field adaptive beamformer for microphone array applications in small rooms. Robustness against location errors is crucial for near-field adaptive beamforming due to the difficulty in estimating near-field signal locations especially the radial distances. A near-field regionally constrained adaptive beamformer is proposed to design a set of linear constraints by filtering on a low rank subspace of the near-field signal over a spatial region and frequency band such that the beamformer response over the designed spatial-temporal region can be accurately controlled by a small number of linear constraint vectors. The proposed constraint design method is a systematic approach which guarantees real arithmetic implementation and direct time domain algorithms for broadband beamforming. It improves the robustness against large errors in distance and directions of arrival, and achieves good distance discrimination simultaneously. We show with a nine-element uniform linear array that the proposed near-field adaptive beamformer is robust against distance errors as large as ±32% of the presumed radial distance and angle errors up to ±20⁰. It can suppress a far field interfering signal with the same angle of incidence as a near-field target by more than 20 dB with no loss of the array gain at the near-field target. The significant distance discrimination of the proposed near-field beamformer also helps to improve the dereverberation gain and reduce the desired signal cancellation in reverberant environments

Theory and design of uniform concentric circular arrays with frequency invariant characteristics

This paper proposes a new digital beamformer for uniform concentric circular array (UCCA) having nearly frequency invariant (FI) characteristics. The basic principle is to transform the received signals to the phase mode and remove the frequency dependency of the individual phase mode through the use of a digital beamforming network. The far field pattern of the array is determined by a set of weights and it is approximately invariant over a wide range of frequencies. Compared with FI uniform circular array (UCA), FI UCCAs are able to achieve a wider bandwidth. Design examples are given to demonstrate the principle of the proposed UCCA-FIB and its application to broadband DOA estimation of coherent sources. © 2005 IEEE.published_or_final_versio