Dynamic Resource Allocation in Cognitive Radio Networks: A Convex Optimization Perspective

This article provides an overview of the state-of-art results on communication resource allocation over space, time, and frequency for emerging cognitive radio (CR) wireless networks. Focusing on the interference-power/interference-temperature (IT) constraint approach for CRs to protect primary radio transmissions, many new and challenging problems regarding the design of CR systems are formulated, and some of the corresponding solutions are shown to be obtainable by restructuring some classic results known for traditional (non-CR) wireless networks. It is demonstrated that convex optimization plays an essential role in solving these problems, in a both rigorous and efficient way. Promising research directions on interference management for CR and other related multiuser communication systems are discussed.Comment: to appear in IEEE Signal Processing Magazine, special issue on convex optimization for signal processin

Achieving Global Optimality for Weighted Sum-Rate Maximization in the K-User Gaussian Interference Channel with Multiple Antennas

Characterizing the global maximum of weighted sum-rate (WSR) for the K-user Gaussian interference channel (GIC), with the interference treated as Gaussian noise, is a key problem in wireless communication. However, due to the users' mutual interference, this problem is in general non-convex and thus cannot be solved directly by conventional convex optimization techniques. In this paper, by jointly utilizing the monotonic optimization and rate profile techniques, we develop a new framework to obtain the globally optimal power control and/or beamforming solutions to the WSR maximization problems for the GICs with single-antenna transmitters and single-antenna receivers (SISO), single-antenna transmitters and multi-antenna receivers (SIMO), or multi-antenna transmitters and single-antenna receivers (MISO). Different from prior work, this paper proposes to maximize the WSR in the achievable rate region of the GIC directly by exploiting the facts that the achievable rate region is a "normal" set and the users' WSR is a "strictly increasing" function over the rate region. Consequently, the WSR maximization is shown to be in the form of monotonic optimization over a normal set and thus can be solved globally optimally by the existing outer polyblock approximation algorithm. However, an essential step in the algorithm hinges on how to efficiently characterize the intersection point on the Pareto boundary of the achievable rate region with any prescribed "rate profile" vector. This paper shows that such a problem can be transformed into a sequence of signal-to-interference-plus-noise ratio (SINR) feasibility problems, which can be solved efficiently by existing techniques. Numerical results validate that the proposed algorithms can achieve the global WSR maximum for the SISO, SIMO or MISO GIC.Comment: This is the longer version of a paper to appear in IEEE Transactions on Wireless Communication

Resource Allocation for Multiple-Input and Multiple-Output Interference Networks

To meet the exponentially increasing traffic data driven by the rapidly growing mobile subscriptions, both industry and academia are exploring the potential of a new genera- tion (5G) of wireless technologies. An important 5G goal is to achieve high data rate. Small cells with spectrum sharing and multiple-input multiple-output (MIMO) techniques are one of the most promising 5G technologies, since it enables to increase the aggregate data rate by improving the spectral efficiency, nodes density and transmission bandwidth, respectively. However, the increased interference in the densified networks will in return limit the achievable rate performance if not properly managed. The considered setup can be modeled as MIMO interference networks, which can be classified into the K-user MIMO interference channel (IC) and the K-cell MIMO interfering broadcast channel/multiple access channel (MIMO-IBC/IMAC) according to the number of mobile stations (MSs) simultaneously served by each base station (BS). The thesis considers two physical layer (PHY) resource allocation problems that deal with the interference for both models: 1) Pareto boundary computation for the achiev- able rate region in a K-user single-stream MIMO IC and 2) grouping-based interference alignment (GIA) with optimized IA-Cell assignment in a MIMO-IMAC under limited feedback. In each problem, the thesis seeks to provide a deeper understanding of the system and novel mathematical results, along with supporting numerical examples. Some of the main contributions can be summarized as follows. It is an open problem to compute the Pareto boundary of the achievable rate region for a K-user single-stream MIMO IC. The K-user single-stream MIMO IC models multiple transmitter-receiver pairs which operate over the same spectrum simultaneously. Each transmitter and each receiver is equipped with multiple antennas, and a single desired data stream is communicated in each transmitter-receiver link. The individual achievable rates of the K users form a K-dimensional achievable rate region. To find efficient operating points in the achievable rate region, the Pareto boundary computation problem, which can be formulated as a multi-objective optimization problem, needs to be solved. The thesis transforms the multi-objective optimization problem to two single-objective optimization problems–single constraint rate maximization problem and alternating rate profile optimization problem, based on the formulations of the ε-constraint optimization and the weighted Chebyshev optimization, respectively. The thesis proposes two alternating optimization algorithms to solve both single-objective optimization problems. The convergence of both algorithms is guaranteed. Also, a heuristic initialization scheme is provided for each algorithm to achieve a high-quality solution. By varying the weights in each single-objective optimization problem, numerical results show that both algorithms provide an inner bound very close to the Pareto boundary. Furthermore, the thesis also computes some key points exactly on the Pareto boundary in closed-form. A framework for interference alignment (IA) under limited feedback is proposed for a MIMO-IMAC. The MIMO-IMAC well matches the uplink scenario in cellular system, where multiple cells share their spectrum and operate simultaneously. In each cell, a BS receives the desired signals from multiple MSs within its own cell and each BS and each MS is equipped with multi-antenna. By allowing the inter-cell coordination, the thesis develops a distributed IA framework under limited feedback from three aspects: the GIA, the IA-Cell assignment and dynamic feedback bit allocation (DBA), respec- tively. Firstly, the thesis provides a complete study along with some new improvements of the GIA, which enables to compute the exact IA precoders in closed-form, based on local channel state information at the receiver (CSIR). Secondly, the concept of IA-Cell assignment is introduced and its effect on the achievable rate and degrees of freedom (DoF) performance is analyzed. Two distributed matching approaches and one centralized assignment approach are proposed to find a good IA-Cell assignment in three scenrios with different backhaul overhead. Thirdly, under limited feedback, the thesis derives an upper bound of the residual interference to noise ratio (RINR), formulates and solves a corresponding DBA problem. Finally, numerical results show that the proposed GIA with optimized IA-Cell assignment and the DBA greatly outperforms the traditional GIA algorithm

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Resource Optimization for multi-antenna Cognitive radio networks

Ph.DDOCTOR OF PHILOSOPH

Distributed algorithms for spectral and energy-efficiency maximization of K-user interference channels

In this paper, we propose a cooperative distributed framework to optimize a variety of rate and energy-efficiency (EE) utility functions, such as the minimum-weighted rate or the global EE, for the K-user interference channel. We focus on the single-input multiple-output (SIMO) case, where each user, based solely on local channel state information (CSI) and limited exchange information from other users, optimizes its transmit power and receive beamformer, although the framework can also be extended to the multiple-output multiple-input (MIMO) case. The distributed framework combines an alternating optimization approach with majorization-minimization (MM) techniques, thus ensuring convergence to a stationary point of the centralized cost function. Closed-form power update rules are obtained for some utility functions, thus obtaining very fast convergence algorithms. The receivers treat interference as noise (TIN) and apply the beamformers that maximize the signal-to-interference-plus-noise (SINR). The proposed cooperative distributed algorithms are robust against channel variations and network topology changes and, as our simulation results suggest, they perform close to the centralized solution that requires global CSI. As a benchmark, we also study a non-cooperative distributed framework based on the so-called "signal-to-leakage-plus-noise ratio" (SNLR) that further reduces the overhead of the cooperative version.The work of Ignacio Santamaria was supported in part by the Ministerio de Ciencia e Innovación (Gobierno de España) / Agencia Española de Investigación (AEI) / FEDER funds of the European Union (EU) under Grant PID2019-104958RB-C43 (ADELE)