Temperature and wavelength drift tolerant WDM transmission and routing in on-chip silicon photonic interconnects

We demonstrate a temperature and wavelength shift resilient silicon transmission and routing interconnect system suitable for multi-socket interconnects, utilizing a dual-strategy CLIPP feedback circuitry that safeguards the operating point of the constituent photonic building blocks along the entire on-chip transmission-multiplexing-routing chain. The control circuit leverages a novel control power-independent and calibration-free locking strategy that exploits the 2nd derivative of ring resonator modulators (RMs) transfer function to lock them close to the point of minimum transmission penalty. The system performance was evaluated on an integrated Silicon Photonics 2-socket demonstrator, enforcing control over a chain of RM-MUX-AWGR resonant structures and stressed against thermal and wavelength shift perturbations. The thermal and wavelength stress tests ranged from 27 degrees C to 36 degrees C and 1309.90 nm to 1310.85 nm and revealed average eye diagrams Q-factor values of 5.8 and 5.9 respectively, validating the system robustness to unstable environments and fabrication variations. (C) 2022 Optica Publishing Group under the terms of the Optica Open Access Publishing Agreemen

Electronic Photonic Integrated Circuits and Control Systems

Photonic systems can operate at frequencies several orders of magnitude higher than electronics, whereas electronics offers extremely high density and easily built memories. Integrated photonic-electronic systems promise to combine advantage of both, leading to advantages in accuracy, reconfigurability and energy efficiency. This work concerns of hybrid and monolithic electronic-photonic system design. First, a high resolution voltage supply to control the thermooptic photonic chip for time-bin entanglement is described, in which the electronics system controller can be scaled with more number of power channels and the ability to daisy-chain the devices. Second, a system identification technique embedded with feedback control for wavelength stabilization and control model in silicon nitride photonic integrated circuits is proposed. Using the system, the wavelength in thermooptic device can be stabilized in dynamic environment. Third, the generation of more deterministic photon sources with temporal multiplexing established using field programmable gate arrays (FPGAs) as controller photonic device is demonstrated for the first time. The result shows an enhancement to the single photon output probability without introducing additional multi-photon noise. Fourth, multiple-input and multiple-output (MIMO) control of a silicon nitride thermooptic photonic circuits incorporating Mach Zehnder interferometers (MZIs) is demonstrated for the first time using a dual proportional integral reference tracking technique. The system exhibits improved performance in term of control accuracy by reducing wavelength peak drift due to internal and external disturbances. Finally, a monolithically integrated complementary metal oxide semiconductor (CMOS) nanophotonic segmented transmitter is characterized. With segmented design, the monolithic Mach Zehnder modulator (MZM) shows a low link sensitivity and low insertion loss with driver flexibility

70 Gb/s low-power DC-coupled NRZ differential electro-absorption modulator driver in 55 nm SiGe BiCMOS

We present a 70 Gb/s capable optical transmitter consisting of a 50 mu m long GeSi electro-absorption modulator (integrated in silicon photonics) and a fully differential driver designed in a 55 nm SiGe BiCMOS technology. By properly unbalancing the output stage, the driver can be dc-coupled to the modulator thus avoiding the use of on-chip or external bias-Ts. At a wavelength of 1560 nm, open eye diagrams for 70 Gb/s after transmission over 2 km standard single-mode fiber were demonstrated. The total power consumption is 61 mW, corresponding to 0.87 pJ/b at 70 Gb/s. Bit-error rate measurements at 50 Gb/s and 56 Gb/s (performed both back to back and with up to 2 km standard single-mode fiber) demonstrate large (0.4 UI at a BER of 10(-12)) horizontal eye margins. This optical transmitter is ideally suited for datacenter applications that require densely integrated transceivers with a low power consumption

Physical Layer Modeling and Optimization of Silicon Photonic Interconnection Networks

The progressive blooming of silicon photonics technology (SiP) has indicated that optical interconnects may substitute the electrical wires for data movement over short distances in the future. Silicon Photonics platform has been the subject of intensive research for more than a decade now and its prospects continue to emerge as it enjoys the maturity of CMOS manufacturing industry. SiP foundries all over the world and particularly in the US (AIM Photonics) have been developing reliable photonic design kits (PDKs) that include fundamental SiP building blocks such as wavelength selective modulators and tunable filters. Microring resonators (MRR) are hailed as the most compact devices that can perform both modulation and demodulation in a wavelength division multiplexed (WDM) transceiver design. Although the use of WDM can reduce the number of fibers carrying data, it also makes the design of transceivers challenging. It is probably acceptable to achieve compactness at the expense of somewhat higher transceiver cost and power consumption. Nevertheless, these two metrics should remain close to their roadmap values for Datacom applications. An increase of an order of magnitude is clearly not acceptable. For example costs relative to bandwidth for an optical link in a data center interconnect will have to decrease from the current $5/Gbps down to <$1/Gbps. Additionally, the transceiver itself must remain compact. The optical properties of SiP devices are subject to various design considerations, operation conditions, and optimization procedures. In this thesis, the general goal is to develop mathematical models that can accurately describe the thermo-optical and electro-optical behavior of individual SiP devices and then use these models to perform optimization on the parameters of such devices to maximize the capabilities of photonic links or photonic switch fabrics for datacom applications. In Chapter 1, Introduction, we first provide an overview of the current state of the optical transceivers for data centers and datacom applications. Four main categories for optical interfaces (Pluggable transceivers, On-board optics, Co-packaged optics, monolithic integration) are briefly discussed. The structure of a silicon photonic link is also briefly introduced. Then the direction is shifted towards optical switching technologies where various technologies such as free space MEMS, liquid crystal on silicon (LCOS), SOA-based switches, and silicon-based switches are explored. In Chapter 2, Silicon Photonic Waveguides, we present an extensive study of the silicon-on-insulator (SOI) waveguides that are the basic building blocks of all of the SiP devices. The dispersion of Si and SiO2 is modeled with Sellmiere equation for the wavelength range 1500–1600 nm and then is used to calculate the TE and TM modes of a 2D slab waveguide. There are two reasons that 2D waveguides are studied: first, the modes of these waveguides have closed form solutions and the modes of 3D waveguides can be approximated from 2D waveguides based on the effective index method. Second, when the coupling of waveguides is studied and the concept of curvature function of coupling is developed, the coupled modes of 2D waveguides are used to show that this approach has some inherent small error due to the discretization of the nonuniform coupling. This chapter finishes by describing the coefficients of the sensitivity of optical modes of the waveguides to the geometrical and material parameters. Perturbation theory is briefly presented as a way to analytically examine the impact of small perturbations on the effective index of the modes. In Chapter 3, Compact Modeling Approach, the concept of scattering matrix of a multi-port silicon photonic device is presented. The elements of the S-matrix are complex numbers that relate the amplitude and phase relationships of the optical models in the input and output ports. Based on the scattering matrix modeling of silicon photonics devices, two methods of solving photonic circuits are developed: the first one is based on the iteration for linear circuits. The second approach is based on the construction of an equivalent signal flow graph (SFG) for the circuit. We show that the SFG approach is very efficient for circuits involving microring resonator structures. Not only SFG can provide the solution for the transmission, it also provides the signal paths and the closed-form solution based on the Mason’s graph formula. We also show how the SFG method can be utilized to formulate the backscattering effects inside a ring resonator. In Chapter 4, Scalability of Silicon Photonic Switch Fabrics, we develop the models for electro-optic Mach-Zehnder switch elements (2×2). For the electro-optic properties, the empirical Soref’s equations are used to characterize how the loss and index of silicon changes when the charge carrier density is changed. We then use our photonic circuit solver based on the iteration method to find accurate result of light propagation in large-scale switch topologies (e.g. 4×4, and 8×8). The concept of advanced path mapping based on physical layer evaluation of the switch fabric is introduced and used to develop the optimum routing tables for 4×4 and 8×8 Benes switch topologies. In Chapter 5, Design space of Microring Resonators, we introduce the concept of curvature function of coupling to mathematically characterize the coupling coefficient of a ring resonator to a waveguide as a function of the geometrical parameters (ring radius, coupling gap, width and height of waveguides) and the wavelength. Extensive 2D and 3D FDTD simulations are carried out to validate our modeling approach. Experimental demonstrations are also used to not only further validate our modeling of coupling, but also to extract an empirical power-law model for the bending loss of the ring resonators as a function the radius. By combining these models, we for the first time present a full characterization of the design space of microring resonators. Moreover, the value of this discussion will be further apparent when the scalability of a silicon photonic link is studied. We will show that the FSR of the rings determines the optical bandwidth but it also impacts the properties of the ring resonators. In Chapter 6, Thermo-optic Efficiency of Microheaters, we develop analytical models for the thermo-optic properties of SiP waveguides. For the thermo-optic properties, the concept of thermal impulse response is mathematically developed for integrated micro-heaters. The thermal impulse response is a key function that determines the tradeoff between heating efficiency and heating speed (thermal bandwidth), as well as allows us to predict the pulse-width-modulation (PWM) optical response of the heater-waveguide system. One of the motivations behind this study was to find the highest possible efficiency for thermal tuning of microring resonators to use it in the evaluation of the energy consumption of a photonic link. The results indicate 2 nm/mW which is in agreement with the trends that we see in the literature. In Chapter 7, Crosstalk Penalty, we theoretically and experimentally investigate the optical crosstalk effects in microring-based silicon photonic interconnects. Both inter-channel crosstalk and intra-channel crosstalk are investigated and approximate equations are developed for their corresponding power penalties. Inclusion of the inter-channel crosstalk is an important part of our final analysis of a silicon photonic link. In Chapter 8, Scalability of Silicon Photonic Links, we present the analysis of a WDM silicon photonics point-to-point link based on microring modulators and microring wavelength filters. Our approach is based on the power penalty analysis of non-return-to-zero (NRZ) signals and Gaussian noise statistics. All the necessary equations for the optical power penalty calculations are presented for microring modulators and filters. The first part of the analysis is based on various ideal assumptions which lead to a maximum capacity of 2.1 Tb/s for the link. The second part of the analysis is carried out with more realistic assumptions on the photonic elements in the link, culminating in a maximum throughput of 800 Gb/s. We also provide estimations of the energy/bit metric of such links based on the optimized models of electronic circuits in 65 nm CMOS technology

Energy Efficient and High Density Integrated Photonic Transceivers

Light, as a medium for communication, has the unique ability to transmit volumes of data with minimal energy loss. This capability not only sparked the revolution of internet-based communication over fiber optic networks, but also holds the potential to expand computing beyond our current capabilities. At present, data is stored densely in computer chips, but is sent out of the chip through centimeter-long electrical wires in a slow and energy-intensive process, before finally interfacing with optical transmitters. To bypass this bottleneck, electrical channels can be condensed and converted into light over a compact area using integrated photonic chips. In particular, the silicon photonics technology platform offers the potential for extremely dense data communications due to its high confinement waveguides and compact micro-resonators. However, three major obstacles stand in the way of realizing a low-energy and bandwidth-dense implementation of this technology: the integration of photonics with electronics, optical coupling from the photonic chip to fiber, and scaling up link architectures to multiplex data streams onto many wavelengths. The work in this thesis aims to confront these three challenges and advance integrated photonics technology to unprecedented bandwidth densities and energy efficiencies, with a focus on the first challenge of photonic-electronic integration. It begins with an overview of the escalating demand for inter-chip bandwidths and the potential solution offered by integrated photonics. Next, this thesis builds a theoretical framework for the performance parameters and sources of energy consumption that are addressed in the subsequent sections. After this introductory context, the thesis describes the achievement of the highest density and largest scale photonic-electronic integration to date, using a dense, 25 um pitch 3D bonding process. An 80-channel array fabricated in this integration records the lowest data link energies to date, at 120 fJ/bit, and transfers data at 10 Gbit/s/channel for a record 5.3 Tbit/s/mm2 bandwidth density. The discussion then shifts to the issue of chip-to-fiber coupling efficiency, traditionally the greatest source of loss in photonic links. A substrate-removed edge coupler design reduces this loss to a mere 1.1 dB, and an inverse-designed edge coupler taper shows a fourfold length reduction compared to linear tapers. Lastly, the thesis presents designs for wavelength scaling that increase the number of energy efficient channels on a single fiber. Specifically, it demonstrates a multi-channel, polarization diverse micro-comb receiver and a 3D-integrated transceiver with wavelength interleaving to waveguide buses of cascaded resonators. This thesis builds on photonic device developments to introduce photonic systems with the lowest energy and densest data communications to date. Together, these results unlock the tremendous potential of light as a fast and energy-efficient communication medium between chips, paving a sustainable path towards scaling artificial intelligence and disaggregating computation and memory resources

Silicon Modulators, Switches and Sub-systems for Optical Interconnect

Silicon photonics is emerging as a promising platform for manufacturing and integrating photonic devices for light generation, modulation, switching and detection. The compatibility with existing CMOS microelectronic foundries and high index contrast in silicon could enable low cost and high performance photonic systems, which find many applications in optical communication, data center networking and photonic network-on-chip. This thesis first develops and demonstrates several experimental work on high speed silicon modulators and switches with record performance and novel functionality. A 8x40 Gb/s transmitter based on silicon microrings is first presented. Then an end-to-end link using microrings for Binary Phase Shift Keying (BPSK) modulation and demodulation is shown, and its performance with conventional BPSK modulation/ demodulation techniques is compared. Next, a silicon traveling-wave Mach- Zehnder modulator is demonstrated at data rate up to 56 Gb/s for OOK modulation and 48 Gb/s for BPSK modulation, showing its capability at high speed communication systems. Then a single silicon microring is shown with 2x2 full crossbar switching functionality, enabling optical interconnects with ultra small footprint. Then several other experiments in the silicon platform are presented, including a fully integrated in-band Optical Signal to Noise Ratio (OSNR) monitor, characterization of optical power upper bound in a silicon microring modulator, and wavelength conversion in a dispersion-engineered waveguide. The last part of this thesis is on network-level application of photonics, specically a broadcast-and-select network based on star coupler is introduced, and its scalability performance is studied. Finally a novel switch architecture for data center networks is discussed, and its benefits as a disaggregated network are presented

Silicon Photonic Platforms and Systems for High-speed Communications

Data communication is a critical component of modern technology in our society. There is an increasing reliance on information being at our fingers tips and we expect a low-latency, high-bandwidth connection to deliver entertainment or enhanced productivity. In order to serve this demand, communications devices are being pressed for smaller form factors, higher data throughput, lower power consumption and lower cost. Similar demands exist in a number of applications including metro/long-haul telecommunications, shorter datacenter links and supercomputing. Silicon photonics promises to be a technology that will solve some of the difficulties with improving communication devices. Building photonics in silicon allows for reuse of the same fabrication technology that is used by the CMOS electronics industry, potentially allowing for large volumes, high yields and low costs. Part I of this thesis details the design of components needed in a high-speed silicon photonic platform to meet the current challenges for high-speed communications. The author’s work in modeling photodetectors resulted in improving photodetector bandwidth from 30 GHz to 67 GHz, the fastest reported at the time of publication. Details regarding the optimization and test of modulators are also presented with the first-reported 50 Gbps modulator at 1310-nm. A large scale parallel channel demonstration of high-speed silicon photonics is then presented showing the potential scalability for silicon photonics systems. A full transceiver requires a number of components other than the photodetector and modulator that are the core active pieces of a silicon photonics platform. Part II includes work on the design and test of silicon photonic components providing functionality beyond the photodetector and modulator. A novel design integrating Metal-Semiconductor Field Effect Transistors (MESFETs) into a silicon photonics platform without process change is shown. This integration enables enhanced control functionality with minimal overhead. The critical final piece for a silicon photonics platform, adding a light source, is demonstrated along with performance results of the resulting tunable, extended C-band laser. In Part III, previous work on an enhanced silicon photonics platform with complementary components is used to build a high-speed integrated coherent link and then tested with a silicon photonics-based tunable laser. The transceiver was shown to operate at 34 Gbaud dual-polarization 16-QAM for a total of 272 Gbps over a single channel. This was the first published demonstration of an integrated coherent where all of the optics were built in a silicon photonics platform

Integrated high-repetition-rate femtosecond lasers at 1.55 [mu]m

Thesis (Ph. D.)--Massachusetts Institute of Technology, Dept. of Electrical Engineering and Computer Science, 2010.In title on title-page, [mu] appears as a Greek symbol. Cataloged from PDF version of thesis.Includes bibliographical references (p. 191-201).Performance of state-of-the-art, electronic analog-to-digital converters is currently limited by the 100-fs aperture jitter. However, optical sampling can overcome the jitter limit by using femtosecond lasers that have jitter as low as 100 as, which is a three orders of magnitude improvement when compared to electronics. Currently, most of these lasers exist as bulk or fiber lasers. While such configurations can provide flexibility in order to tailor the behavior of the lasers to specific needs, they are usually as expensive as $10,000 to$100,000 and require precisely adjustable mounts and high-quality optical components. To realize the possibility of femtosecond lasers replacing current electronics for unprecedented performance in the future, these lasers must be as compact, robust, and affordable as electronic circuits. A monolithically integrated mode-locked laser can lower the cost of building such femtosecond lasers and, at the same time, make them less vulnerable to environmental perturbation. This can be achieved by mass-producing them with less expensive materials such as silicon, silicon oxide, or compatible materials. Since all necessary optical components are integrated monolithically on a silicon substrate, bulky and expensive high-precision discrete components can be excluded. The goal of this thesis is the development of femtosecond lasers that can overcome the limit of electronics and potentially replace them. Possible approaches and current achievements are discussed towards this goal.by Hyunil Byun.Ph.D

Semiconductor Optical Amplifiers and mm-Wave Wireless Links for Converged Access Networks

Future access networks are converged optical-wireless networks, where fixed-line and wireless services share the same infrastructure. In this book, semiconductor optical amplifiers (SOA) and mm-wave wireless links are investigated, and their use in converged access networks is explored: SOAs compensate losses in the network, and thereby extend the network reach. Millimeter-wave wireless links substitute fiber links when cabling is not economical