ERAstar: A high-resolution ocean forcing product

© 2020 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other worksTo address the growing demand for accurate high-resolution ocean wind forcing from the ocean modeling community, we develop a new forcing product, ERA*, by means of a geolocated scatterometer-based correction applied to the European Centre for Medium-range Weather Forecasts (ECMWF) reanalysis or ERA-interim (hereafter referred to as ERAi). This method successfully corrects for local wind vector biases present in the ERAi output globally. Several configurations of the ERA* are tested using complementary scatterometer data [advanced scatterometer (ASCAT)-A/B and oceansat-2 scatterometer (OSCAT)] accumulated over different temporal windows, verified against independent scatterometer data [HY-2A scatterometer (HSCAT)], and evaluated through spectral analysis to assess the geophysical consistency of the new stress equivalent wind fields (U10S). Due to the high quality of the scatterometer U10S, ERA* contains some of the physical processes missing or misrepresented in ERAi. Although the method is highly dependent on sampling, it shows potential, notably in the tropics. Short temporal windows are preferred, to avoid oversmoothing of the U10S fields. Thus, corrections based on increased scatterometer sampling (use of multiple scatterometers) are required to capture the detailed forcing errors. When verified against HSCAT, the ERA* configurations based on multiple scatterometers reduce the vector root-mean-square difference about 10% with respect to that of ERAi. ERA* also shows a significant increase in small-scale true wind variability, observed in the U10S spectral slopes. In particular, the ERA* spectral slopes consistently lay between those of HSCAT and ERAi, but closer to HSCAT, suggesting that ERA* effectively adds spatial scales of about 50 km, substantially smaller than those resolved by global numerical weather prediction (NWP) output over the open ocean (about 150 km).Peer ReviewedPostprint (author's final draft

Impact of Rescaling Approaches in Simple Fusion of Soil Moisture Products

In this study, the impact of various rescaling approaches in the framework of data fusion is explored. Four different soil moisture products (Advanced Scatterometer; Advanced Microwave Scanning Radiometer for EOS, AMSR-E; Antecedent Precipitation Index; and Global Land Data Assimilation System-NOAH) are fused. The systematic differences between products are removed before the fusion utilizing various rescaling approaches focusing on different methods (regression, variance/cumulative distribution function (CDF) matching, multivariate adaptive regression splines, and support vector machines based), stationarity assumptions (constant or time-varying rescaling coefficients), and time-frequency techniques (periodic or nonperiodic high- and low-frequency components). Given that statistical descriptions (e.g., standard deviation and correlation coefficient) of reference data sets are utilized in rescaling approaches, the precision of the selected reference data set also impacts the final fused product precision. Experiments are validated over 542 soil moisture monitoring sites selected from the International Soil Moisture Network data sets between 2007 and 2011. Overall, results highlight the importance of reference data set selection-particularly that a more precise reference product yields a higher precision fused soil moisture product. This conclusion is sensitive neither to the number of fused products nor the rescaling procedure. Among rescaling approaches, the precision of fused products is most affected by the choice of rescaling stationary assumption and time-frequency decomposition technique. Variations in rescaling methods have only a small impact on the precision of pair fused products. In contrast, utilizing a time-varying stationary assumption and nonperiodic decomposition technique produces correlation improvements of 0.07 [-] and 0.02 [-], respectively, versus the other widely implemented rescaling approaches

Statistical analysis and combination of active and passive microwave remote sensing methods for soil moisture retrieval

Knowledge about soil moisture and its spatio-temporal dynamics is essential for the improvement of climate and hydrological modeling, including drought and flood monitoring and forecasting, as well as weather forecasting models. In recent years, several soil moisture products from active and passive microwave remote sensing have become available with high temporal resolution and global coverage. Thus, the validation and evaluation of spatial and temporal soil moisture patterns are of great interest, for improving soil moisture products as well as for their proper use in models or other applications. This thesis analyzes the different accuracy levels of global soil moisture products and identifies the major influencing factors on this accuracy based on a small catchment example. Furthermore, on global scale, structural differences betweenthe soil moisture products were investigated. This includes in particular the representation of spatial and temporal patterns, as well as a general scaling law of soil moisture variability with extent scale. The results of the catchment scale as well as the global scale analyses identified vegetation to have a high impact on the accuracy of remotely sensed soil moisture products. Therefore, an improved method to consider vegetation characteristics in pasive soil moisture retrieval from active radar satellite data was developed and tested. The knowledge gained by this thesis will contribute to improve soil moisture retrieval of current and future microwave remote sensors (e.g. SMOS or SMAP)

Intercomparison of Downscaling Techniques for Satellite Soil Moisture Products

During recent decades, various downscaling methods of satellite soil moisture (SM) products, which incorporate geophysical variables such as land surface temperature and vegetation, have been studied for improving their spatial resolution. Most of these studies have used least squares regression models built from those variables and have demonstrated partial improvement in the downscaled SM. This study introduces a new downscaling method based on support vector regression (SVR) that includes the geophysical variables with locational weighting. Regarding the in situ SM, the SVR downscaling method exhibited a smaller root mean square error, from 0.09 to 0.07m(3).m(-3), and a larger average correlation coefficient increased, from 0.62 to 0.68, compared to the conventional method. In addition, the SM downscaled using the SVR method had a greater statistical resemblance to that of the original advanced scatterometer SM. A residual magnitude analysis for each model with two independent variables was performed, which indicated that only the residuals from the SVR model were not well correlated, suggesting a more effective performance than regression models with a significant contribution of independent variables to residual magnitude. The spatial variations of the downscaled SM products were affected by the seasonal patterns in temperature-vegetation relationships, and the SVR downscaling method showed more consistent performance in terms of seasonal effect. Based on these results, the suggested SVR downscaling method is an effective approach to improve the spatial resolution of satellite SM measurement

Assimilation de données satellitaires pour le suivi des ressources en eau dans la zone Euro-Méditerranée

Une estimation plus précise de l'état des variables des surfaces terrestres est requise afin d'améliorer notre capacité à comprendre, suivre et prévoir le cycle hydrologique terrestre dans diverses régions du monde. En particulier, les zones méditerranéennes sont souvent caractérisées par un déficit en eau du sol affectant la croissance de la végétation. Les dernières simulations du GIEC (Groupe d'Experts Intergouvernemental sur l'Evolution du Climat) indiquent qu'une augmentation de la fréquence des sécheresses et des vagues de chaleur dans la région Euro-Méditerranée est probable. Il est donc crucial d'améliorer les outils et l'utilisation des observations permettant de caractériser la dynamique des processus des surfaces terrestres de cette région. Les modèles des surfaces terrestres ou LSMs (Land Surface Models) ont été développés dans le but de représenter ces processus à diverses échelles spatiales. Ils sont habituellement forçés par des données horaires de variables atmosphériques en point de grille, telles que la température et l'humidité de l'air, le rayonnement solaire et les précipitations. Alors que les LSMs sont des outils efficaces pour suivre de façon continue les conditions de surface, ils présentent encore des défauts provoqués par les erreurs dans les données de forçages, dans les valeurs des paramètres du modèle, par l'absence de représentation de certains processus, et par la mauvaise représentation des processus dans certaines régions et certaines saisons. Il est aussi possible de suivre les conditions de surface depuis l'espace et la modélisation des variables des surfaces terrestres peut être améliorée grâce à l'intégration dynamique de ces observations dans les LSMs. La télédétection spatiale micro-ondes à basse fréquence est particulièrement utile dans le contexte du suivi de ces variables à l'échelle globale ou continentale. Elle a l'avantage de pouvoir fournir des observations par tout-temps, de jour comme de nuit. Plusieurs produits utiles pour le suivi de la végétation et du cycle hydrologique sont déjà disponibles. Ils sont issus de radars en bande C tels que ASCAT (Advanced Scatterometer) ou Sentinel-1. L'assimilation de ces données dans un LSM permet leur intégration de façon cohérente avec la représentation des processus. Les résultats obtenus à partir de l'intégration de données satellitaires fournissent une estimation de l'état des variables des surfaces terrestres qui sont généralement de meilleure qualité que les simulations sans assimilation de données et que les données satellitaires elles-mêmes. L'objectif principal de ce travail de thèse a été d'améliorer la représentation des variables des surfaces terrestres reliées aux cycles de l'eau et du carbone dans le modèle ISBA grâce à l'assimilation d'observations de rétrodiffusion radar (sigma°) provenant de l'instrument ASCAT. Un opérateur d'observation capable de représenter les sigma° ASCAT à partir de variables simulées par le modèle ISBA a été développé. Une version du WCM (water cloud model) a été mise en œuvre avec succès sur la zone Euro-Méditerranée. Les valeurs simulées ont été comparées avec les observations satellitaires. Une quantification plus détaillée de l'impact de divers facteurs sur le signal a été faite sur le sud-ouest de la France. L'étude de l'impact de la tempête Klaus sur la forêt des Landes a montré que le WCM est capable de représenter un changement brutal de biomasse de la végétation. Le WCM est peu efficace sur les zones karstiques et sur les surfaces agricoles produisant du blé. Dans ce dernier cas, le problème semble provenir d'un décalage temporel entre l'épaisseur optique micro-ondes de la végétation et l'indice de surface foliaire de la végétation. Enfin, l'assimilation directe des sigma° ASCAT a été évaluée sur le sud-ouest de la France.More accurate estimates of land surface conditions are important for enhancing our ability to understand, monitor, and predict key variables of the terrestrial water cycle in various parts of the globe. In particular, the Mediterranean area is frequently characterized by a marked impact of the soil water deficit on vegetation growth. The latest IPCC (Intergovernmental Panel on Climate Change) simulations indicate that occurrence of droughts and warm spells in the Euro-Mediterranean region are likely to increase. It is therefore crucial to improve the ways of understanding, observing and simulating the dynamics of the land surface processes in the Euro-Mediterranean region. Land surface models (LSMs) have been developed for the purpose of representing the land surface processes at various spatial scales. They are usually forced by hourly gridded atmospheric variables such as air temperature, air humidity, solar radiation, precipitation, and are used to simulate land surface states and fluxes. While LSMs can provide a continuous monitoring of land surface conditions, they still show discrepancies due to forcing and parameter errors, missing processes and inadequate model physics for particular areas or seasons. It is also possible to observe the land surface conditions from space. The modelling of land surface variables can be improved through the dynamical integration of these observations into LSMs. Remote sensing observations are particularly useful in this context because they are able to address global and continental scales. Low frequency microwave remote sensing has advantages because it can provide regular observations in all-weather conditions and at either daytime or night-time. A number of satellite-derived products relevant to the hydrological and vegetation cycles are already available from C-band radars such as the Advanced Scatterometer (ASCAT) or Sentinel-1. Assimilating these data into LSMs permits their integration in the process representation in a consistent way. The results obtained from assimilating satellites products provide land surface variables estimates that are generally superior to the model estimates or satellite observations alone. The main objective of this thesis was to improve the representation of land surface variables linked to the terrestrial water and carbon cycles in the ISBA LSM through the assimilation of ASCAT backscatter (sigma°) observations. An observation operator capable of representing the ASCAT sigma° from the ISBA simulated variables was developed. A version of the water cloud model (WCM) was successfully implemented over the Euro-Mediterranean area. The simulated values were compared with those observed from space. A more detailed quantification of the influence of various factors on the signal was made over southwestern France. Focusing on the Klaus storm event in the Landes forest, it was shown that the WCM was able to represent abrupt changes in vegetation biomass. It was also found that the WCM had shortcomings over karstic areas and over wheat croplands. It was shown that the latter was related to a discrepancy between the seasonal cycle of microwave vegetation optical depth (VOD) and leaf area index (LAI). Finally, the direct assimilation of ASCAT sigma° observations was assessed over southwestern France

Validation of spaceborne and modelled surface soil moisture products with cosmic-ray neutron probes

The scale difference between point in situ soil moisture measurements and low resolution satellite products limits the quality of any validation efforts in heterogeneous regions. Cosmic Ray Neutron Probes (CRNP) could be an option to fill the scale gap between both systems, as they provide area-average soil moisture within a 150–250 m radius footprint. In this study, we evaluate differences and similarities between CRNP observations, and surface soil moisture products from the Advanced Microwave Scanning Radiometer 2 (AMSR2), the METOP-A/B Advanced Scatterometer (ASCAT), the Soil Moisture Active and Passive (SMAP), the Soil Moisture and Ocean Salinity (SMOS), as well as simulations from the Global Land Data Assimilation System Version 2 (GLDAS2). Six CRNPs located on five continents have been selected as test sites: the Rur catchment in Germany, the COSMOS sites in Arizona and California (USA), and Kenya, one CosmOz site in New South Wales (Australia), and a site in Karnataka (India). Standard validation scores as well as the Triple Collocation (TC) method identified SMAP to provide a high accuracy soil moisture product with low noise or uncertainties as compared to CRNPs. The potential of CRNPs for satellite soil moisture validation has been proven; however, biomass correction methods should be implemented to improve its application in regions with large vegetation dynamics