Assessing Forest Type and Tree Species Classification Using Sentinel-1 C-Band SAR Data in Southern Sweden

The multitemporal acquisition of images from the Sentinel-1 satellites allows continuous monitoring of a forest. This study focuses on the use of multitemporal C-band synthetic aperture radar (SAR) data to assess the results for forest type (FTY), between coniferous and deciduous forest, and tree species (SPP) classification. We also investigated the temporal stability through the use of backscatter from multiple seasons and years of acquisition. SAR acquisitions were pre-processed, histogram-matched, smoothed, and temperature-corrected. The normalized average backscatter was extracted for interpreted plots and used to train Random Forest models. The classification results were then validated with field plots. A principal component analysis was tested to reduce the dimensionality of the explanatory variables, which generally improved the results. Overall, the FTY classifications were promising, with higher accuracies (OA of 0.94 and K = 0.86) than the SPP classification (OA of 0.66 and K = 0.54). The use of merely winter images (OA = 0.89) reached, on average, results that were almost as good as those using of images from the entire year. The use of images from a single winter season reached a similar result (OA = 0.87). We conclude that multiple Sentinel-1 images acquired in winter conditions are feasible to classify forest types in a hemi-boreal Swedish forest

Detection of forest windthrows with bitemporal COSMO-SkyMed and Sentinel-1 SAR data

Wind represents a primary source of disturbances in forests, necessitating an assessment of the resulting damage to ensure appropriate forest management. Remote sensing, encompassing both active and passive techniques, offers a valuable and efficient approach for this purpose, enabling coverage of large areas while being costeffective. Passive remote sensing data could be affected by the presence of clouds, unlike active systems such as Synthetic Aperture Radar (SAR) which are relatively less affected. Therefore, this study aims to explore the utilization of bitemporal SAR data for windthrow detection in mountainous regions. Specifically, we investigated how the detection outcomes vary based on three factors: i) the SAR wavelength (X-band or C-band), ii) the acquisition period of the pre- and post-event images (summer, autumn, or winter), and iii) the forest type (evergreen vs. deciduous). Our analysis considers two SAR satellite constellations: COSMO-SkyMed (band-X, with a pixel spacing of 2.5 m and 10 m) and Sentinel-1 (band-C, with a pixel spacing of 10 m). We focused on three study sites located in the Trentino-South Tyrol region of Italy, which experienced significant forest damage during the Vaia storm from 27th to 30th October 2018. To accomplish our objectives, we employed a detailpreserving, scale-driven approach for change detection in bitemporal SAR data. The results demonstrate that: i) the algorithm exhibits notably better performance when utilizing X-band data, achieving a highest kappa accuracy of 0.473 and a balanced accuracy of 76.1%; ii) the pixel spacing has an influence on the accuracy, with COSMO-SkyMed data achieving kappa values of 0.473 and 0.394 at pixel spacings of 2.5 m and 10 m, respectively; iii) the post-event image acquisition season significantly affects the algorithm’s performance, with summer imagery yielding superior results compared to winter imagery; and iv) the forest type (evergreen vs. deciduous) has a noticeable impact on the results, particularly when considering autumn/winter dat

Assessing the accuracy for area-based tree species classification using Sentinel-1 C-band SAR data

Forest type (FTY) and tree species classification (SPP) over the Remn-ingstorp test site were performed using ground-based field observations and remote sensing data sources. The field inventory for the forest estate and for the surrounding natural reserve of Eahagen was carried out in 2016. The re-mote sensing data used were C-band Synthetic Aperture Radar (SAR) data from Sentinel-1. Dual polarization backscatter values were extracted for the period October 2017 - February 2019 and the area-based method was applied. The metrics obtained, i.e. monthly mean backscatter, were used to perform classification by machine learning models’ random forest (RF) and linear dis-criminant analysis (LDA). The models were evaluated with the leave-one-out cross-validation method and the classification outcomes were compared with reference values in terms of confusion matrixes. The best performing model was LDA with an overall accuracy of 88% for FTY and 61% for SPP, whereas RF achieved values of 84% for FTY and 56% for SPP. It was concluded that C-band SAR data can be used for FTY and SPP classification, but further investigation is needed to determine which factors affect the backscatter in order to obtain more accurate classifications

Local-scale mapping of tree species in a lower mountain area using Sentinel-1 and -2 multitemporal images, vegetation indices, and topographic information

IntroductionMapping tree species is an important activity that provides the information necessary for sustainable forest management. Remote sensing is a effective tool that offers data at different spatial and spectral resolutions over large areas. Free and open acces Sentinel satellite imagery and Google Earth Engine, which is a powerful cloud computing platform, can be used together to map tree species.MethodsIn this study we mapped tree species at a local scale using recent Sentinel-1 (S-1) and Sentinel-2 (S-2) time-series imagery, various vegetation indices (Normalized Difference Vegetation Index - NDVI, Enhanced Vegetation Index - EVI, Green Leaf Index - GLI, and Green Normalized Difference Vegetation Index - GNDVI) and topographic features (elevation, aspect and slope). Five sets of data were used, in different combinations, together with the Random Forest classifier in order to determine seven tree species (spruce, beech, larch, fir, pine, mixed, and other broadleaves [BLs]) in the studied area.Results and discussionDataset 1 was a combination of S-2 images (bands 2, 3, 4, 5, 6, 7, 8, 8a, 11 and 12), for which an overall accuracy of 76.74% was obtained. Dataset 2 comprised S-2 images and vegetation indices, leading to an overall accuracy of 78.24%. Dataset 3 included S-2 images and topographic features, which lead to an overall accuracy of 89.51%. Dataset 4 included S-2 images, vegetation indices, and topographic features, that have determined an overall accuracy of 89.36%. Dataset 5 was composed of S-2 images, S-1 images (VV and VH polarization), vegetation indices, and topographic features that lead to an overall accuracy of 89.68%. Among the five sets of data, Dataset 3 produced the most significant increase in accuracy, of 12.77%, compared to Dataset 1. Including the vegetation indices with the S-2 images (Dataset 2) gave an accuracy increase of only 1.50%. By combining the S-1 and S-2 images, vegetation indices and topographic features (Dataset 5) there was an accuracy increase of only 0.17%, compared with the S-2 images plus topographic features combination (Dataset 3). However, the input brought by the S-1 images was apparent in the increase in classification accuracy for the mixed and other BL species that were mostly found in hilly locations. Our findings confirm the potential of S-2 images, used together with other variables, for classifying tree species at the local scale

Observations of Post-wildfire Landcover Trends in Boreal Alaska Using a Suite of Remote Sensing Approaches

Wildfires are a common occurrence in the boreal ecosystems of the Pacific Northwest. Studies suggest that anthropogenic climate change has fostered more frequent and higher severity fires in recent decades in these forests, which may result in substantial changes in vegetation structure and ecosystem functioning. However, large-scale studies examining the linkages between changing boreal wildfire regimes and vegetation structure have historically been limited in spatial scope due to the broad area and inaccessibility of many boreal regions, including the Alaskan interior. The development and advancement of satellite remote sensing instruments and geospatial analysis techniques provide researchers with unmatched abilities to conduct large-scale studies of boreal fire-vegetation dynamics. This research utilizes publicly available multispectral Landsat imagery, Synthetic Aperture Radar imagery, Digital Elevation Models, wildfire perimeter data, and landcover classification products to gain insights into the linkages between climate, wildfire, and vegetation throughout the entire boreal ecoregion of Alaska. Analyses utilizing existing wildfire and landcover geospatial products suggest significant declines in both fire-adapted black spruce-dominated forests and fire-resistant deciduous forests from 2001 to 2016, of -50.0% and -19.3% landcover area, respectively. However, post-fire recruitment of deciduous forests far exceeds evergreen forest types in regions that had experienced one fire (3.4 times more likely) and two or more fires (4.9 times more likely), between 1970 and 2019. Novel spectral unmixing and fractional coverage analyses using evergreen, deciduous, and early successional endmembers yielded significant monotonic declines in the change in pixel proportion of evergreen forests as a function of wildfire frequency, with -2.36%, -25.35%, and -35.15% for areas of zero, one, and two or more fires, respectively. In contrast, deciduous changes in pixel proportion exhibited higher degradation in non-fire regions (-6.23%) than evergreens, lower magnitude decreases in single-fire areas (-21.59%), and a significant rebound in coverage in regions that burned two or more times over the study period (-10.04%). These findings suggest that deciduous forests are more resistant to wildfire than evergreen-dominated systems, and their recruitment following evergreen-fueled wildfires may moderate the frequency and severity of subsequent local fire regimes

Mapping intra- and inter-annual dynamics in wetlands with multispectral, thermal and SAR time series

Kartierung der intra- und interannuellen Dynamik von Feuchtgebieten mit multispektralen, thermischen und SAR-Zeitreihen Die Analyse der aktuellen räumlichen Verbreitung und der zeitlichen Entwicklung von Feuchtgebieten stellt eine äußerst komplexe Aufgabe dar, welche durch die Saisonalität, die schwierige Zugänglichkeit und die besonderen Eigenschaften als Ökoton bedingt ist. Erdbeobachtungssysteme sind somit das am besten geeignete Werkzeug, um zeitliche und räumliche Muster von Feuchtgebieten auf globaler Ebene zu beobachten (saisonale Veränderungen und Langzeit-Trends) und um den Einfluss der menschlichen Aktivitäten auf ihre physischen und biologischen Eigenschaften zu untersuchen. Zur Kartierung von raum-zeitlichen Mustern wurden Zeitreihen von Radar- (Sentinel-1), Multispektral- (Sentinel-2) und Thermal-Satellitendaten (MODIS) in fünf Untersuchungsgebieten, mit für Feuchtgebiete unterschiedlichen typischen Charakteristika, untersucht. In Kapitel 1 werden die Problematik in Bezug auf die Definition von Feuchtgebieten erläutert und allgemeine Degradations-Trends beschrieben. Die Kapitel 2 und 3 behandeln einen Algorithmus, der Veränderungen mithilfe von SAR-Zeitreihen feststellt, sowie die Vorteile des Cloud-Computings für das operationelle Monitoring saisonaler Muster und die Erkennung kurzfristig auftretender Veränderungen. In den Kapiteln 4 und 5 werden die zwei Hauptursachen für den Verlust von Feuchtgebieten betrachtet: der Staudammbau und die Ausdehnung landwirtschaftlicher Flächen. In Kapitel 4 werden dichte Zeitreihen multispektraler (Sentinel-2) und SAR-Daten (Sentinel-1) verwendet, um die Feuchtgebiete Albaniens – eines Landes in dem konträre Pläne zum Ausbau seines Wasserkraftpotentials und dem Schutz intakter Flussökosysteme zu Spannungen führen – landesweit zu kartieren. Die synergetischen Vorteile, die sich durch die Fusionierung von multispektralen und SAR-Daten für die Klassifikation ergeben, werden dabei herausgestellt. Kapitel 5 veranschaulicht, dass die Kilombero-Überschwemmungsebene in Tansania ein großes und bedeutendes Feuchtgebiet ist, das in den vergangenen Jahren infolge der weitgehend unkontrollierten Ausbreitung landwirtschaftlicher Flächen in seiner Ausdehnung und seiner Ökologie stark beeinträchtigt wurde. Um die Auswirkungen der Landnutzungsänderungen des Feuchtgebietes während der vergangenen 18 Jahre zu analysieren, wurden eine Zeitreihe (2000 bis 2017) thermaler Daten (MODIS) analysiert. Die drei für die Zeitreihenanalyse angewandten Modelle zeigen, wie landwirtschaftliche Praktiken die Landoberflächentemperatur in den landwirtschaftlich genutzten Gebieten sowie in den angrenzenden natürlichen Feuchtgebieten erhöht haben.Due to wetlands’ seasonality, their difficult access and ecotone character, determining their actual extension and trends over time is a complex task. Earth Observation systems are the most appropriate tool to monitor their spatio-temporal patterns (seasonal changes and long term trends) at global scales, and to study the effects that human activities have in their physical and biological properties. In this work I use time series of radar (Sentinel-1), multispectral (Sentinel-2) and thermal (MODIS) imagery to map the spatio-temporal patterns in 5 wetlands of different characteristics. First, I introduce in chapter 1 the problematic of wetlands’ definitions and their degradation trends. I continue with a brief introduction on remote sensing, time series analysis, and their applications on wetlands’ research and management. In chapters 2 and 3 I implement an algorithm for change detection of time series of Sentinel-1 images and demonstrate the advantages of cloud computation for operational monitoring. In chapters 4 and 5 I address two of the main causes of wetland degradation: dam building and agricultural expansion. In chapter 4 I use dense time series of Sentinel-1 and Sentinel-2 images map all the wetlands of Albania; a country struggling between developing its large hydropower potential or preserving its intact and valuable river ecosystems. I evaluate the synergic advantages of fusing multispectral and radar imagery in combination with knowledge-based rules to produce classification of higher thematic and spatial resolutions. In chapter 5 I present how the Kilombero Floodplain, in Tanzania, has been degraded during the last years due to uncontrolled farmland expansion. I use a time series of thermal imagery (MODIS) from 2000 until 2017 to analyze the effect of land use changes on the wetland. I compare three models for time series analysis and reveal how farming practices have increased the surface temperature of the farmed area, as well as in adjacent natural wetlands.Mapeo de las dinámicas inter- e intra-anuales en humedales con series temporales de imágenes multiespectrales, termales y de radar Debido a la estacionalidad de los humedales, su difícil acceso y sus características de ecotono, determinar su actual extensión y sus tendencias a lo largo del tiempo es una tarea compleja. Los sistemas de observación terrestres son la herramienta más apropiada para monitorear sus patrones espacio-temporales (estacionalidad y tendencias a largo plazo) a escalas globales, y para estudiar los efectos que las actividades humanas causan en sus propiedades físicas y biológicas. En esta tesis uso series temporales de imágenes radar (Sentinel-1), multiespectrales (Sentinel-2) y termales (MODIS) para mapear los patrones espacio-temporales de 5 humedales de diferentes características. En el capítulo 1 describo los retos que derivan de las diferentes definiciones que existen de los humedales. También presento las tendencias globales de degradación que la mayoría de los humedales continúan experimentando en los últimos años. Continúo con una breve introducción de los sistemas de teledetección remota, análisis de series temporales, y sus aplicaciones a la investigación y gestión de los humedales. En los capítulos 2 y 3 implemento un algoritmo de detección de cambios para series temporales de imágenes radar, y muestro las ventajas de usar sistemas de computación en la nube para monitorear cambios en la cobertura del suelo a corto plazo. En los capítulos 4 y 5 trato con dos de las causas más comunes de degradación de humedales: la construcción de presas y la expansión de la agricultura. En el capítulo 4 uso series temporales de imágenes multiespectrales (Sentinel-2) y radar (Sentinel-1) para mapear todos los humedales Albania; un país que se debate entre desarrollar su potencial hidroenergético o preservar sus valiosos e intactos ecosistemas de rivera. Mediante la fusión de imágenes radar y multiespectrales y el uso de reglas de decisión genero un mapa de suficiente resolución espacial y temática para que pueda ser usado por sectores interesados y gestores. En el capítulo 5 presento como las llanuras inundables de Kilombero, en Tanzania, han sido degradadas durante los últimos años debido a la expansión incontrolada de la agricultura. Usando series temporales de imágenes termales (MODIS) desde 2000 hasta 2017 y mapas de cambios de usos del suelo, determino los efectos que estos cambios han tenido en el humedal. Comparo 3 modelos diferentes de análisis de series temporales y muestro cómo la expansión de la agricultura ha incrementado la temperatura superficial terrestre, no solo de la zona cultivada, sino también de zonas adyacentes aún naturales

The use of remotely sensed data for forest biomass monitoring : a case of forest sites in north-eastern Armenia

Dissertation submitted in partial fulfilment of the requirements for the Degree of Master of Science in Geospatial TechnologiesIn recent years there has been an increasing interest in the use of synthetic aperture radar (SAR) data and geospatial technologies for environmental monitoring․ Particularly, forest biomass evaluation was of high importance, as forests have a crucial role in global carbon emission. Within this study we evaluate the use of Sentinel 1 C-band multitemporal SAR data with combination of Alos Palsar L-band SAR and Sentinel 2 multispectral remote sensing (RS) data for mapping forest aboveground biomass (AGB) of dry subtropical forests in mountainous areas. Field observation from National Forest Inventory was used as a ground truth data. As the SAR data suffers greatly by the complex topography, a simple approach of aspect and slope information as forestry ancillary data was implemented directly in the regression model for the first time to mitigate the topography effect on radar backscattering value․ Dense time-series analysis allowed us to overcome the SAR saturation by the forest phenology and select the optimal C-band scene. Image texture measures of SAR data has been strongly related to the biomass distribution and has robustly contributed to the prediction․ Multilinear Stepwise Regression allowed to select and evaluate the most relevant variables for AGB. The prediction model combining RS with ancillary data explained the 62 % of variance with root-mean-square error of 56.6 t ha¯¹. The study also reveals that C-band SAR data on forest biomass prediction is limited due to their short wavelength. Further, the mountainous condition is a major constraint for AGB estimation. Additionally, this research demonstrates a positive outcome in forest AGB prediction with freely accessible RS data

Countrywide mapping of shrub forest using multi-sensor data and bias correction techniques

The continual increase of shrub forest in the Swiss Alps over the past few decades impacts biodiversity, forest succession and the protective function of forests. Therefore, up-to-date and area-wide information on its distribution is of great interest. To detect the shrub forest areas for the whole of Switzerland (41,285 km2), we developed an approach that uses Random Forest (RF), bias correction techniques and data from multiple remote sensing sources. Manual aerial orthoimage interpretation of shrub forest areas was conducted in a non-probabilistic way to derive initial training data. The multi-sensor and open access predictor data included digital terrain and vegetation height models obtained from Airborne Laser Scanning (ALS) and stereo-imagery, as well as Synthetic Aperture Radar (SAR) backscatter from Sentinel-1 and multispectral imagery from Sentinel-2. To mitigate the expected bias due to the training data sampling strategy, two techniques using RF probability estimates were tested to improve mapping accuracy. 1) an iterative and semi-automated active learning technique was used to generate further training data and 2) threshold-moving related object growing was applied. Both techniques facilitated the production of a shrub forest map for the whole of Switzerland at a spatial resolution of 10 m. An accuracy assessment was performed using independent data covering 7640 regularly distributed National Forest Inventory (NFI) plots. We observed the influence of the bias correction techniques and found higher accuracies after each performed iteration. The Mean Absolute Error (MAE) for the predicted shrub forest proportion was reduced from 6.04% to 2.68% while achieving a Mean Bias Error (MBE) of close to 0. The present study underscores the potential of combining multi-sensor data with bias correction techniques to provide cost-effective and accurate countrywide detection of shrub forest. Moreover, the map complements currently available NFI plot sample point data

Forest attributes mapping with SAR data in the romanian South-Eastern Carpathians requirements and outcomes

Esta tesis doctoral se centra en la estimación de variables forestales en la zona Sureste de los Cárpatos Rumanos a partir de imágenes de radar de apertura sintética. La investigación abarca parte del preprocesado de las imágenes, métodos de generación de mosaicos y la extracción de la cobertura de bosque, sus subtipos o su biomasa. La tesis se desarrolló en el Instituto Nacional de Investigación y Desarrollo Forestal Marín Dracea (INCDS) y la Universidad de Alcalá (UAH) gracias a varios proyectos: el proyecto EO-ROFORMON del INCDS (Prototyping an Earth-Observation based monitoring and forecasting system for the Romanian forests), y el proyecto EMAFOR de la UAH (Synthetic Aperture Radar (SAR) enabled Analysis Ready Data (ARD) cubes for efficient monitoring of agricultural and forested landscapes). El proyecto EO-ROFORMON fue financiado por la Autoridad Nacional para la Investigación Científica de Rumania y el Fondo Europeo de Desarrollo Regional. El proyecto EMAFOR fue financiado por la Comunidad Autónoma de Madrid (España). El objetivo de esta tesis es el desarrollo de algoritmos para la extracción de variables forestales de uso general como la cobertura, el tipo o la biomasa del bosque a partir de imagen de radar de apertura sintética. Para alcanzar dicho propósito se analizaron posibles fuentes de sesgo sistemático que podrían aparecer en zonas de montaña (ej., normalización topográfica, generación de mosaicos), y se aplicaron técnicas de aprendizaje de máquina para tareas de clasificación y regresión. La tesis contiene ocho secciones: una introducción, cinco publicaciones en revistas o actas de congresos indexados, una pendiente de publicación (quinto capítulo) y las conclusiones. La introducción contextualiza la importancia del bosque, cómo se recoge la información sobre su estado (ej., inventario forestal) y las iniciativas o marcos legislativos que requieren dicha información. A continuación, se describe cómo la teledetección puede complementar la información de inventario forestal, detallando el contexto histórico de las distintas tecnologías, su funcionamiento, y cómo pueden ser aplicadas para la extracción de información forestal. Por último, se describe la problemática y el monitoreo del bosque en Rumanía, detallando el objetivo de la tesis y su estructura. El primer capítulo analiza la influencia del modelo digital de elevaciones (MDE) en la calidad de la normalización topográfica, analizando tres MDE globales (SRTM, AW3D y TanDEM-X DEM) y uno nacional (PNOA-LiDAR). Los experimentos se basan en la comparación entre órbitas, con un MDE de referencia, y la variación del acierto en la clasificación dependiendo del MDE empleado para la normalización. Los resultados muestran una menor diferencia ente órbitas al utilizar un MDE con una mejor resolución (ej. TanDEM-X, PNOA-LIDAR), especialmente en el caso de zonas con fuertes pendientes o formas del terreno complejas, como pueden ser los valles. En zonas de alta montaña las imágenes de radar de apertura sintética (SAR) sufren frecuentes distorsiones. Estas distorsiones dependen de la geometría de adquisición, por lo que es posible combinar imágenes adquiridas desde varias órbitas para que la cobertura sea lo más completa posible. El segundo capítulo evalúa dos metodologías para la clasificación de usos del suelo utilizando datos de Sentinel-1 adquiridos desde varias órbitas. El primer método crea clasificaciones por órbita y las combina, mientras que el segundo genera un mosaico con datos de múltiples órbitas y lo clasifica. El acierto obtenido mediante combinación de clasificaciones es ligeramente mayor, mientras que la clasificación de mosaicos tiene importantes omisiones de las zonas boscosas debido a problemas en la normalización topográfica y a los efectos direccionales. El tercer capítulo se enfoca en separar la cobertura forestal de otras coberturas del suelo (urbano, vegetación baja, agua) analizando la utilidad de las variables basadas en la coherencia interferométrica. En él se realizan tres clasificaciones de máquina vector-soporte basadas en un conjunto concreto de variables. El primer conjunto contiene las estadísticas anuales de la retrodispersión (media y desviación típica anual), el segundo añade la coherencia a largo plazo (separación temporal mayor a un año), el tercero incluye las estadísticas de la coherencia a corto plazo (mínima separación temporal). Utilizar variables basadas en la coherencia aumenta el acierto de la clasificación hasta un 5% y reduce los errores de omisión de la cobertura forestal. El cuarto capítulo evalúa la posibilidad de detectar talas selectivas utilizando datos de Sentinel-1 y Sentinel-2. Sus resultados muestran que la detección resulta muy difícil debido a la saturación de los sensores y la confusión introducida por el efecto de la fenología. El quinto capítulo se centra en la clasificación de tipos de bosque basado en una serie temporal de datos Sentinel-1. Se basa en la creación de un conjunto de modelos que describen la relación entre la retrodispersión y el ángulo local de incidencia para un determinado tipo de bosque y fecha concreta. Para cada píxel se calcula el residuo respecto al modelo de cada uno de los tipos de bosque, acumulando dichos residuos a lo largo de la serie temporal. Hecho esto, cada píxel es asignado al tipo de bosque que acumula un menor residuo. Los resultados son prometedores, mostrando que frondosas y coníferas tienen un comportamiento distintivo, y que es posible separar ambos tipos de bosque con un alto grado de acierto. El sexto capítulo está dedicado a la estimación de biomasa utilizando datos Sentinel-1, ALOS PALSAR y regresión Random Forest. Se obtiene un error similar para ambos sensores a pesar de utilizar una banda diferente (band-C vs. -L), con poca reducción en el error cuando ambas bandas se utilizan conjuntamente. Sin embargo, el ajuste de un estimador adaptado a las condiciones locales de Rumanía sí ofreció una reducción de del error al ser comparado con las estimaciones globales de biomasa

The global tree carrying capacity (keynote)

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