Radar polarimetry and interferometry for remote sensing of boreal forest

Forest biomass is a key parameter of the global biosphere which is linked to many fields of research. Modeling addressing climate, ecology, and economics as well as many other prediction frameworks require an accurate assessment of global forest biomass. Methods for producing forest information are rapidly developing and traditional forest inventory by visual estimation has been gradually replaced by the use of airborne and spaceborne instruments. Nevertheless, the estimation of biomass on a global basis including boreal, temperate, and tropical forests, is still a major challenge. Among other spaceborne sensors, synthetic aperture radar (SAR) is one of the most suitable tools for large scale mapping and it has also been often used for forest mapping. However, commonly used backscattering intensity based methods do not provide a satisfactory accuracy for biomass estimation; hence, the scientific radar community has been developing more accurate means based on advanced SAR imaging and analyzing techniques, such as SAR polarimetry and interferometry. The work within this thesis contributes to this effort specifically in the field of remote sensing with the emphasis on SAR polarimetry and interferometry for boreal forest applications. The study concentrates on three main topics: polarimetric SAR image analysis, retrieval of forest height by means of SAR interferometry, and modeling of radar backscattering from trees. The main contributions of this work include a new effective approach in polarimetric target decomposition, novel polarimetric visualization schemes, an improved interferometric tree height estimation method suitable for boreal forest, interferometric tree height estimation capability demonstration for X-band, a novel method for relating SAR measurements to single tree scattering modeling, and taking the scattering modeling from a pine tree to the single needle level with accurate field models. Furthermore, the forest height estimation scheme proposed in this work potentially enables tree height estimation with existing spaceborne interferometric X-band SAR systems. The proposed method uses an interferometric coherence model and a ground elevation model to produce accurate tree height maps from single polarization interferometric SAR data. The method is demonstrated with airborne SAR measurements and will be tested in the near future with satellite data. Since tree height is related to forest biomass through tree allometry, tree height measurements from space would enable more accurate global forest biomass maps

Land cover and forest mapping in boreal zone using polarimetric and interferometric SAR data

Remote sensing offers a wide range of instruments suitable to meet the growing need for consistent, timely and cost-effective monitoring of land cover and forested areas. One of the most important instruments is synthetic aperture radar (SAR) technology, where transfer of advanced SAR imaging techniques from mostly experimental small test-area studies to satellites enables improvements in remote assessment of land cover on a global scale. Globally, forests are very suitable for remote sensing applications due to their large dimensions and relatively poor accessibility in distant areas. In this thesis, several methods were developed utilizing Earth observation data collected using such advanced SAR techniques, as well as their application potential was assessed. The focus was on use of SAR polarimetry and SAR interferometry to improve performance and robustness in assessment of land cover and forest properties in the boreal zone. Particular advances were achieved in land cover classification and estimating several key forest variables, such as forest stem volume and forest tree height. Important results reported in this thesis include: improved polarimetric SAR model-based decomposition approach suitable for use in boreal forest at L-band; development and demonstration of normalization method for fully polarimetric SAR mosaics, resulting in improved classification performance and suitable for wide-area mapping purposes; establishing new inversion procedure for robust forest stem volume retrieval from SAR data; developing semi-empirical method and demonstrating potential for soil type separation (mineral soil, peatland) under forested areas with L-band polarimetric SAR; developing and demonstrating methodology for simultaneous retrieval of forest tree height and radiowave attenuation in forest layer from inter-ferometric SAR data, resulting in improved accuracy and more stable estimation of forest tree height

Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans

Estimation of biophysical parameters in boreal forests from ERS and JERS SAR interferometry

The thesis describes investigations concerning the evaluation of ERS and JERS SAR images and repeat-pass interferometric SAR images for the retrieval of biophysical parameters in boreal forests. The availability of extensive data sets of images over several test sites located in Sweden, Finland and Siberia has allowed analysis of temporal dynamics of ERS and JERS backscatter and coherence, and of ERS interferometric phase. Modelling of backscatter, coherence and InSAR phase has been performed by means of the Water Cloud Model (WCM) and the Interferometric Water Cloud Model (IWCM); sensitivity analysis and implications for the retrieval of forest biophysical parameters have been thoroughly discussed. Model inversion has been carried out for stem volume retrieval using ERS coherence, ERS backscatter and JERS backscatter, whereas for tree height estimation the ERS interferometric phase has been used. Multi-temporal combination of ERS coherence images, and to a lesser extent of JERS backscatter images, can provide stem volume estimates comparable to stand-wise ground-based measurements. Since the information content of the interferometric phase is strongly degraded by phase noise and uncorrected atmospheric artefacts, the retrieved tree height shows large errors

Polarimetric Synthetic Aperture Radar, Principles and Application

Demonstrates the benefits of the usage of fully polarimetric synthetic aperture radar data in applications of Earth remote sensing, with educational and development purposes. Includes numerous up-to-date examples with real data from spaceborne platforms and possibility to use a software to support lecture practicals. Reviews theoretical principles in an intuitive way for each application topic. Covers in depth five application domains (forests, agriculture, cryosphere, urban, and oceans), with reference also to hazard monitorin

Large area forest stem volume mapping using synergy of spaceborne interferometric radar and optical remote sensing: a case study of northeast chin

More than a decade of investigations on the use of the interferometric ERS-1/2 tandem coherence for forest applications have increased the understanding of the behaviour of C-band repeat-pass coherence over forested terrain. It has been shown that under optimal imaging conditions, ERS-1/2 tandem coherence can be used for stem volume retrieval with accuracies in the range of ground surveys. Large-area applications of ERS-1/2 tandem coherence are rare though. One of the main limitations concerning large-area exploitation of the existing ERS-1/2 tandem archives for forest stem volume retrieval is related to the considerable dependence of repeat-pass coherence upon the meteorological (rain, temperature, wind speed) and environmental (soil moisture variations, snow metamorphism) acquisition conditions. Conventional retrieval algorithms require accurate forest inventory data for a dense grid of forest sites to tune models that relate coherence to stem volume to the local conditions. Accurate forest inventory data is, however, a rare commodity that is often not freely available. In this thesis, a fully automated algorithm was developed, based on a synergetic use of the MODIS Vegetation Continuous Field product (Hansen et al., 2002), that allowed the training of the Interferometric Water Cloud Model IWCM (Askne et al., 1997) without further need for forest inventory data. With the new algorithm it was possible to train the IWCM on a frame-by-frame basis and thus to account for the spatial and temporal variability of the meteorological and environmental acquisition conditions. The new algorithm was applied to a multi-seasonal ERS-1/2 tandem dataset covering Northeast China that was acquired between 1995 and 1998 with baselines up to 400 m

The Second Spaceborne Imaging Radar Symposium

Summaries of the papers presented at the Second Spaceborne Imaging Radar Symposium are presented. The purpose of the symposium was to present an overwiew of recent developments in the different scientific and technological fields related to spaceborne imaging radars and to present future international plans

Study of the speckle noise effects over the eigen decomposition of polarimetric SAR data: a review

This paper is focused on considering the effects of speckle noise on the eigen decomposition of the co- herency matrix. Based on a perturbation analysis of the matrix, it is possible to obtain an analytical expression for the mean value of the eigenvalues and the eigenvectors, as well as for the Entropy, the Anisotroopy and the dif- ferent a angles. The analytical expressions are compared against simulated polarimetric SAR data, demonstrating the correctness of the different expressions.Peer ReviewedPostprint (published version

Earth resources: A continuing bibliography with indexes (issue 61)

This bibliography lists 606 reports, articles, and other documents introduced into the NASA scientific and technical information system between January 1 and March 31, 1989. Emphasis is placed on the use of remote sensing and geophysical instrumentation in spacecraft and aircraft to survey and inventory natural resources and urban areas. Subject matter is grouped according to agriculture and forestry, environmental changes and cultural resources, geodesy and cartography, geology and mineral resources, oceanography and marine resources, hydrology and water management, data processing and distribution systems, and instrumentation and sensors, and economic analysis

Calibration of DART Radiative Transfer Model with Satellite Images for Simulating Albedo and Thermal Irradiance Images and 3D Radiative Budget of Urban Environment

Remote sensing is increasingly used for managing urban environment. In this context, the H2020 project URBANFLUXES aims to improve our knowledge on urban anthropogenic heat fluxes, with the specific study of three cities: London, Basel and Heraklion. Usually, one expects to derive directly 2 major urban parameters from remote sensing: the albedo and thermal irradiance. However, the determination of these two parameters is seriously hampered by complexity of urban architecture. For example, urban reflectance and brightness temperature are far from isotropic and are spatially heterogeneous. Hence, radiative transfer models that consider the complexity of urban architecture when simulating remote sensing signals are essential tools. Even for these sophisticated models, there is a major constraint for an operational use of remote sensing: the complex 3D distribution of optical properties and temperatures in urban environments. Here, the work is conducted with the DART (Discrete Anisotropic Radiative Transfer) model. It is a comprehensive physically based 3D radiative transfer model that simulates optical signals at the entrance of imaging spectro-radiometers and LiDAR scanners on board of satellites and airplanes, as well as the 3D radiative budget, of urban and natural landscapes for any experimental (atmosphere, topography,…) and instrumental (sensor altitude, spatial resolution, UV to thermal infrared,…) configuration. Paul Sabatier University distributes free licenses for research activities. This paper presents the calibration of DART model with high spatial resolution satellite images (Landsat 8, Sentinel 2, etc.) that are acquired in the visible (VIS) / near infrared (NIR) domain and in the thermal infrared (TIR) domain. Here, the work is conducted with an atmospherically corrected Landsat 8 image and Bale city, with its urban database. The calibration approach in the VIS/IR domain encompasses 5 steps for computing the 2D distribution (image) of urban albedo at satellite spatial resolution. (1) DART simulation of satellite image at very high spatial resolution (e.g., 50cm) per satellite spectral band. Atmosphere conditions are specific to the satellite image acquisition. (2) Spatial resampling of DART image at the coarser spatial resolution of the available satellite image, per spectral band. (3) Iterative derivation of the urban surfaces (roofs, walls, streets, vegetation,…) optical properties as derived from pixel-wise comparison of DART and satellite images, independently per spectral band. (4) Computation of the band albedo image of the city, per spectral band. (5) Computation of the image of the city albedo and VIS/NIR exitance, as an integral over all satellite spectral bands. In order to get a time series of albedo and VIS/NIR exitance, even in the absence of satellite images, ECMWF information about local irradiance and atmosphere conditions are used. A similar approach is used for calculating the city thermal exitance using satellite images acquired in the thermal infrared domain. Finally, DART simulations that are conducted with the optical properties derived from remote sensing images give also the 3D radiative budget of the city at any date including the date of the satellite image acquisition