Online Bearing Remaining Useful Life Prediction Based on a Novel Degradation Indicator and Convolutional Neural Networks

In industrial applications, nearly half the failures of motors are caused by the degradation of rolling element bearings (REBs). Therefore, accurately estimating the remaining useful life (RUL) for REBs are of crucial importance to ensure the reliability and safety of mechanical systems. To tackle this challenge, model-based approaches are often limited by the complexity of mathematical modeling. Conventional data-driven approaches, on the other hand, require massive efforts to extract the degradation features and construct health index. In this paper, a novel online data-driven framework is proposed to exploit the adoption of deep convolutional neural networks (CNN) in predicting the RUL of bearings. More concretely, the raw vibrations of training bearings are first processed using the Hilbert-Huang transform (HHT) and a novel nonlinear degradation indicator is constructed as the label for learning. The CNN is then employed to identify the hidden pattern between the extracted degradation indicator and the vibration of training bearings, which makes it possible to estimate the degradation of the test bearings automatically. Finally, testing bearings' RULs are predicted by using a $\epsilon$-support vector regression model. The superior performance of the proposed RUL estimation framework, compared with the state-of-the-art approaches, is demonstrated through the experimental results. The generality of the proposed CNN model is also validated by transferring to bearings undergoing different operating conditions

A review of physics-based models in prognostics: application to gears and bearings of rotating machinery

Health condition monitoring for rotating machinery has been developed for many years due to its potential to reduce the cost of the maintenance operations and increase availability. Covering aspects include sensors, signal processing, health assessment and decision-making. This article focuses on prognostics based on physics-based models. While the majority of the research in health condition monitoring focuses on data-driven techniques, physics-based techniques are particularly important if accuracy is a critical factor and testing is restricted. Moreover, the benefits of both approaches can be combined when data-driven and physics-based techniques are integrated. This article reviews the concept of physics-based models for prognostics. An overview of common failure modes of rotating machinery is provided along with the most relevant degradation mechanisms. The models available to represent these degradation mechanisms and their application for prognostics are discussed. Models that have not been applied to health condition monitoring, for example, wear due to metal–metal contact in hydrodynamic bearings, are also included due to its potential for health condition monitoring. The main contribution of this article is the identification of potential physics-based models for prognostics in rotating machinery

Intelligent Condition Monitoring and Prognostic Methods with Applications to Dynamic Seals in the Oil & Gas Industry

The capital-intensive oil & gas industry invests billions of dollars in equipment annually and it is important to keep the equipment in top operating condition to help maintain efficient process operations and improve the rate of return by predicting failures before incidents. Digitalization has taken over the world with advances in sensor technology, wireless communication and computational capabilities, however oil & gas industry has not taken full advantage of this despite being technology centric. Dynamic seals are a vital part of reciprocating and rotary equipment such as compressor, pumps, engines, etc. and are considered most frequently failing component. Polymeric seals are increasingly complex and non-linear in behavior and have been the research of interest since 1950s. Most of the prognostic studies on seals are physics-based and requires direct estimation of different physical parameters to assess the degradation of seals, which are often difficult to obtain during operation. Another feasible approach to predict the failure is from performance related sensor data and is termed as data-driven prognostics. The offline phase of this approach is where the performance related data from the component of interest are acquired, pre-processed and artificial intelligence tools or statistical methods are used to model the degradation of a system. The developed models are then deployed online for a real-time condition monitoring. There is a lack of research on the data-driven based tools and methods for dynamic seal prognosis. The primary goal in this dissertation is to develop offline data-driven intelligent condition monitoring and prognostic methods for two types of dynamic seals used in the oil & gas industry, to avoid fatal breakdown of rotary and reciprocating equipment. Accordingly, the interest in this dissertation lies in developing models to effectively evaluate and classify the running condition of rotary seals; assess the progression of degradation from its incipient to failure and to estimate the remaining useful life (RUL) of reciprocating seals. First, a data-driven prognostic framework is developed to classify the running condition of rotary seals. An accelerated aging and testing procedure simulating rotary seal operation in oil field is developed to capture the behavior of seals through their cycle of operation until failure. The diagnostic capability of torque, leakage and vibration signal in differentiating the health states of rotary seals using experiments are compared. Since the key features that differentiate the health condition of rotary seals are unknown, an extensive feature extraction in time and frequency domain is carried out and a wrapper-based feature selection approach is used to select relevant features, with Multilayer Perceptron neural network utilized as classification technique. The proposed approach has shown that features extracted from torque and leakage lack a better discriminating power on its own, in classifying the running condition of seals throughout its service life. The classifier built using optimal set of features from torque and leakage collectively has resulted in a high classification accuracy when compared to random forest and logistic regression, even for the data collected at a different operating condition. Second, a data-driven approach to predict the degradation process of reciprocating seals based on friction force signal using a hybrid Particle Swarm Optimization - Support Vector Machine is presented. There is little to no knowledge on the feature that reflects the degradation of reciprocating seals and on the application of SVM in predicting the future running condition of polymeric components such as seals. Controlled run-to-failure experiments are designed and performed, and data collected from a dedicated experimental set-up is used to develop the proposed approach. A degradation feature with high monotonicity is used as an indicator of seal degradation. The pseudo nearest neighbor is used to determine the essential number of inputs for forecasting the future trend. The most challenging aspect of tuning parameters in SVM is framed in terms of an optimization problem aimed at minimizing the prediction error. The results indicate the effectiveness and better accuracy of the proposed approach when compared to GA-SVM and XGBoost. Finally, a deep neural network-based approach for estimating remaining useful life of reciprocating seals, using force and leakage signals is presented. Time domain and frequency domain statistical features are extracted from the measurements. An ideal prognostic feature should be well correlated with degradation time, monotonically increasing or decreasing and robust to outliers. The identified metrics namely: monotonicity, correlation and robustness are used to evaluate the goodness of extracted features. Each of the three metric carries a relative importance in the RUL estimation and a weighted linear combination of the metrics are used to rank and select the best set of prognostic features. The redundancy in the selected features is eliminated using Kelley-Gardner-Sutcliffe penalty function-based correlation-clustering algorithm to select a representative feature from each of the clusters. Finally, RUL estimation is modeled using a deep neural network model. Run-to-failure data collected from a reciprocating set-up was used to validate this approach and the findings show that the proposed approach can improve the accuracy of RUL prediction when compared to PSO-SVM and XGBoost regression. This research has important contribution and implications to rotary and reciprocating seal domain in utilizing sensors along with machine learning algorithms in assessing the health state and prognosis of seals without any direct measurements. This research has paved the way to move from a traditional fail-and-fix to predict-and-prevent approach in maintenance of seals. The findings of this research are foundational for developing an online degradation assessment platform which can remotely monitor the performance degradation of seals and provide action recommendations on maintenance decisions. This would be of great interest to customers and oil field operators to improve equipment utilization, control maintenance cost by enabling just-in-time maintenance and increase rate of return on equipment by predicting failures before incidents

Predictive maintenance of rotational machinery using deep learning

This paper describes an implementation of a deep learning-based predictive maintenance (PdM) system for industrial rotational machinery, built upon the foundation of a long short-term memory (LSTM) autoencoder and regression analysis. The autoencoder identifies anomalous patterns, while the latter, based on the autoencoder’s output, estimates the machine’s remaining useful life (RUL). Unlike prior PdM systems dependent on labelled historical data, the developed system doesn’t require it as it’s based on an unsupervised deep learning model, enhancing its adaptability. The paper also explores a robust condition monitoring system that collects machine operational data, including vibration and current parameters, and transmits them to a database via a Bluetooth low energy (BLE) network. Additionally, the study demonstrates the integration of this PdM system within a web-based framework, promoting its adoption across various industrial settings. Tests confirm the system's ability to accurately identify faults, highlighting its potential to reduce unexpected downtime and enhance machinery reliability

Machine learning approach using MLP and SVM algorithms for the fault prediction of a centrifugal pump in the oil and gas industry

The demand for cost-effective, reliable and safe machinery operation requires accurate fault detection and classification to achieve an efficient maintenance strategy and increase performance. Furthermore, in strategic sectors such as the oil and gas industry, fault prediction plays a key role to extend component lifetime and reduce unplanned equipment thus preventing costly breakdowns and plant shutdowns. This paper presents the preliminary development of a simple and easy to implement machine learning (ML) model for early fault prediction of a centrifugal pump in the oil and gas industry. The data analysis is based on real-life historical data from process and equipment sensors mounted on the selected machinery. The raw sensor data, mainly from temperature, pressure and vibrations probes, are denoised, pre-processed and successively coded to train the model. To validate the learning capabilities of the ML model, two different algorithms-the Support Vector Machine (SVM) and the Multilayer Perceptron (MLP)-are implemented in KNIME platform. Based on these algorithms, potential faults are successfully recognized and classified ensuring good prediction accuracy. Indeed, results from this preliminary work show that the model allows us to properly detect the trends of system deviations from normal operation behavior and generate fault prediction alerts as a maintenance decision support system for operatives, aiming at avoiding possible incoming failures

Fault Prognosis of Turbofan Engines: Eventual Failure Prediction and Remaining Useful Life Estimation

In the era of industrial big data, prognostics and health management is essential to improve the prediction of future failures to minimize inventory, maintenance, and human costs. Used for the 2021 PHM Data Challenge, the new Commercial Modular Aero-Propulsion System Simulation dataset from NASA is an open-source benchmark containing simulated turbofan engine units flown under realistic flight conditions. Deep learning approaches implemented previously for this application attempt to predict the remaining useful life of the engine units, but have not utilized labeled failure mode information, impeding practical usage and explainability. To address these limitations, a new prognostics approach is formulated with a customized loss function to simultaneously predict the current health state, the eventual failing component(s), and the remaining useful life. The proposed method incorporates principal component analysis to orthogonalize statistical time-domain features, which are inputs into supervised regressors such as random forests, extreme random forests, XGBoost, and artificial neural networks. The highest performing algorithm, ANN-Flux, achieves AUROC and AUPR scores exceeding 0.95 for each classification. In addition, ANN-Flux reduces the remaining useful life RMSE by 38% for the same test split of the dataset compared to past work, with significantly less computational cost.Comment: Preprint with 10 pages, 5 figures. Submitted to International Journal of Prognostics and Health Management (IJPHM

Failure Prognosis of Wind Turbine Components

Wind energy is playing an increasingly significant role in the World\u27s energy supply mix. In North America, many utility-scale wind turbines are approaching, or are beyond the half-way point of their originally anticipated lifespan. Accurate estimation of the times to failure of major turbine components can provide wind farm owners insight into how to optimize the life and value of their farm assets. This dissertation deals with fault detection and failure prognosis of critical wind turbine sub-assemblies, including generators, blades, and bearings based on data-driven approaches. The main aim of the data-driven methods is to utilize measurement data from the system and forecast the Remaining Useful Life (RUL) of faulty components accurately and efficiently. The main contributions of this dissertation are in the application of ALTA lifetime analysis to help illustrate a possible relationship between varying loads and generators reliability, a wavelet-based Probability Density Function (PDF) to effectively detecting incipient wind turbine blade failure, an adaptive Bayesian algorithm for modeling the uncertainty inherent in the bearings RUL prediction horizon, and a Hidden Markov Model (HMM) for characterizing the bearing damage progression based on varying operating states to mimic a real condition in which wind turbines operate and to recognize that the damage progression is a function of the stress applied to each component using data from historical failures across three different Canadian wind farms