Document analysis at DFKI. - Part 1: Image analysis and text recognition

Document analysis is responsible for an essential progress in office automation. This paper is part of an overview about the combined research efforts in document analysis at the DFKI. Common to all document analysis projects is the global goal of providing a high level electronic representation of documents in terms of iconic, structural, textual, and semantic information. These symbolic document descriptions enable an "intelligent\u27; access to a document database. Currently there are three ongoing document analysis projects at DFKI: INCA, OMEGA, and PASCAL2000/PASCAL+. Though the projects pursue different goals in different application domains, they all share the same problems which have to be resolved with similar techniques. For that reason the activities in these projects are bundled to avoid redundant work. At DFKI we have divided the problem of document analysis into two main tasks, text recognition and text analysis, which themselves are divided into a set of subtasks. In a series of three research reports the work of the document analysis and office automation department at DFKI is presented. The first report discusses the problem of text recognition, the second that of text analysis. In a third report we describe our concept for a specialized document analysis knowledge representation language. The report in hand describes the activities dealing with the text recognition task. Text recognition covers the phase starting with capturing a document image up to identifying the written words. This comprises the following subtasks: preprocessing the pictorial information, segmenting into blocks, lines, words, and characters, classifying characters, and identifying the input words. For each subtask several competing solution algorithms, called specialists or knowledge sources, may exist. To efficiently control and organize these specialists an intelligent situation-based planning component is necessary, which is also described in this report. It should be mentioned that the planning component is also responsible to control the overall document analysis system instead of the text recognition phase onl

Effective balancing error and user effort in interactive handwriting recognition

This is the author’s version of a work that was accepted for publication in Pattern Recognition Letters. Changes resulting from the publishing process, such as peer review, editing, corrections, structural formatting, and other quality control mechanisms may not be reflected in this document. Changes may have been made to this work since it was submitted for publication. A definitive version was subsequently published in Pattern Recognition Letters, Volume 37, 1 February 2014, Pages 135–142 DOI 10.1016/j.patrec.2013.03.010[EN] Transcription of handwritten text documents is an expensive and time-consuming task. Unfortunately, the accuracy of current state-of-the-art handwriting recognition systems cannot guarantee fully-automatic high quality transcriptions, so we need to revert to the computer assisted approach. Although this approach reduces the user effort needed to transcribe a given document, the transcription of handwriting text documents still requires complete manual supervision. An especially appealing scenario is the interactive transcription of handwriting documents, in which the user defines the amount of errors that can be tolerated in the final transcribed document. Under this scenario, the transcription of a handwriting text document could be obtained efficiently, supervising only a certain number of incorrectly recognised words. In this work, we develop a new method for predicting the error rate in a block of automatically recognised words, and estimate how much effort is required to correct a transcription to a certain user-defined error rate. The proposed method is included in an interactive approach to transcribing handwritten text documents, which efficiently employs user interactions by means of active and semi-supervised learning techniques, along with a hypothesis recomputation algorithm based on constrained Viterbi search. Transcription results, in terms of trade-off between user effort and transcription accuracy, are reported for two real handwritten documents, and prove the effectiveness of the proposed approach.The research leading to these results has received funding from the European Union Seventh Framework Programme (FP7/2007-2013) under Grant agreement No 287755 (transLectures). Also supported by the EC (FEDER, FSE), the Spanish Government (MICINN, MITyC, "Plan E", under grants MIPRCV "Consolider Ingenio 2010", MITTRAL (TIN2009-14633-C03-01), iTrans2 (TIN2009-14511), and FPU (AP2007-02867), and the Generalitat Valenciana (Grants Prometeo/2009/014 and GV/2010/067). Special thanks to Jesus Andres for his fruitful discussions.Serrano Martinez Santos, N.; Civera Saiz, J.; Sanchis Navarro, JA.; Juan Císcar, A. (2014). Effective balancing error and user effort in interactive handwriting recognition. Pattern Recognition Letters. 37(1):135-142. https://doi.org/10.1016/j.patrec.2013.03.010S13514237

Automatic transcription of polyphonic music exploiting temporal evolution

PhDAutomatic music transcription is the process of converting an audio recording into a symbolic representation using musical notation. It has numerous applications in music information retrieval, computational musicology, and the creation of interactive systems. Even for expert musicians, transcribing polyphonic pieces of music is not a trivial task, and while the problem of automatic pitch estimation for monophonic signals is considered to be solved, the creation of an automated system able to transcribe polyphonic music without setting restrictions on the degree of polyphony and the instrument type still remains open. In this thesis, research on automatic transcription is performed by explicitly incorporating information on the temporal evolution of sounds. First efforts address the problem by focusing on signal processing techniques and by proposing audio features utilising temporal characteristics. Techniques for note onset and offset detection are also utilised for improving transcription performance. Subsequent approaches propose transcription models based on shift-invariant probabilistic latent component analysis (SI-PLCA), modeling the temporal evolution of notes in a multiple-instrument case and supporting frequency modulations in produced notes. Datasets and annotations for transcription research have also been created during this work. Proposed systems have been privately as well as publicly evaluated within the Music Information Retrieval Evaluation eXchange (MIREX) framework. Proposed systems have been shown to outperform several state-of-the-art transcription approaches. Developed techniques have also been employed for other tasks related to music technology, such as for key modulation detection, temperament estimation, and automatic piano tutoring. Finally, proposed music transcription models have also been utilized in a wider context, namely for modeling acoustic scenes

Analysis and Modular Approach for Text Extraction from Scientific Figures on Limited Data

Scientific figures are widely used as compact, comprehensible representations of important information. The re-usability of these figures is however limited, as one can rarely search directly for them, since they are mostly indexing by their surrounding text (e. g., publication or website) which often does not contain the full-message of the figure. In this thesis, the focus is on making the content of scientific figures accessible by extracting the text from these figures. A modular pipeline for unsupervised text extraction from scientific figures, based on a thorough analysis of the literature, was built to address the problem. This modular pipeline was used to build several unsupervised approaches, to evaluate different methods from the literature and new methods and method combinations. Some supervised approaches were built as well for comparison. One challenge, while evaluating the approaches, was the lack of annotated data, which especially needed to be considered when building the supervised approach. Three existing datasets were used for evaluation as well as two datasets of 241 scientific figures which were manually created and annotated. Additionally, two existing datasets for text extraction from other types of images were used for pretraining the supervised approach. Several experiments showed the superiority of the unsupervised pipeline over common Optical Character Recognition engines and identified the best unsupervised approach. This unsupervised approach was compared with the best supervised approach, which, despite of the limited amount of training data available, clearly outperformed the unsupervised approach.Infografiken sind ein viel verwendetes Medium zur kompakten Darstellung von Kernaussagen. Die Nachnutzbarkeit dieser Abbildungen ist jedoch häufig limitiert, da sie schlecht auffindbar sind, da sie meist über die umschließenden Medien, wie beispielsweise Publikationen oder Webseiten, und nicht über ihren Inhalt indexiert sind. Der Fokus dieser Arbeit liegt auf der Extraktion der textuellen Inhalte aus Infografiken, um deren Inhalt zu erschließen. Ausgehend von einer umfangreichen Analyse verwandter Arbeiten, wurde ein generalisierender, modularer Ansatz für die unüberwachte Textextraktion aus wissenschaftlichen Abbildungen entwickelt. Mit diesem modularen Ansatz wurden mehrere unüberwachte Ansätze und daneben auch noch einige überwachte Ansätze umgesetzt, um diverse Methoden aus der Literatur sowie neue und bisher noch nicht genutzte Methoden zu vergleichen. Eine Herausforderung bei der Evaluation war die geringe Menge an annotierten Abbildungen, was insbesondere beim überwachten Ansatz Methoden berücksichtigt werden musste. Für die Evaluation wurden drei existierende Datensätze verwendet und zudem wurden zusätzlich zwei Datensätze mit insgesamt 241 Infografiken erstellt und mit den nötigen Informationen annotiert, sodass insgesamt 5 Datensätze für die Evaluation verwendet werden konnten. Für das Pre-Training des überwachten Ansatzes wurden zudem zwei Datensätze aus verwandten Textextraktionsbereichen verwendet. In verschiedenen Experimenten wird gezeigt, dass der unüberwachte Ansatz besser funktioniert als klassische Texterkennungsverfahren und es wird aus den verschiedenen unüberwachten Ansätzen der beste ermittelt. Dieser unüberwachte Ansatz wird mit dem überwachten Ansatz verglichen, der trotz begrenzter Trainingsdaten die besten Ergebnisse liefert

Document preprocessing and fuzzy unsupervised character classification

This dissertation presents document preprocessing and fuzzy unsupervised character classification for automatically reading daily-received office documents that have complex layout structures, such as multiple columns and mixed-mode contents of texts, graphics and half-tone pictures. First, the block segmentation algorithm is performed based on a simple two-step run-length smoothing to decompose a document into single-mode blocks. Next, the block classification is performed based on the clustering rules to classify each block into one of the types such as text, horizontal or vertical lines, graphics, and pictures. The mean white-to-black transition is shown as an invariance for textual blocks, and is useful for block discrimination. A fuzzy model for unsupervised character classification is designed to improve the robustness, correctness, and speed of the character recognition system. The classification procedures are divided into two stages. The first stage separates the characters into seven typographical categories based on word structures of a text line. The second stage uses pattern matching to classify the characters in each category into a set of fuzzy prototypes based on a nonlinear weighted similarity function. A fuzzy model of unsupervised character classification, which is more natural in the representation of prototypes for character matching, is defined and the weighted fuzzy similarity measure is explored. The characteristics of the fuzzy model are discussed and used in speeding up the classification process. After classification, the character recognition procedure is simply applied on the limited versions of the fuzzy prototypes. To avoid information loss and extra distortion, an topography-based approach is proposed to apply directly on the fuzzy prototypes to extract the skeletons. First, a convolution by a bell-shaped function is performed to obtain a smooth surface. Second, the ridge points are extracted by rule-based topographic analysis of the structure. Third, a membership function is assigned to ridge points with values indicating the degrees of membership with respect to the skeleton of an object. Finally, the significant ridge points are linked to form strokes of skeleton, and the clues of eigenvalue variation are used to deal with degradation and preserve connectivity. Experimental results show that our algorithm can reduce the deformation of junction points and correctly extract the whole skeleton although a character is broken into pieces. For some characters merged together, the breaking candidates can be easily located by searching for the saddle points. A pruning algorithm is then applied on each breaking position. At last, a multiple context confirmation can be applied to increase the reliability of breaking hypotheses

Study of some fingerprint verfication algorithms

Fingerprint Verification is one of the most reliable personal identification methods. Image processing provides power tools for this purpose. The target can be mainly decomposed into image preprocessing, feature extraction and feature match. For each sub-task, some classical and up-to-date methods in literatures are analyzed. Based on the analysis, an integrated solution for fingerprint recognition is implemented

TRECVID 2014 -- An Overview of the Goals, Tasks, Data, Evaluation Mechanisms and Metrics

International audienceThe TREC Video Retrieval Evaluation (TRECVID) 2014 was a TREC-style video analysis and retrieval evaluation, the goal of which remains to promote progress in content-based exploitation of digital video via open, metrics-based evaluation. Over the last dozen years this effort has yielded a better under- standing of how systems can effectively accomplish such processing and how one can reliably benchmark their performance. TRECVID is funded by the NIST with support from other US government agencies. Many organizations and individuals worldwide contribute significant time and effort