Influence of Behavioral Models on Multiuser Channel Capacity

In order to characterize the channel capacity of a wavelength channel in a wavelength-division multiplexed (WDM) system, statistical models are needed for the transmitted signals on the other wavelengths. For example, one could assume that the transmitters for all wavelengths are configured independently of each other, that they use the same signal power, or that they use the same modulation format. In this paper, it is shown that these so-called behavioral models have a profound impact on the single-wavelength achievable information rate. This is demonstrated by establishing, for the first time, upper and lower bounds on the maximum achievable rate under various behavioral models, for a rudimentary WDM channel model

Nonlinearity Mitigation in WDM Systems: Models, Strategies, and Achievable Rates

After reviewing models and mitigation strategies for interchannel nonlinear interference (NLI), we focus on the frequency-resolved logarithmic perturbation model to study the coherence properties of NLI. Based on this study, we devise an NLI mitigation strategy which exploits the synergic effect of phase and polarization noise compensation (PPN) and subcarrier multiplexing with symbol-rate optimization. This synergy persists even for high-order modulation alphabets and Gaussian symbols. A particle method for the computation of the resulting achievable information rate and spectral efficiency (SE) is presented and employed to lower-bound the channel capacity. The dependence of the SE on the link length, amplifier spacing, and presence or absence of inline dispersion compensation is studied. Single-polarization and dual-polarization scenarios with either independent or joint processing of the two polarizations are considered. Numerical results show that, in links with ideal distributed amplification, an SE gain of about 1 bit/s/Hz/polarization can be obtained (or, in alternative, the system reach can be doubled at a given SE) with respect to single-carrier systems without PPN mitigation. The gain is lower with lumped amplification, increases with the number of spans, decreases with the span length, and is further reduced by in-line dispersion compensation. For instance, considering a dispersion-unmanaged link with lumped amplification and an amplifier spacing of 60 km, the SE after 80 spans can be be increased from 4.5 to 4.8 bit/s/Hz/polarization, or the reach raised up to 100 spans (+25%) for a fixed SE.Comment: Submitted to Journal of Lightwave Technolog

Designing Power-Efficient Modulation Formats for Noncoherent Optical Systems

We optimize modulation formats for the additive white Gaussian noise channel with a nonnegative input constraint, also known as the intensity-modulated direct detection channel, with and without confining them to a lattice structure. Our optimization criteria are the average electrical and optical power. The nonnegativity input signal constraint is translated into a conical constraint in signal space, and modulation formats are designed by sphere packing inside this cone. Some remarkably dense packings are found, which yield more power-efficient modulation formats than previously known. For example, at a spectral efficiency of 1 bit/s/Hz, the obtained modulation format offers a 0.86 dB average electrical power gain and 0.43 dB average optical power gain over the previously best known modulation formats to achieve a symbol error rate of 10^-6. This modulation turns out to have a lattice-based structure. At a spectral efficiency of 3/2 bits/s/Hz and to achieve a symbol error rate of 10^-6, the modulation format obtained for optimizing the average electrical power offers a 0.58 dB average electrical power gain over the best lattice-based modulation and 2.55 dB gain over the best previously known format. However, the modulation format optimized for average optical power offers a 0.46 dB average optical power gain over the best lattice-based modulation and 1.35 dB gain over the best previously known format.Comment: Submitted to Globecom 201

Calculation of Mutual Information for Partially Coherent Gaussian Channels with Applications to Fiber Optics

The mutual information between a complex-valued channel input and its complex-valued output is decomposed into four parts based on polar coordinates: an amplitude term, a phase term, and two mixed terms. Numerical results for the additive white Gaussian noise (AWGN) channel with various inputs show that, at high signal-to-noise ratio (SNR), the amplitude and phase terms dominate the mixed terms. For the AWGN channel with a Gaussian input, analytical expressions are derived for high SNR. The decomposition method is applied to partially coherent channels and a property of such channels called "spectral loss" is developed. Spectral loss occurs in nonlinear fiber-optic channels and it may be one effect that needs to be taken into account to explain the behavior of the capacity of nonlinear fiber-optic channels presented in recent studies.Comment: 30 pages, 9 figures, accepted for publication in IEEE Transactions on Information Theor

Conditions for a Monotonic Channel Capacity

Motivated by results in optical communications, where the performance can degrade dramatically if the transmit power is sufficiently increased, the channel capacity is characterized for various kinds of memoryless vector channels. It is proved that for all static point-to-point channels, the channel capacity is a nondecreasing function of power. As a consequence, maximizing the mutual information over all input distributions with a certain power is for such channels equivalent to maximizing it over the larger set of input distributions with upperbounded power. For interference channels such as optical wavelength-division multiplexing systems, the primary channel capacity is always nondecreasing with power if all interferers transmit with identical distributions as the primary user. Also, if all input distributions in an interference channel are optimized jointly, then the achievable sum-rate capacity is again nondecreasing. The results generalizes to the channel capacity as a function of a wide class of costs, not only power.Comment: This is an updated and expanded version of arXiv:1108.039

EVM and Achievable Data Rate Analysis of Clipped OFDM Signals in Visible Light Communication

Orthogonal frequency division multiplexing (OFDM) has been considered for visible light communication (VLC) thanks to its ability to boost data rates as well as its robustness against frequency-selective fading channels. A major disadvantage of OFDM is the large dynamic range of its time-domain waveforms, making OFDM vulnerable to nonlinearity of light emitting diodes (LEDs). DC biased optical OFDM (DCO-OFDM) and asymmetrically clipped optical OFDM (ACO-OFDM) are two popular OFDM techniques developed for the VLC. In this paper, we will analyze the performance of the DCO-OFDM and ACO-OFDM signals in terms of error vector magnitude (EVM), signal-to-distortion ratio (SDR), and achievable data rates under both average optical power and dynamic optical power constraints. EVM is a commonly used metric to characterize distortions. We will describe an approach to numerically calculate the EVM for DCO-OFDM and ACO-OFDM. We will derive the optimum biasing ratio in the sense of minimizing EVM for DCO-OFDM. Additionally, we will formulate the EVM minimization problem as a convex linear optimization problem and obtain an EVM lower bound against which to compare the DCO-OFDM and ACO-OFDM techniques. We will prove that the ACO-OFDM can achieve the lower bound. Average optical power and dynamic optical power are two main constraints in VLC. We will derive the achievable data rates under these two constraints for both additive white Gaussian noise (AWGN) channel and frequency-selective channel. We will compare the performance of DCO-OFDM and ACO-OFDM under different power constraint scenarios