Techniques d’Estimation de Canal et de Décalage de Fréquence Porteuse pour Systèmes Sans-fil Multiporteuses en Liaison Montante

Multicarrier modulation is the common feature of high-data rate mobile wireless systems. In that case, two phenomena disturb the symbol detection. Firstly, due to the relative transmitter-receiver motion and a difference between the local oscillator (LO) frequency at the transmitter and the receiver, a carrier frequency offset (CFO) affects the received signal. This leads to an intercarrier interference (ICI). Secondly, several versions of the transmitted signal are received due to the wireless propagation channel. These unwanted phenomena must be taken into account when designing a receiver. As estimating the multipath channel and the CFO is essential, this PhD deals with several CFO and channel estimation methods based on optimal filtering. Firstly, as the estimation issue is nonlinear, we suggest using the extended Kalman filter (EKF). It is based on a local linearization of the equations around the last state estimate. However, this approach requires a linearization based on calculations of Jacobians and Hessians matrices and may not be a sufficient description of the nonlinearity. For these reasons, we can consider the sigma-point Kalman filter (SPKF), namely the unscented Kalman Filter (UKF) and the central difference Kalman filter (CDKF). The UKF is based on the unscented transformation whereas the CDKF is based on the second order Sterling polynomial interpolation formula. Nevertheless, the above methods require an exact and accurate a priori system model as well as perfect knowledge of the additive measurementnoise statistics. Therefore, we propose to use the H∞ filtering, which is known to be more robust to uncertainties than Kalman filtering. As the state-space representation of the system is non-linear, we first evaluate the “extended H∞ filter”, which is based on a linearization of the state-space equations like the EKF. As an alternative, the “unscented H∞ filter”, which has been recently proposed in the literature, is implemented by embedding the unscented transformation into the “extended H∞ filter” and carrying out the filtering by using the statistical linear error propagation approach.Multicarrier modulation is the common feature of high-data rate mobile wireless systems. In that case, two phenomena disturb the symbol detection. Firstly, due to the relative transmitter-receiver motion and a difference between the local oscillator (LO) frequency at the transmitter and the receiver, a carrier frequency offset (CFO) affects the received signal. This leads to an intercarrier interference (ICI). Secondly, several versions of the transmitted signal are received due to the wireless propagation channel. These unwanted phenomena must be taken into account when designing a receiver. As estimating the multipath channel and the CFO is essential, this PhD deals with several CFO and channel estimation methods based on optimal filtering. Firstly, as the estimation issue is nonlinear, we suggest using the extended Kalman filter (EKF). It is based on a local linearization of the equations around the last state estimate. However, this approach requires a linearization based on calculations of Jacobians and Hessians matrices and may not be a sufficient description of the nonlinearity. For these reasons, we can consider the sigma-point Kalman filter (SPKF), namely the unscented Kalman Filter (UKF) and the central difference Kalman filter (CDKF). The UKF is based on the unscented transformation whereas the CDKF is based on the second order Sterling polynomial interpolation formula. Nevertheless, the above methods require an exact and accurate a priori system model as well as perfect knowledge of the additive measurementnoise statistics. Therefore, we propose to use the H∞ filtering, which is known to be more robust to uncertainties than Kalman filtering. As the state-space representation of the system is non-linear, we first evaluate the “extended H∞ filter”, which is based on a linearization of the state-space equations like the EKF. As an alternative, the “unscented H∞ filter”, which has been recently proposed in the literature, is implemented by embedding the unscented transformation into the “extended H∞ filter” and carrying out the filtering by using the statistical linear error propagation approach

Resource Allocation for Broadband Wireless Access Networks with Imperfect CSI

The high deployment and maintenance costs of last mile wireline networks (i.e., DSL and cable networks) have urged service providers to search for new cost-effective solutions to provide broadband connectivity. Broadband wireless access (BWA) networks, which offer a wide coverage area and high transmission rates in addition to their fast and low-cost deployment, have emerged as an alternative to last mile wireline networks. Therefore, BWA networks are expected to be deployed in areas with different terrain profiles (e.g., urban, suburban, rural) where wireless communication faces different channel impairments. This fact necessitates the adoption of various transmission technologies that combat the channel impairments of each profile. Implementation scenarios of BWA networks considered in this thesis are multicarrier-based direct transmission and single carrier-based cooperative transmission scenarios. The performance of these transmission technologies highly depends on how resources are allocated. In this thesis, we focus on the development of practical resource allocation schemes for the mentioned BWA networks implementation scenarios. In order to develop practical schemes, the imperfection of channel state information (CSI) and computational power limitations are among considered practical implementation issues. The design of efficient resource allocation schemes at the MAC layer heavily relies on the CSI reported from the PHY layer as a measure of the wireless channel condition. The channel estimation error and feedback delay renders the reported CSI erroneous. The inaccuracy in CSI propagates to higher layers, resulting in performance degradation. Although this effect is intuitive, a quantitative measure of this degradation is necessary for the design of practical resource allocation schemes. An approach to the evaluation of the ergodic mutual information that reflects this degradation is developed for single carrier, multicarrier, direct, and cooperative scenarios with inaccurate CSI. Given the CSI estimates and estimation error statistics, the presented evaluation of ergodic mutual information can be used in resource allocation and in assessing the severity of estimation error on performance degradation. A point-to-multipoint (PMP) network that employs orthogonal frequency division multiple access (OFDMA) is considered as one of the most common implementation scenarios of BWA networks. Replacing wireline networks requires not only providing the last mile connectivity to subscribers but also supporting their diverse services with stringent quality of service (QoS) requirements. Therefore, the resource allocation problem (i.e., subcarriers, rate and power allocation) is modeled as a network utility maximization (NUM) one that captures the characteristics of this implementation scenario. A dual decomposition-based resource allocation scheme that takes into consideration the diversity of service requirements and inaccuracy of the CSI estimation is developed. Numerical evaluations and simulations are conducted to validate our theoretical claims that the scheme maximizes resource utilization, coordinates with the call admission controller to guarantee QoS, and accounts for CSI inaccuracy. Cooperation has recently received great attention from the research community and industry because of its low cost and fast deployment in addition to the performance improvement it brings to BWA networks. In cooperative scenarios, subscribers cooperate to relay each other's signals. For this implementation scenario of BWA networks, a robust and constrained Kalman filter-based power allocation scheme is proposed to minimize power consumption and guarantee bit error probability (BEP) requirements. The proposed scheme is robust to CSI inaccuracy, responsive to changes in BEP requirements, and optimal in allocating resources. In summary, research results presented in this thesis contribute to the development of practical resource allocation schemes for BWA networks

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

Adjustable dynamic range for paper reduction schemes in large-scale MIMO-OFDM systems

In a multi-input-multi-output (MIMO) communication system there is a necessity to limit the power that the output antenna amplifiers can deliver. Their signal is a combination of many independent channels, so the demanded amplitude can peak to many times the average value. The orthogonal frequency division multiplexing (OFDM) system causes high peak signals to occur because many subcarrier components are added by an inverse discrete Fourier transformation process at the base station. This causes out-of-band spectral regrowth. If simple clipping of the input signal is used, there will be in-band distortions in the transmitted signals and the bit error rate will increase substantially. This work presents a novel technique that reduces the peak-to-average power ratio (PAPR). It is a combination of two main stages, a variable clipping level and an Adaptive Optimizer that takes advantage of the channel state information sent from all users in the cell. Simulation results show that the proposed method achieves a better overall system performance than that of conventional peak reduction systems in terms of the symbol error rate. As a result, the linear output of the power amplifiers can be minimized with a great saving in cost

Exploiting the spatio-temporal channel properties of multiple antenna systems

The spatio-temporal channel properties of multiple antenna systems are exploited to obtain new approaches to localization and channel prediction. It is shown that a mobile station can be localized in multipath environments under the explicit consideration of scatterers. Thus, unlike conventional localization systems, the scatterers are used as an aid in localization. Moreover, it is shown that channel prediction in multiple antenna systems can be performed using linear prediction filters. This result is used to propose optimal and computationally inexpensive suboptimal channel predictors

Link adaptation for MC-CDMA radio interface

EThOS - Electronic Theses Online ServiceGBUnited Kingdo

DoA and ToA Estimation, Device Positioning and Network Synchronization in 5G New Radio : Algorithms and Performance Analysis

Location information plays a significant role not only in our everyday life through various location-based services, but also in emerging technologies such as virtual reality, robotics, and autonomous driving. In contrast to the existing and earlier cellular generations, positioning has been considered as a key element in future cellular networks from the very beginning of the fifth generation (5G) standardization process. Even though the earlier generations are capably of providing coarse location estimates, the achieved accuracy is far from the expected even sub-meter positioning accuracy envisioned in the context of 5G networks. In general, 5G new radio (NR) networks provide a convenient infrastructure for positioning by means of wider bandwidths, larger antenna arrays, and even more densely deployed networks especially at high millimeter wave (mmWave) frequencies. Building on dense 5G NR networks, this thesis focuses on the development of novel network-centric positioning frameworks by exploiting the existing NR reference signals. The contributions in this thesis can be grouped into topics based on the considered frequency ranges and the employed beamforming (BF) schemes therein. First, novel cascaded algorithms for sequential device positioning are proposed assuming 5G NR networks operating at the lower sub-6 GHz frequency range and equipped with digital BF capabilities. In the first stage of the cascaded solution, two sequential estimators are proposed for joint direction of arrival (DoA) and time of arrival (ToA) estimation facilitating the received reference signals. Thereafter, the second-stage sequential estimators employing the obtained DoA and ToA estimates are proposed for joint positioning and network synchronization resulting in not only device location estimates, but also clock parameter estimates that are obtained as a valuable by-product. Such a choice stems from the fact that the ToA estimates are not feasible for positioning as such due to the clock instabilities in low-cost devices and the insufficient level of synchronization in the cellular networks. Second, a similar cascaded algorithm for joint positioning and network synchronization is proposed in the context of dense mmWave 5G networks and fundamentally different analog BFs. In particular, a novel joint DoA and ToA estimator is proposed by fusing information from multiple received beams based on a novel beam-selection method. In addition, the theoretical performance limits are derived and compared to those obtained using the digital BFs. The cascaded framework is completed with the second-stage positioning solution in a similar manner as in the case of digital BFs. The performance of both frameworks is evaluated and analyzed in various scenarios using extensive computer simulations relying on the latest 5G NR numerology and a ray-tracing tool. Overall, this thesis provides valuable insights into practical positioning algorithms and their performance when relying solely on the 5G NR networks and available signalling therein. The obtained results in this thesis indicate that the envisioned sub-meter positioning accuracy is technically feasible using NR-based solutions

Synchronization in CDMA systems

Ph.DDOCTOR OF PHILOSOPH