Near-capacity MIMOs using iterative detection

In this thesis, Multiple-Input Multiple-Output (MIMO) techniques designed for transmission over narrowband Rayleigh fading channels are investigated. Specifically, in order to providea diversity gain while eliminating the complexity of MIMO channel estimation, a Differential Space-Time Spreading (DSTS) scheme is designed that employs non-coherent detection. Additionally, in order to maximise the coding advantage of DSTS, it is combined with Sphere Packing (SP) modulation. The related capacity analysis shows that the DSTS-SP scheme exhibits a higher capacity than its counterpart dispensing with SP. Furthermore, in order to attain additional performance gains, the DSTS system invokes iterative detection, where the outer code is constituted by a Recursive Systematic Convolutional (RSC) code, while the inner code is a SP demapper in one of the prototype systems investigated, while the other scheme employs a Unity Rate Code (URC) as its inner code in order to eliminate the error floor exhibited by the system dispensing with URC. EXIT charts are used to analyse the convergence behaviour of the iteratively detected schemes and a novel technique is proposed for computing the maximum achievable rate of the system based on EXIT charts. Explicitly, the four-antenna-aided DSTSSP system employing no URC precoding attains a coding gain of 12 dB at a BER of 10-5 and performs within 1.82 dB from the maximum achievable rate limit. By contrast, the URC aidedprecoded system operates within 0.92 dB from the same limit.On the other hand, in order to maximise the DSTS system’s throughput, an adaptive DSTSSP scheme is proposed that exploits the advantages of differential encoding, iterative decoding as well as SP modulation. The achievable integrity and bit rate enhancements of the system are determined by the following factors: the specific MIMO configuration used for transmitting data from the four antennas, the spreading factor used and the RSC encoder’s code rate.Additionally, multi-functional MIMO techniques are designed to provide diversity gains, multiplexing gains and beamforming gains by combining the benefits of space-time codes, VBLASTand beamforming. First, a system employing Nt=4 transmit Antenna Arrays (AA) with LAA number of elements per AA and Nr=4 receive antennas is proposed, which is referred to as a Layered Steered Space-Time Code (LSSTC). Three iteratively detected near-capacity LSSTC-SP receiver structures are proposed, which differ in the number of inner iterations employed between the inner decoder and the SP demapper as well as in the choice of the outer code, which is either an RSC code or an Irregular Convolutional Code (IrCC). The three systems are capable of operating within 0.9, 0.4 and 0.6 dB from the maximum achievable rate limit of the system. A comparison between the three iteratively-detected schemes reveals that a carefully designed two-stage iterative detection scheme is capable of operating sufficiently close to capacity at a lower complexity, when compared to a three-stage system employing a RSC or a two-stage system using an IrCC as an outer code. On the other hand, in order to allow the LSSTC scheme to employ less receive antennas than transmit antennas, while still accommodating multiple users, a Layered Steered Space-Time Spreading (LSSTS) scheme is proposed that combines the benefits of space-time spreading, V-BLAST, beamforming and generalised MC DS-CDMA. Furthermore, iteratively detected LSSTS schemes are presented and an LLR post-processing technique is proposed in order to improve the attainable performance of the iteratively detected LSSTS system.Finally, a distributed turbo coding scheme is proposed that combines the benefits of turbo coding and cooperative communication, where iterative detection is employed by exchanging extrinsic information between the decoders of different single-antenna-aided users. Specifically, the effect of the errors induced in the first phase of cooperation, where the two users exchange their data, on the performance of the uplink in studied, while considering different fading channel characteristics

Optical code-division multiple access system and optical signal processing

This thesis presents our recent researches on the development of coding devices, the investigation of security and the design of systems in the optical cod-division multiple access (OCDMA) systems. Besides, the techniques of nonlinear signal processing used in the OCDMA systems fire our imagination, thus some researches on all-optical signal processing are carried out and also summarized in this thesis. Two fiber Bragg grating (FBG) based coding devices are proposed. The first coding device is a superstructured FBG (SSFBG) using ±π/2-phase shifts instead of conventional 0/π-phase shifts. The ±π/2-phase-shifted SSFBG en/decoders can not only conceal optical codes well in the encoded signals but also realize the reutilization of available codes by hybrid use with conventional 0/π-phase-shifted SSFBG en/decoders. The second FBG based coding device is synthesized by layer-peeling method, which can be used for simultaneous optical code recognition and chromatic dispersion compensation. Then, two eavesdropping schemes, one-bit delay interference detection and differential detection, are demonstrated to reveal the security vulnerability of differential phase-shift keying (DPSK) and code-shift keying (CSK) OCDMA systems. To address the security issue as well as increase the transmission capacity, an orthogonal modulation format based on DPSK and CSK is introduced into the OCDMA systems. A 2 bit/symbol 10 Gsymbol/s transmission system using the orthogonal modulation format is achieved. The security of the system can be partially guaranteed. Furthermore, a fully-asynchronous gigabit-symmetric OCDMA passive optical network (PON) is proposed, in which a self-clocked time gate is employed for signal regeneration. A remodulation scheme is used in the PON, which let downstream and upstream share the same optical carrier, allowing optical network units source-free. An error-free 4-user 10 Gbit/s/user duplex transmission over 50 km distance is reazlied. A versatile waveform generation scheme is then studied. A theoretical model is established and a waveform prediction algorithm is summarized. In the demonstration, various waveforms are generated including short pulse, trapezoidal, triangular and sawtooth waveforms and doublet pulse. ii In addition, an all-optical simultaneous half-addition and half-subtraction scheme is achieved at an operating rate of 10 GHz by using only two semiconductor optical amplifiers (SOA) without any assist light. Lastly, two modulation format conversion schemes are demonstrated. The first conversion is from NRZ-OOK to PSK-Manchester coding format using a SOA based Mach-Zehnder interferometer. The second conversion is from RZ-DQPSK to RZ-OOK by employing a supercontinuum based optical thresholder

Parameters of Communication Systems Based on OFDM-CDMA

Cíl disertační práce leží v oblasti modelování a vyhodnocení bezdrátových komunikačních systémů s dvojrozměrným rozprostíráním signálu a jejich klíčových parametrů v závislosti na vybraných vlastnostech moderního bezdrátového komunikačního řetězce. Výzkumné metody použité v této práci spočívají především ve vývoji softwarového simulátoru pro prostředí Matlab, s jehož pomocí, a s využitím statistického přístupu, jsou navržené algoritmy ověřeny. Dále je použit simulátor fyzické vrstvy dle 3rd Generation Partnership Project Long Term Evolution (3GPP LTE), vyvinutý na Technické univerzitě ve Vídni. Tento představuje ideální platformu pro implementaci metody dvojrozměrného (2D) rozprostírání a její vyhodnocení s přihlédnutím k současným bezdrátovým komunikačním systémům. Zjištění prezentovaná v této práci představují především ověření účinnosti systému nazvaného jako Variable Spreading Factor - Orthogonal Code Frequency Division Multiplex (VSF-OFCDM), který využívá principu 2D rozprostírání signálu a zjištění, že VSF-OFCDM systém překonává systémy využívající Orthogonal Division Frequency Multiplex (OFDM), nebo Code Division Multiple Access (CDMA). Dále byla navržena metoda 2D rozprostírání signálu v systému LTE, kde se též potvrdila její účinnost. Díky účinnějšímu potlačení vlivu rychlé variace přenosového kanálu v závislosti na frekvenci a čase, dosahuje systém VSF-OFCDM znatelně vyšší datové prostupnosti.The focus of this research is in the area of modeling and evaluating of the wireless systems with two dimensional signal spreading, it’s key parameters and dependencies on other features in modern wireless communication chain. The research method adopted in this dissertation includes a development of Matlab based simulators which exploits a statistical approach to show a contribution of proposed algorithms. Furthermore, a model of physical layer of the 3rd Generation Partnership Project Long Term Evolution (3GPP LTE), developed by the Vienna University of Technology, was utilized as a simulation environment suitable for implementation of a two dimensional (2D) signal spreading method and its evaluation as well as comparison of achieved results with the state-of-the-art systems. The findings from this research provide evidence that the Variable Spreading Factor - Orthogonal Code Frequency Division Multiplex (hereafter VSF-OFCDM) employing a 2D spreading is a promising wireless access scheme superior to Orthogonal Division Frequency Multiplex (OFDM) or Code Division Multiple Access (CDMA) and is capable to significantly increase the data rates in wireless transmission due to the capability of such system to effectively cope with fast time and frequency fluctuations in the wireless transmission channel.

Investigation of the impact of fibre impairments and SOA-based devices on 2D-WH/TS OCDMA codes

In seeking efficient last-mile solutions for high-capacity, optical code division multiple access (OCDMA) emerges as a promising alternative high-speed optical network that can securely support a multitude of simultaneous users without requiring extensive equipment. This multiplexing technique has recently been the subject of comprehensive research, highlighting its potential for facilitating high-bandwidth multi-access networking. When contrasted with techniques such as wavelength division multiplexing (WDM) and optical time division multiplexing (OTDM), OCDMA offers a more effective and equitable split of available fibre bandwidth among the users. This thesis presents my research focused on the incoherent OCDMA under the influence of optical fibre impairments that uses picosecond multiwavelength pulses to form two-dimensional wavelength hopping time-spreading (2D-WH/TS) incoherent OCDMA codes. In particular, self-phase modulation, temperature induced fibre dispersion, chromatic dispersion, as well as the impact of semiconductor optical amplifier SOA devices deployment on 2D-WH/TS OCDMA code integrity were investigated. These aspects were investigated using a 17-km long bidirectional fibre link between Strathclyde and Glasgow University. In particular, I investigated the impact of temporal skewing among OCDMA code carriers and the importance of selecting small range of wavelengths as code carriers where wide range manifest high dependency on wavelength. This wavelength dependency is exploited furthermore to measure the induced temperature dispersion coefficient accurately and economically. I have conducted experiments to characterise the impact of SOA-device on 2D OCDMA code carries which is evaluated under different bias conditions. This evaluation addressed the potential challenges and ramifications of the gain recovery time of SOA and its wavelength dependency with respect to gain ratio and self-phase modulation (SPM). The OCDMA code was built using multiplexers and delay lines to create a 2D OCDMA code to allow studying the impact of deploying a SOA under different conditions on each wavelength. The concept described above is then extended to the investigation of the SOA’s impact on a 2D-WH/TS OCDMA prime code under high bias current/gain conditions. The overall performance of two different 2D-WH/TS OCDMA systems deploying the SOA was also calculated. I have also investigated the possibility of manipulating chirp in 2D-WH/TS incoherent OCDMA to counteract the self-phase modulation-induced red shift by using single mode fibre and lithium crystals. I have investigated the performance of the picosecond code based optical signal when subjected to temperature variations similar to that experience by most buried fibre systems. I have proposed and demonstrated a novel technique, which I examined analytically and experimentally, that utilises a SOA at the transmitter to create a new code with a new wavelength hopping and spreading time sequences to achieve a unique physical improved secure incoherent OCDMA communication method. A novel fully automated tuneable compensation testbed is also proposed of an autonomous dispersion management in a WH/TS incoherent OCDMA system. The system proposed manipulates the chirp of OCDMA code carriers to limit chromatic dispersion detrimental effect on transmission systems.In seeking efficient last-mile solutions for high-capacity, optical code division multiple access (OCDMA) emerges as a promising alternative high-speed optical network that can securely support a multitude of simultaneous users without requiring extensive equipment. This multiplexing technique has recently been the subject of comprehensive research, highlighting its potential for facilitating high-bandwidth multi-access networking. When contrasted with techniques such as wavelength division multiplexing (WDM) and optical time division multiplexing (OTDM), OCDMA offers a more effective and equitable split of available fibre bandwidth among the users. This thesis presents my research focused on the incoherent OCDMA under the influence of optical fibre impairments that uses picosecond multiwavelength pulses to form two-dimensional wavelength hopping time-spreading (2D-WH/TS) incoherent OCDMA codes. In particular, self-phase modulation, temperature induced fibre dispersion, chromatic dispersion, as well as the impact of semiconductor optical amplifier SOA devices deployment on 2D-WH/TS OCDMA code integrity were investigated. These aspects were investigated using a 17-km long bidirectional fibre link between Strathclyde and Glasgow University. In particular, I investigated the impact of temporal skewing among OCDMA code carriers and the importance of selecting small range of wavelengths as code carriers where wide range manifest high dependency on wavelength. This wavelength dependency is exploited furthermore to measure the induced temperature dispersion coefficient accurately and economically. I have conducted experiments to characterise the impact of SOA-device on 2D OCDMA code carries which is evaluated under different bias conditions. This evaluation addressed the potential challenges and ramifications of the gain recovery time of SOA and its wavelength dependency with respect to gain ratio and self-phase modulation (SPM). The OCDMA code was built using multiplexers and delay lines to create a 2D OCDMA code to allow studying the impact of deploying a SOA under different conditions on each wavelength. The concept described above is then extended to the investigation of the SOA’s impact on a 2D-WH/TS OCDMA prime code under high bias current/gain conditions. The overall performance of two different 2D-WH/TS OCDMA systems deploying the SOA was also calculated. I have also investigated the possibility of manipulating chirp in 2D-WH/TS incoherent OCDMA to counteract the self-phase modulation-induced red shift by using single mode fibre and lithium crystals. I have investigated the performance of the picosecond code based optical signal when subjected to temperature variations similar to that experience by most buried fibre systems. I have proposed and demonstrated a novel technique, which I examined analytically and experimentally, that utilises a SOA at the transmitter to create a new code with a new wavelength hopping and spreading time sequences to achieve a unique physical improved secure incoherent OCDMA communication method. A novel fully automated tuneable compensation testbed is also proposed of an autonomous dispersion management in a WH/TS incoherent OCDMA system. The system proposed manipulates the chirp of OCDMA code carriers to limit chromatic dispersion detrimental effect on transmission systems

High Capacity CDMA and Collaborative Techniques

The thesis investigates new approaches to increase the user capacity and improve the error performance of Code Division Multiple Access (CDMA) by employing adaptive interference cancellation and collaborative spreading and space diversity techniques. Collaborative Coding Multiple Access (CCMA) is also investigated as a separate technique and combined with CDMA. The advantages and shortcomings of CDMA and CCMA are analysed and new techniques for both the uplink and downlink are proposed and evaluated. Multiple access interference (MAI) problem in the uplink of CDMA is investigated first. The practical issues of multiuser detection (MUD) techniques are reviewed and a novel blind adaptive approach to interference cancellation (IC) is proposed. It exploits the constant modulus (CM) property of digital signals to blindly suppress interference during the despreading process and obtain amplitude estimation with minimum mean squared error for use in cancellation stages. Two new blind adaptive receiver designs employing successive and parallel interference cancellation architectures using the CM algorithm (CMA) referred to as ‘CMA-SIC’ and ‘BA-PIC’, respectively, are presented. These techniques have shown to offer near single user performance for large number of users. It is shown to increase the user capacity by approximately two fold compared with conventional IC receivers. The spectral efficiency analysis of the techniques based on output signal-to interference-and-noise ratio (SINR) also shows significant gain in data rate. Furthermore, an effective and low complexity blind adaptive subcarrier combining (BASC) technique using a simple gradient descent based algorithm is proposed for Multicarrier-CDMA. It suppresses MAI without any knowledge of channel amplitudes and allows large number of users compared with equal gain and maximum ratio combining techniques normally used in practice. New user collaborative schemes are proposed and analysed theoretically and by simulations in different channel conditions to achieve spatial diversity for uplink of CCMA and CDMA. First, a simple transmitter diversity and its equivalent user collaborative diversity techniques for CCMA are designed and analysed. Next, a new user collaborative scheme with successive interference cancellation for uplink of CDMA referred to as collaborative SIC (C-SIC) is investigated to reduce MAI and achieve improved diversity. To further improve the performance of C-SIC under high system loading conditions, Collaborative Blind Adaptive SIC (C-BASIC) scheme is proposed. It is shown to minimize the residual MAI, leading to improved user capacity and a more robust system. It is known that collaborative diversity schemes incur loss in throughput due to the need of orthogonal time/frequency slots for relaying source’s data. To address this problem, finally a novel near-unity-rate scheme also referred to as bandwidth efficient collaborative diversity (BECD) is proposed and evaluated for CDMA. Under this scheme, pairs of users share a single spreading sequence to exchange and forward their data employing a simple superposition or space-time encoding methods. At the receiver collaborative joint detection is performed to separate each paired users’ data. It is shown that the scheme can achieve full diversity gain at no extra bandwidth as inter-user channel SNR becomes high. A novel approach of ‘User Collaboration’ is introduced to increase the user capacity of CDMA for both the downlink and uplink. First, collaborative group spreading technique for the downlink of overloaded CDMA system is introduced. It allows the sharing of the same single spreading sequence for more than one user belonging to the same group. This technique is referred to as Collaborative Spreading CDMA downlink (CS-CDMA-DL). In this technique T-user collaborative coding is used for each group to form a composite codeword signal of the users and then a single orthogonal sequence is used for the group. At each user’s receiver, decoding of composite codeword is carried out to extract the user’s own information while maintaining a high SINR performance. To improve the bit error performance of CS-CDMA-DL in Rayleigh fading conditions, Collaborative Space-time Spreading (C-STS) technique is proposed by combining the collaborative coding multiple access and space-time coding principles. A new scheme for uplink of CDMA using the ‘User Collaboration’ approach, referred to as CS-CDMA-UL is presented next. When users’ channels are independent (uncorrelated), significantly higher user capacity can be achieved by grouping multiple users to share the same spreading sequence and performing MUD on per group basis followed by a low complexity ML decoding at the receiver. This approach has shown to support much higher number of users than the available sequences while also maintaining the low receiver complexity. For improved performance under highly correlated channel conditions, T-user collaborative coding is also investigated within the CS-CDMA-UL system

Advanced Techniques for High-Throughput Cellular Communications

The next generation wireless communication systems require ubiquitous high-throughput mobile connectivity under a range of challenging network settings (urban versus rural, high device density, mobility, etc). To improve the performance of the system, the physical layer design is of great importance. The previous research on improving the physical layer properties includes: a) highly directional transmissions that can enhance the throughput and spatial reuse; b) enhanced MIMO that can eliminate contention, enabling linear increase of capacity with number of antennas; c) mmWave technologies which operate on GHz bandwidth to over substantially higher throughput; d) better cooperative spectrum sharing with cognitive radios; e) better multiple access method which can mitigate multiuser interference and allow more multi-users. This dissertation addresses several techniques in the physical layer design of the next generation wireless communication systems. In chapter two, an orthogonal frequency division with code division multiple access (OFDM-CDMA) systems is proposed and a polyphase code is used to improve multiple access performance and make the OFDM signal satisfy the peak to average ratio (PAPR) constraint. Chapter three studies the I/Q imbalance for direct down converter. For wideband transmitter and receiver that use direct conversion for I/Q sampling, the I/Q imbalance becomes a critical issue. With higher I/Q imbalance, there will be higher degradation in quadrature amplitude modulation, which degrades the throughput tremendously. Chapter four investigate a problem of spectrum sharing for cognitive wideband communication. An energy-efficient sub-Nyquist sampling algorithm is developed for optimal sampling and spectrum sensing. In chapter ve, we study the channel estimation of millimeter wave full-dimensional MIMO communication. The problem is formulated as an atomic-norm minimization problem and algorithms are derived for the channel estimation in different situations. In this thesis, mathematical optimization is applied as the main approach to analyze and solve the problems in the physical layer of wireless communication so that the high-throughput is achieved. The algorithms are derived along with the theoretical analysis, which are validated with numerical results

Algorithms for 5G physical layer

There is a great activity in the research community towards the investigations of the various aspects of 5G at different protocol layers and parts of the network. Among all, physical layer design plays a very important role to satisfy high demands in terms of data rates, latency, reliability and number of connected devices for 5G deployment. This thesis addresses he latest developments in the physical layer algorithms regarding the channel coding, signal detection, frame synchronization and multiple access technique in the light of 5G use cases. These developments are governed by the requirements of the different use case scenarios that are envisioned to be the driving force in 5G. All chapters from chapter 2 to 5 are developed around the need of physical layer algorithms dedicated to 5G use cases. In brief, this thesis focuses on design, analysis, simulation and he advancement of physical layer aspects such as 1. Reliability based decoding of short length Linear Block Codes (LBCs) with very good properties in terms of minimum hamming istance for very small latency requiring applications. In this context, we enlarge the grid of possible candidates by considering, in particular, short length LBCs (especially extended CH codes) with soft-decision decoding; 2. Efficient synchronization of preamble/postamble in a short bursty frame using modified Massey correlator; 3. Detection of Primary User activity using semiblind spectrum sensing algorithms and analysis of such algorithms under practical imperfections; 4. Design of optimal spreading matrix for a Low Density Spreading (LDS) technique in the context of non-orthogonal multiple access. In such spreading matrix, small number of elements in a spreading sequences are non zero allowing each user to spread its data over small number of chips (tones), thus simplifying the decoding procedure using Message Passing Algorithm (MPA)

Multi-carrier CDMA using convolutional coding and interference cancellation

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