Downlink channel spatial covariance estimation in realistic FDD massive MIMO systems

The knowledge of the downlink (DL) channel spatial covariance matrix at the BS is of fundamental importance for large-scale array systems operating in frequency division duplexing (FDD) mode. In particular, this knowledge plays a key role in the DL channel state information (CSI) acquisition. In the massive MIMO regime, traditional schemes based on DL pilots are severely limited by the covariance feedback and the DL training overhead. To overcome this problem, many authors have proposed to obtain an estimate of the DL spatial covariance based on uplink (UL) measurements. However, many of these approaches rely on simple channel models, and they are difficult to extend to more complex models that take into account important effects of propagation in 3D environments and of dual-polarized antenna arrays. In this study we propose a novel technique that takes into account the aforementioned effects, in compliance with the requirements of modern 4G and 5G system designs. Numerical simulations show the effectiveness of our approach.Comment: [v2] is the version accepted at GlobalSIP 2018. Only minor changes mainly in the introductio

Performance Analysis of Channel Extrapolation in FDD Massive MIMO Systems

Channel estimation for the downlink of frequency division duplex (FDD) massive MIMO systems is well known to generate a large overhead as the amount of training generally scales with the number of transmit antennas in a MIMO system. In this paper, we consider the solution of extrapolating the channel frequency response from uplink pilot estimates to the downlink frequency band, which completely removes the training overhead. We first show that conventional estimators fail to achieve reasonable accuracy. We propose instead to use high-resolution channel estimation. We derive theoretical lower bounds (LB) for the mean squared error (MSE) of the extrapolated channel. Assuming that the paths are well separated, the LB is simplified in an expression that gives considerable physical insight. It is then shown that the MSE is inversely proportional to the number of receive antennas while the extrapolation performance penalty scales with the square of the ratio of the frequency offset and the training bandwidth. The channel extrapolation performance is validated through numeric simulations and experimental measurements taken in an anechoic chamber. Our main conclusion is that channel extrapolation is a viable solution for FDD massive MIMO systems if accurate system calibration is performed and favorable propagation conditions are present.Comment: arXiv admin note: substantial text overlap with arXiv:1902.0684