Performance Comparison of Dual Connectivity and Hard Handover for LTE-5G Tight Integration in mmWave Cellular Networks

MmWave communications are expected to play a major role in the Fifth generation of mobile networks. They offer a potential multi-gigabit throughput and an ultra-low radio latency, but at the same time suffer from high isotropic pathloss, and a coverage area much smaller than the one of LTE macrocells. In order to address these issues, highly directional beamforming and a very high-density deployment of mmWave base stations were proposed. This Thesis aims to improve the reliability and performance of the 5G network by studying its tight and seamless integration with the current LTE cellular network. In particular, the LTE base stations can provide a coverage layer for 5G mobile terminals, because they operate on microWave frequencies, which are less sensitive to blockage and have a lower pathloss. This document is a copy of the Master's Thesis carried out by Mr. Michele Polese under the supervision of Dr. Marco Mezzavilla and Prof. Michele Zorzi. It will propose an LTE-5G tight integration architecture, based on mobile terminals' dual connectivity to LTE and 5G radio access networks, and will evaluate which are the new network procedures that will be needed to support it. Moreover, this new architecture will be implemented in the ns-3 simulator, and a thorough simulation campaign will be conducted in order to evaluate its performance, with respect to the baseline of handover between LTE and 5G.Comment: Master's Thesis carried out by Mr. Michele Polese under the supervision of Dr. Marco Mezzavilla and Prof. Michele Zorz

End-to-End Simulation of 5G mmWave Networks

Due to its potential for multi-gigabit and low latency wireless links, millimeter wave (mmWave) technology is expected to play a central role in 5th generation cellular systems. While there has been considerable progress in understanding the mmWave physical layer, innovations will be required at all layers of the protocol stack, in both the access and the core network. Discrete-event network simulation is essential for end-to-end, cross-layer research and development. This paper provides a tutorial on a recently developed full-stack mmWave module integrated into the widely used open-source ns--3 simulator. The module includes a number of detailed statistical channel models as well as the ability to incorporate real measurements or ray-tracing data. The Physical (PHY) and Medium Access Control (MAC) layers are modular and highly customizable, making it easy to integrate algorithms or compare Orthogonal Frequency Division Multiplexing (OFDM) numerologies, for example. The module is interfaced with the core network of the ns--3 Long Term Evolution (LTE) module for full-stack simulations of end-to-end connectivity, and advanced architectural features, such as dual-connectivity, are also available. To facilitate the understanding of the module, and verify its correct functioning, we provide several examples that show the performance of the custom mmWave stack as well as custom congestion control algorithms designed specifically for efficient utilization of the mmWave channel.Comment: 25 pages, 16 figures, submitted to IEEE Communications Surveys and Tutorials (revised Jan. 2018

Técnicas de gestão de feixe de onda para sistemas Massive MIMO nas redes 5G NR

The use of Millimeter wave (mmWave) spectrum frequencies is seen as a key enabler technology for the future wireless communication systems to overcome the bandwidth shortage of the sub 6GHz microwave spectrum band, enabling high speed data transmissions in the 5G/6G systems. Nevertheless, mmWave propagation characteristics are associated to significant free-path losses and many more attenuations that become even more harsher as the frequency increases, rendering the communication challenging at this frequencies. To overcome these distinct disadvantages, multiple antenna arrays are employed to allow beamforming techniques for the transmission of narrower concentrated beams in more precise directions and less interference levels between them, consequently improving the link budget. Thus, to constantly assure that the communication with each device is done using the beam pair that allows the best possible connectivity, a set of Beam Management control procedures is necessary to assure an efficient beamformed connection establishment and its continuous maintenance between the device and the network. This dissertation will address the description of the Initial Beam Establishment (IBE) BM procedure, focusing the selection of the most suitable transmit-receive beam pair available after completed beam sweeping techniques to measure the different power levels of the received signal. The main goal is to design a new 3GPP-standard compliant beam pair selection algorithm based on SSS angle estimation (BSAE), that makes use of multiple Synchronization Signal Blocks (SSBs) to maximize the Reference Signal Received Power (RSRP) value at the receiver, through the selected beam pair. This optimization is done using the Secondary Synchronization Signals (SSSs) present in each SSB to perform channel estimation in the digital domain (comprising the effects of the analog processing). Afterwards, the combination of those estimations were used to perform the equivalent channel propagation matrix estimation without the analog processing effects. Finally, through the channel propagation matrix, the angle that maximizes the RSRP was determined to compute the most suitable beam through the aggregated response vector. The obtained results show that the proposed algorithm achieves better performance levels compared to a conventional beam pair selection algorithm. Furthermore, a comparison with an optimal case is also done, i.e., the situation where the channel is known, and the optimal beam pair angle can be determined. Therefore, the similar performance results compared to the optimal case indicates that the proposed algorithm is interesting for practical 5G mmWave mMIMO implementations, according to 3GPP-compliant standards.O uso de frequências na banda das ondas milimétricas é visto como uma tecnologia chave para os futuros sistemas de comunicação móveis, tendo em vista a ultrapassar o problema da escassez de banda a sub-6 GHz, e por permitir as elevadas taxas de dados requeridas para sistemas 5G/6G. Contudo, a propagação deste tipo de ondas está associado a perdas acentuadas em espaço livre e várias atenuações que se tornam cada vez mais significativas com o aumento do valor da frequência, impondo obstáculos à comunicação. Para ultrapassar estas adversidades, agregados constituídos por múltiplos elementos de antena são implementados por forma a permitir técnicas de formação de feixe e possibilitar a transmissão de feixes mais estreitos e altamente direcionais, diminuindo os níveis de interferência e melhorando consequentemente o link budget. Deste modo, para assegurar constantemente que a comunicação efetuada em cada dispositivo ocorre utilizando o conjunto de feixes que proporciona o melhor nível de conectividade, é então necessário um conjunto de procedimentos de controlo de gestão de feixe, assegurando um estabelecimento eficiente da comunicação e a sua contínua manutenção entre um dispositivo e a rede. Esta dissertação descreve o procedimento de gestão de feixe conhecido como estabelecimento inicial de feixe, focando o processo de seleção do melhor par de feixe de transmissão-receção disponível após o uso de técnicas de varrimento de feixe por fim a efetuar medições dos diferentes níveis de potência do sinal recebido. O principal objetivo passa pela conceção de um novo algoritmo de estabelecimento de par de feixes baseado em estimações de ângulo (BSAE), que explora o uso de múltiplos SSBs definidos pelo 3GPP, por forma a maximizar o RSRP no recetor, através do feixe selecionado. Esta otimização é feita usando os sinais de sincronização secundários (SSSs) presentes em cada SSB para efetuar uma estimação de canal no domínio digital (que contém o efeito do processamento analógico). Depois, combinando essas estimações, foi feita uma estimação da matriz do canal de propagação, sem o efeito desse processamento analógico. Finalmente, através da matriz do canal de propagação, foi determinado o ângulo que maximiza o RSRP, e calculado o feixe através do vetor de resposta do agregado. Os resultados obtidos demonstram que o algoritmo proposto atinge melhor desempenho quando comparado com o algoritmo convencional de seleção de par de feixes. Foi feita ainda uma comparação com o caso ótimo, isto é, com o caso em que se conhece completamente o canal e se obtém um ângulo ótimo. Os resultados obtidos pelo algoritmo proposto foram muito próximos do caso ótimo, pelo que é bastante interessante para sistemas práticos 5G mmWave mMIMO, que estejam de acordo com o padrão 3GPP.Mestrado em Engenharia Eletrónica e Telecomunicaçõe

Improved Handover Through Dual Connectivity in 5G mmWave Mobile Networks

The millimeter wave (mmWave) bands offer the possibility of orders of magnitude greater throughput for fifth generation (5G) cellular systems. However, since mmWave signals are highly susceptible to blockage, channel quality on any one mmWave link can be extremely intermittent. This paper implements a novel dual connectivity protocol that enables mobile user equipment (UE) devices to maintain physical layer connections to 4G and 5G cells simultaneously. A novel uplink control signaling system combined with a local coordinator enables rapid path switching in the event of failures on any one link. This paper provides the first comprehensive end-to-end evaluation of handover mechanisms in mmWave cellular systems. The simulation framework includes detailed measurement-based channel models to realistically capture spatial dynamics of blocking events, as well as the full details of MAC, RLC and transport protocols. Compared to conventional handover mechanisms, the study reveals significant benefits of the proposed method under several metrics.Comment: 16 pages, 13 figures, to appear on the 2017 IEEE JSAC Special Issue on Millimeter Wave Communications for Future Mobile Network

Self organization in 3GPP long term evolution networks

Mobiele en breedbandige internettoegang is realiteit. De internetgeneratie vindt het immers normaal om overal breedbandige internettoegang te hebben. Vandaag zijn er al 5,9 miljard mobiele abonnees ( 87% van de wereldbevolking) en 20% daarvan hebben toegang tot een mobiele breedbandige internetverbinding. Dit wordt aangeboden door 3G (derde generatie) technologieën zoals HSPA (High Speed Packet Access) en 4G (vierde generatie) technologieën zoals LTE (Long Term Evolution). De vraag naar hoogkwalitatieve diensten stelt de mobiele netwerkoperatoren en de verkopers van telecommunicatieapparatuur voor nieuwe uitdagingen: zij moeten nieuwe oplossingen vinden om hun diensten steeds sneller en met een hogere kwaliteit aan te bieden. De nieuwe LTE-standaard brengt niet alleen hogere pieksnelheden en kleinere vertragingen. Het heeft daarnaast ook nieuwe functionaliteiten in petto die zeer aantrekkelijk zijn voor de mobiele netwerkoperator: de integratie van zelfregelende functies die kunnen ingezet worden bij de planning van het netwerk, het uitrollen van een netwerk en het controleren van allerhande netwerkmechanismen (o.a. handover, spreiding van de belasting over de cellen). Dit proefschrift optimaliseert enkele van deze zelfregelende functies waardoor de optimalisatie van een mobiel netwerk snel en automatisch kan gebeuren. Hierdoor verwacht men lagere kosten voor de mobiele operator en een hogere kwaliteit van de aangeboden diensten

Architectures and Key Technical Challenges for 5G Systems Incorporating Satellites

Satellite Communication systems are a promising solution to extend and complement terrestrial networks in unserved or under-served areas. This aspect is reflected by recent commercial and standardisation endeavours. In particular, 3GPP recently initiated a Study Item for New Radio-based, i.e., 5G, Non-Terrestrial Networks aimed at deploying satellite systems either as a stand-alone solution or as an integration to terrestrial networks in mobile broadband and machine-type communication scenarios. However, typical satellite channel impairments, as large path losses, delays, and Doppler shifts, pose severe challenges to the realisation of a satellite-based NR network. In this paper, based on the architecture options currently being discussed in the standardisation fora, we discuss and assess the impact of the satellite channel characteristics on the physical and Medium Access Control layers, both in terms of transmitted waveforms and procedures for enhanced Mobile BroadBand (eMBB) and NarrowBand-Internet of Things (NB-IoT) applications. The proposed analysis shows that the main technical challenges are related to the PHY/MAC procedures, in particular Random Access (RA), Timing Advance (TA), and Hybrid Automatic Repeat reQuest (HARQ) and, depending on the considered service and architecture, different solutions are proposed.Comment: Submitted to Transactions on Vehicular Technologies, April 201

Implementing carrier recovery for LTE 20 MHz on transport triggered architecture

Synchronization is a critical function in digital communications. Its failure may cause catastrophic effects on the transmission system performance. It is very important that the receiver is synchronised with the transmitter because it is not possible to correct frequencies/phases without any control mechanisms. Synchronization is different in Third Generation Partnership Project (3GPP) Long Term Evolution (LTE) for uplink and downlink because of the choice of multiple access scheme. Multiple access scheme for LTE downlink is Orthogonal Frequency Division Multiple Access (OFDMA) and Single Carrier-Frequency Division Multiple Access (SC-FDMA) for the uplink. OFDMA is susceptible to Carrier Frequency Offset (CFO). In case of a typical LTE system with a carrier frequency of 2.1 GHz, a frequency drift of 10ppm (10×10-6) of the local oscillator can cause an offset of 21 kHz. LTE system employs a fixed subcarrier spacing of 15 kHz. This offset caused by the local oscillator corresponds to 1.40 subcarrier spac-ings. The receiver extracts the information from the received signal to synchronise and compensate for any carrier frequency/phase offset. Increasing demand for data driven applications has put stress on communication systems to provide high data rates and increased bandwidth. This demand has ever been increasing and requires new standards to evolve and efficient hardware. It has been difficult to develop hardware at the pace new communication standards are developing. It also increases the cost of deployment of a technology for a brief period of time without covering the huge capital invested in the network. In order to meet the pace of evolving standards and covering the huge net-work costs, industry needs Software-Defined Radio (SDR). SDR is a radio communica-tion technology that is based on software defined wireless communication protocols instead of hardwired implementations. System components that are usually implemented in hardware are implemented by means of software on a computer or embedded system. LTE carrier recovery algorithm for LTE downlink with 20 MHz system bandwidth has been implemented in this thesis. The architecture chosen for implementation is Transport Triggered Architecture (TTA) with the goal to achieve real time constraints along with a certain flexibility and power consumption needed for an SDR platform. The target programming language is C with TTA specific extensions instead of hand optimized assembly with the aim to reduce the whole design time and still achieve the required optimizations and throughput. This design cycle time is also one of the im-portant aspects for product development in the industry