Towards a theory of cache-efficient algorithms

We describe a model that enables us to analyze the running time of an algorithm in a computer with a memory hierarchy with limited associativity, in terms of various cache parameters. Our model, an extension of Aggarwal and Vitter's I/O model, enables us to establish useful relationships between the cache complexity and the I/O complexity of computations. As a corollary, we obtain cache-optimal algorithms for some fundamental problems like sorting, FFT, and an important subclass of permutations in the single-level cache model. We also show that ignoring associativity concerns could lead to inferior performance, by analyzing the average-case cache behavior of mergesort. We further extend our model to multiple levels of cache with limited associativity and present optimal algorithms for matrix transpose and sorting. Our techniques may be used for systematic exploitation of the memory hierarchy starting from the algorithm design stage, and dealing with the hitherto unresolved problem of limited associativity

Online Sorting via Searching and Selection

In this paper, we present a framework based on a simple data structure and parameterized algorithms for the problems of finding items in an unsorted list of linearly ordered items based on their rank (selection) or value (search). As a side-effect of answering these online selection and search queries, we progressively sort the list. Our algorithms are based on Hoare's Quickselect, and are parameterized based on the pivot selection method. For example, if we choose the pivot as the last item in a subinterval, our framework yields algorithms that will answer q<=n unique selection and/or search queries in a total of O(n log q) average time. After q=\Omega(n) queries the list is sorted. Each repeated selection query takes constant time, and each repeated search query takes O(log n) time. The two query types can be interleaved freely. By plugging different pivot selection methods into our framework, these results can, for example, become randomized expected time or deterministic worst-case time. Our methods are easy to implement, and we show they perform well in practice