Exploiting diversity in wireless channels with bit-interleaved coded modulation and iterative decoding (BICM-ID)

This dissertation studies a state-of-the-art bandwidth-efficient coded modulation technique, known as bit interleaved coded modulation with iterative decoding (BICM-ID), together with various diversity techniques to dramatically improve the performance of digital communication systems over wireless channels. For BICM-ID over a single-antenna frequency non-selective fading channel, the problem of mapping over multiple symbols, i.e., multi-dimensional (multi-D) mapping, with 8-PSK constellation is investigated. An explicit algorithm to construct a good multi-D mapping of 8-PSK to improve the asymptotic performance of BICM-ID systems is introduced. By comparing the performance of the proposed mapping with an unachievable lower bound, it is conjectured that the proposed mapping is the global optimal mapping. The superiority of the proposed mapping over the best conventional (1-dimensional complex) mapping and the multi-D mapping found previously by computer search is thoroughly demonstrated. In addition to the mapping issue in single-antenna BICM-ID systems, the use of signal space diversity (SSD), also known as linear constellation precoding (LCP), is considered in BICM-ID over frequency non-selective fading channels. The performance analysis of BICM-ID and complex N-dimensional signal space diversity is carried out to study its performance limitation, the choice of the rotation matrix and the design of a low-complexity receiver. Based on the design criterion obtained from a tight error bound, the optimality of the rotation matrix is established. It is shown that using the class of optimal rotation matrices, the performance of BICM-ID systems over a frequency non-selective Rayleigh fading channel approaches that of the BICM-ID systems over an additive white Gaussian noise (AWGN) channel when the dimension of the signal constellation increases. Furthermore, by exploiting the sigma mapping for any M-ary quadrature amplitude modulation (QAM) constellation, a very simple sub-optimal, yet effective iterative receiver structure suitable for signal constellations with large dimensions is proposed. Simulation results in various cases and conditions indicate that the proposed receiver can achieve the analytical performance bounds with low complexity. The application of BICM-ID with SSD is then extended to the case of cascaded Rayleigh fading, which is more suitable to model mobile-to-mobile communication channels. By deriving the error bound on the asymptotic performance, it is first illustrated that for a small modulation constellation, a cascaded Rayleigh fading causes a much more severe performance degradation than a conventional Rayleigh fading. However, BICM-ID employing SSD with a sufficiently large constellation can close the performance gap between the Rayleigh and cascaded Rayleigh fading channels, and their performance can closely approach that over an AWGN channel. In the next step, the use of SSD in BICM-ID over frequency selective Rayleigh fading channels employing a multi-carrier modulation technique known as orthogonal frequency division multiplexing (OFDM) is studied. Under the assumption of correlated fading over subcarriers, a tight bound on the asymptotic error performance for the general case of applying SSD over all N subcarriers is derived and used to establish the best achievable asymptotic performance by SSD. It is then shown that precoding over subgroups of at least L subcarriers per group, where L is the number of channel taps, is sufficient to obtain this best asymptotic error performance, while significantly reducing the receiver complexity. The optimal joint subcarrier grouping and rotation matrix design is subsequently determined by solving the Vandermonde linear system. Illustrative examples show a good agreement between various analytical and simulation results. Further, by combining the ideas of multi-D mapping and subcarrier grouping, a novel power and bandwidth-efficient bit-interleaved coded modulation with OFDM and iterative decoding (BI-COFDM-ID) in which multi-D mapping is performed over a group of subcarriers for broadband transmission in a frequency selective fading environment is proposed. A tight bound on the asymptotic error performance is developed, which shows that subcarrier mapping and grouping have independent impacts on the overall error performance, and hence they can be independently optimized. Specifically, it is demonstrated that the optimal subcarrier mapping is similar to the optimal multi-D mapping for BICM-ID in frequency non-selective Rayleigh fading environment, whereas the optimal subcarrier grouping is the same with that of OFDM with SSD. Furthermore, analytical and simulation results show that the proposed system with the combined optimal subcarrier mapping and grouping can achieve the full channel diversity without using SSD and provide significant coding gains as compared to the previously studied BI-COFDM-ID with the same power, bandwidth and receiver complexity. Finally, the investigation is extended to the application of BICM-ID over a multiple-input multiple-output (MIMO) system equipped with multiple antennas at both the transmitter and the receiver to exploit both time and spatial diversities, where neither the transmitter nor the receiver knows the channel fading coefficients. The concentration is on the class of unitary constellation, due to its advantages in terms of both information-theoretic capacity and error probability. The tight error bound with respect to the asymptotic performance is also derived for any given unitary constellation and mapping rule. Design criteria regarding the choice of unitary constellation and mapping are then established. Furthermore, by using the unitary constellation obtained from orthogonal design with quadrature phase-shift keying (QPSK or 4-PSK) and 8-PSK, two different mapping rules are proposed. The first mapping rule gives the most suitable mapping for systems that do not implement iterative processing, which is similar to a Gray mapping in coherent channels. The second mapping rule yields the best mapping for systems with iterative decoding. Analytical and simulation results show that with the proposed mappings of the unitary constellations obtained from orthogonal designs, the asymptotic error performance of the iterative systems can closely approach a lower bound which is applicable to any unitary constellation and mapping

Error Rates of the Maximum-Likelihood Detector for Arbitrary Constellations: Convex/Concave Behavior and Applications

Motivated by a recent surge of interest in convex optimization techniques, convexity/concavity properties of error rates of the maximum likelihood detector operating in the AWGN channel are studied and extended to frequency-flat slow-fading channels. Generic conditions are identified under which the symbol error rate (SER) is convex/concave for arbitrary multi-dimensional constellations. In particular, the SER is convex in SNR for any one- and two-dimensional constellation, and also in higher dimensions at high SNR. Pairwise error probability and bit error rate are shown to be convex at high SNR, for arbitrary constellations and bit mapping. Universal bounds for the SER 1st and 2nd derivatives are obtained, which hold for arbitrary constellations and are tight for some of them. Applications of the results are discussed, which include optimum power allocation in spatial multiplexing systems, optimum power/time sharing to decrease or increase (jamming problem) error rate, an implication for fading channels ("fading is never good in low dimensions") and optimization of a unitary-precoded OFDM system. For example, the error rate bounds of a unitary-precoded OFDM system with QPSK modulation, which reveal the best and worst precoding, are extended to arbitrary constellations, which may also include coding. The reported results also apply to the interference channel under Gaussian approximation, to the bit error rate when it can be expressed or approximated as a non-negative linear combination of individual symbol error rates, and to coded systems.Comment: accepted by IEEE IT Transaction

Precoding for Outage Probability Minimization on Block Fading Channels

The outage probability limit is a fundamental and achievable lower bound on the word error rate of coded communication systems affected by fading. This limit is mainly determined by two parameters: the diversity order and the coding gain. With linear precoding, full diversity on a block fading channel can be achieved without error-correcting code. However, the effect of precoding on the coding gain is not well known, mainly due to the complicated expression of the outage probability. Using a geometric approach, this paper establishes simple upper bounds on the outage probability, the minimization of which yields to precoding matrices that achieve very good performance. For discrete alphabets, it is shown that the combination of constellation expansion and precoding is sufficient to closely approach the minimum possible outage achieved by an i.i.d. Gaussian input distribution, thus essentially maximizing the coding gain.Comment: Submitted to Transactions on Information Theory on March 23, 201

Space-time coding techniques with bit-interleaved coded modulations for MIMO block-fading channels

The space-time bit-interleaved coded modulation (ST-BICM) is an efficient technique to obtain high diversity and coding gain on a block-fading MIMO channel. Its maximum-likelihood (ML) performance is computed under ideal interleaving conditions, which enables a global optimization taking into account channel coding. Thanks to a diversity upperbound derived from the Singleton bound, an appropriate choice of the time dimension of the space-time coding is possible, which maximizes diversity while minimizing complexity. Based on the analysis, an optimized interleaver and a set of linear precoders, called dispersive nucleo algebraic (DNA) precoders are proposed. The proposed precoders have good performance with respect to the state of the art and exist for any number of transmit antennas and any time dimension. With turbo codes, they exhibit a frame error rate which does not increase with frame length.Comment: Submitted to IEEE Trans. on Information Theory, Submission: January 2006 - First review: June 200

Short Packets over Block-Memoryless Fading Channels: Pilot-Assisted or Noncoherent Transmission?

We present nonasymptotic upper and lower bounds on the maximum coding rate achievable when transmitting short packets over a Rician memoryless block-fading channel for a given requirement on the packet error probability. We focus on the practically relevant scenario in which there is no \emph{a priori} channel state information available at the transmitter and at the receiver. An upper bound built upon the min-max converse is compared to two lower bounds: the first one relies on a noncoherent transmission strategy in which the fading channel is not estimated explicitly at the receiver; the second one employs pilot-assisted transmission (PAT) followed by maximum-likelihood channel estimation and scaled mismatched nearest-neighbor decoding at the receiver. Our bounds are tight enough to unveil the optimum number of diversity branches that a packet should span so that the energy per bit required to achieve a target packet error probability is minimized, for a given constraint on the code rate and the packet size. Furthermore, the bounds reveal that noncoherent transmission is more energy efficient than PAT, even when the number of pilot symbols and their power is optimized. For example, for the case when a coded packet of $168$ symbols is transmitted using a channel code of rate $0.48$ bits/channel use, over a block-fading channel with block size equal to $8$ symbols, PAT requires an additional $1.2$ dB of energy per information bit to achieve a packet error probability of $10^{-3}$ compared to a suitably designed noncoherent transmission scheme. Finally, we devise a PAT scheme based on punctured tail-biting quasi-cyclic codes and ordered statistics decoding, whose performance are close ($1$ dB gap at $10^{-3}$ packet error probability) to the ones predicted by our PAT lower bound. This shows that the PAT lower bound provides useful guidelines on the design of actual PAT schemes.Comment: 30 pages, 5 figures, journa

Bandwidth-efficient communication systems based on finite-length low density parity check codes

Low density parity check (LDPC) codes are linear block codes constructed by pseudo-random parity check matrices. These codes are powerful in terms of error performance and, especially, have low decoding complexity. While infinite-length LDPC codes approach the capacity of communication channels, finite-length LDPC codes also perform well, and simultaneously meet the delay requirement of many communication applications such as voice and backbone transmissions. Therefore, finite-length LDPC codes are attractive to employ in low-latency communication systems. This thesis mainly focuses on the bandwidth-efficient communication systems using finite-length LDPC codes. Such bandwidth-efficient systems are realized by mapping a group of LDPC coded bits to a symbol of a high-order signal constellation. Depending on the systems' infrastructure and knowledge of the channel state information (CSI), the signal constellations in different coded modulation systems can be two-dimensional multilevel/multiphase constellations or multi-dimensional space-time constellations. In the first part of the thesis, two basic bandwidth-efficient coded modulation systems, namely LDPC coded modulation and multilevel LDPC coded modulation, are investigated for both additive white Gaussian noise (AWGN) and frequency-flat Rayleigh fading channels. The bounds on the bit error rate (BER) performance are derived for these systems based on the maximum likelihood (ML) criterion. The derivation of these bounds relies on the union bounding and combinatoric techniques. In particular, for the LDPC coded modulation, the ML bound is computed from the Hamming distance spectrum of the LDPC code and the Euclidian distance profile of the two-dimensional constellation. For the multilevel LDPC coded modulation, the bound of each decoding stage is obtained for a generalized multilevel coded modulation, where more than one coded bit is considered for level. For both systems, the bounds are confirmed by the simulation results of ML decoding and/or the performance of the ordered-statistic decoding (OSD) and the sum-product decoding. It is demonstrated that these bounds can be efficiently used to evaluate the error performance and select appropriate parameters (such as the code rate, constellation and mapping) for the two communication systems.The second part of the thesis studies bandwidth-efficient LDPC coded systems that employ multiple transmit and multiple receive antennas, i.e., multiple-input multiple-output (MIMO) systems. Two scenarios of CSI availability considered are: (i) the CSI is unknown at both the transmitter and the receiver; (ii) the CSI is known at both the transmitter and the receiver. For the first scenario, LDPC coded unitary space-time modulation systems are most suitable and the ML performance bound is derived for these non-coherent systems. To derive the bound, the summation of chordal distances is obtained and used instead of the Euclidean distances. For the second case of CSI, adaptive LDPC coded MIMO modulation systems are studied, where three adaptive schemes with antenna beamforming and/or antenna selection are investigated and compared in terms of the bandwidth efficiency. For uncoded discrete-rate adaptive modulation, the computation of the bandwidth efficiency shows that the scheme with antenna selection at the transmitter and antenna combining at the receiver performs the best when the number of antennas is small. For adaptive LDPC coded MIMO modulation systems, an achievable threshold of the bandwidth efficiency is also computed from the ML bound of LDPC coded modulation derived in the first part