Spaceborne L-Band Synthetic Aperture Radar Data for Geoscientific Analyses in Coastal Land Applications: A Review

The coastal zone offers among the world’s most productive and valuable ecosystems and is experiencing increasing pressure from anthropogenic impacts: human settlements, agriculture, aquaculture, trade, industrial activities, oil and gas exploitation and tourism. Earth observation has great capability to deliver valuable data at the local, regional and global scales and can support the assessment and monitoring of land‐ and water‐related applications in coastal zones. Compared to optical satellites, cloud‐cover does not limit the timeliness of data acquisition with spaceborne Synthetic Aperture Radar (SAR) sensors, which have all‐weather, day and night capabilities. Hence, active radar systems demonstrate great potential for continuous mapping and monitoring of coastal regions, particularly in cloud‐prone tropical and sub‐tropical climates. The canopy penetration capability with long radar wavelength enables L‐band SAR data to be used for coastal terrestrial environments and has been widely applied and investigated for the following geoscientific topics: mapping and monitoring of flooded vegetation and inundated areas; the retrieval of aboveground biomass; and the estimation of soil moisture. Human activities, global population growth, urban sprawl and climate change‐induced impacts are leading to increased pressure on coastal ecosystems causing land degradation, deforestation and land use change. This review presents a comprehensive overview of existing research articles that apply spaceborne L‐band SAR data for geoscientific analyses that are relevant for coastal land applications

Assessing the Utility of Imaging Radar for Identifying White Sand Vegetation Structure

White sand vegetation communities are wide spread across South America; found in Peru, Venezuela, Brazilian Amazon and Guyana. They are distributed in patches ranging from \u3c1 km2 to greater than tens of square kilometers and their origins and locations are still not well understood. The communities are related to a variety of factors (soil type, flooding, nutrient content and fire); hence a precise definition for the ecosystem is still not fully defined. Nevertheless, the result of these variations creates a unique environment for endemic plant and animal species to thrive. Furthermore, analysis of these areas has been very scattered and identification of local white sand areas (\u3c1 km2) have not been accomplished. In addition, identification of these locations has currently only used optical satellite imagery (Landsat, MODIS). Hence, in this project, we have attempted to use synthetic aperture radar to create a classification system to locate the white sand vegetation systems. The goal is to be able to apply this method to identify white sand vegetation distribution across South America. The region of focus for this thesis has been in Aracá, a large white sand area located in Brazil in the State of Amazonas. Due to the lack of ground reference data, a classified map by Capurucho et al. (2013), generated using Landsat data, was used as a comparison and reference. JAXA’s ALOS-1 PALSAR (L-band), ESA’s Sentinel-1A (C-band) and NASA’s SRTM sensors were used for land classification. As microwave signals penetrate clouds and haze, the advantage of using sensors with this wavelength allows for an unobstructed coverage of the landscape all year round. Different combinations of polarizations and wavelengths were used during the analysis to try and separate the white sand vegetation from water and terra firme forest. The resulting classification images showed a 30% agreement with the classification map by Capurucho et al. It is important to note, that this number is in fact an agreement percentage as the map used was a classification image and coarse in resolution (due to the lack of reference data). Therefore, this value does not imply a bad classification. Future work will include time-series data, precise ground reference points and data from other sensors such as ALOS-2 PALSAR, to improve the classification accuracy

PALSAR-2/ALOS-2 AND OLI/LANDSAT-8 DATA INTEGRATION FOR LAND USE AND LAND COVER MAPPING IN NORTHERN BRAZILIAN AMAZON

In northern Brazilian Amazon, the crops, savannahs and rainforests form a complex landscape where land use and land cover (LULC) mapping is difficult. Here, data from the Operational Land Imager (OLI)/Landsat-8 and Phased Array type L-band Synthetic Aperture Radar (PALSAR-2)/ALOS-2 were combined for mapping 17 LULC classes using Random Forest (RF) during the dry season. The potential thematic accuracy of each dataset was assessed and compared with results of the hybrid classification from both datasets. The results showed that the combination of PALSAR-2 HH/HV amplitudes with the reflectance of the six OLI bands produced an overall accuracy of 83% and a Kappa of 0.81, which represented an improvement of 6% in relation to the RF classification derived solely from OLI data. The RF models using OLI multispectral metrics performed better than RF models using PALSAR-2 L-band dual polarization attributes. However, the major contribution of PALSAR-2 in the savannahs was to discriminate low biomass classes such as savannah grassland and wooded savannah

Mapping a Brazilian deforestation frontier using multi-temporal TerraSAR-X data and supervised machine learning

Satellite remote sensing enables a repeated survey of the earth’s surface. With machine learning it is possible to recognize complex patterns from extensive data sets. Using methods from machine learning, remote sensing images are utilized to derive large scale land use and land cover (LULC) maps, carrying discrete information on the human management of land and intact primary forests, as well as change processes. Such information is particularly relevant in little developed regions, and areas which are undergoing transformation. Therefore, satellite remote sensing is generally the preferred method for generating LULC products within tropical regions, and particularly useful to assist tracking of change processes with regard to deforestation or land management. The Amazon is the largest area of continuous tropical forest in the world, and of substantial importance with regard to biodiversity, its influence on global climate, as well as providing living space for a large number of indigenous tribes. As tropical region, the Amazon is particularly affected by cloudy conditions, which pose a serious challenge to many remote sensing efforts. Utilization of Synthetic Aperture Radar (SAR) hence is promoted, as this warrants data availability at fixed intervals. Performing land cover mapping at the deforestation frontier in the Brazilian states of Pará and Mato Grosso, the aim of this thesis is to evaluate latest concepts from machine learning and SAR remote sensing in the light of real world applicability. As a cumulative effort, this thesis provides a scalable method based on Markov Random Fields, to increase classification performance. This method is especially useful to enhance the outcome of SAR classifications, as it directly addresses inherent SAR properties such as multi-temporality and speckle. Furthermore, ALOS-2, RADARSAT-2, and TerraSAR-X, which are current SAR sensors fulfilling different properties with regard to ground resolution and wavelength, are being investigated concerning their synergetic potentials for the mapping of vegetated LULC classes of the Brazilian Amazon. Here, the additional value of combining multiple frequencies is evaluated using reliable validation techniques based on area adjustment. Additionally, single performance of the three sensors is evaluated and their potentials concerning the task of tropical mapping are estimated. Lastly, different potentials of TanDEM-X for the purpose of tropical mapping are investigated. TanDEM-X is the first continuous spaceborne missionvi to offer a bi-static acquisition of data, enabling the generation of height models and the collection of coherence layers via a single pass

Remote Sensing of Aboveground Biomass in Tropical Secondary Forests: A Review

Tropical landscapes are, in general, a mosaic of pasture, agriculture, and forest undergoing various stages of succession. Forest succession is comprised of continuous structural changes over time and results in increases in aboveground biomass (AGB). New remote sensing methods, including sensors, image processing, statistical methods, and uncertainty evaluations, are constantly being developed to estimate biophysical forest changes. We review 318 peer-reviewed studies related to the use of remotely sensed AGB estimations in tropical forest succession studies and summarize their geographic distribution, sensors and methods used, and their most frequent ecological inferences. Remotely sensed AGB is broadly used in forest management studies, conservation status evaluations, carbon source and sink investigations, and for studies of the relationships between environmental conditions and forest structure. Uncertainties in AGB estimations were found to be heterogeneous with biases related to sensor type, processing methodology, ground truthing availability, and forest characteristics. Remotely sensed AGB of successional forests is more reliable for the study of spatial patterns of forest succession and over large time scales than that of individual stands. Remote sensing of temporal patterns in biomass requires further study, in particular, as it is critical for understanding forest regrowth at scales useful for regional or global analyses

Utilization of bistatic TanDEM-X data to derive land cover information

Forests have significance as carbon sink in climate change. Therefore, it is of high importance to track land use changes as well as to estimate the state as carbon sink. This is useful for sustainable forest management, land use planning, carbon modelling, and support to implement international initiatives like REDD+ (Reducing Emissions from Deforestation and Degradation). A combination of field measurements and remote sensing seems most suitable to monitor forests. Radar sensors are considered as high potential due to the weather and daytime independence. TanDEM-X is a interferometric SAR (synthetic aperture radar) mission in space and can be used for land use monitoring as well as estimation of biophysical parameters. TanDEM-X is a X-band system resulting in low penetration depth into the forest canopy. Interferometric information can be useful, whereas the low penetration can be considered as an advantage. The interferometric height is assumable as canopy height, which is correlated with forest biomass. Furthermore, the interferometric coherence is mainly governed by volume decorrelation, whereas temporal decorrelation is minimized. This information can be valuable for quantitative estimations and land use monitoring. The interferometric coherence improved results in comparison to land use classifications without coherence of about 10% (75% vs. 85%). Especially the differentiation between forest classes profited from coherence. The coherence correlated with aboveground biomass in a R² of about 0.5 and resulted in a root mean square error (RSME) of 14%. The interferometric height achieved an even higher correlation with the biomass (R²=0.68) resulting in cross-validated RMSE of 7.5%. These results indicated that TanDEM-X can be considered as valuable and consistent data source for forest monitoring. Especially interferometric information seemed suitable for biomass estimation

Complex land cover classifications and physical properties retrieval of tropical forests using multi-source remote sensing

The work presented in this thesis mainly focuses on two subjects related to the application of remote sensing data: (1) for land cover classification combining optical sensor, texture features generated from spectral information and synthetic aperture radar (SAR) features, and (2) to develop a non-destructive approach for above ground biomass (AGB) and forest attributes estimation employing multi-source remote sensing data (i.e. optical data, SAR backscatter) combined with in-situ data. Information provided by reliable land cover map is useful for management of forest resources to support sustainable forest management, whereas the generation of the non-destructive approach to model forest biophysical properties (e.g. AGB and stem volume) is required to assess the forest resources more efficiently and cost-effective, and coupled with remote sensing data the model can be applied over large forest areas. This work considers study sites over tropical rain forest landscape in Indonesia characterized by different successional stages and complex vegetation structure including tropical peatland forests. The thesis begins with a brief introduction and the state of the art explaining recent trends on monitoring and modeling of forest resources using remote sensing data and approach. The research works on the integration of spectral information and texture features for forest cover mapping is presented subsequently, followed by development of a non-destructive approach for AGB and forest parameters predictions and modeling. Ultimately, this work evaluates the potential of mosaic SAR data for AGB modeling and the fusion of optical and SAR data for peatlands discrimination. The results show that the inclusion of geostatistics texture features improved the classification accuracy of optical Landsat ETM data. Moreover, the fusion of SAR and optical data enhanced the peatlands discrimination over tropical peat swamp forest. For forest stand parameters modeling, neural networks method resulted in lower error estimate than standard multi-linear regression technique, and the combination of non-destructive measurement (i.e. stem number) and remote sensing data improved the model accuracy. The up scaling of stem volume and biomass estimates using Kriging method and bi-temporal ETM image also provide favorable estimate results upon comparison with the land cover map.Die in dieser Dissertation präsentierten Ergebnisse konzentrieren sich hauptsächlich auf zwei Themen mit Bezug zur angewandten Fernerkundung: 1) Der Klassifizierung von Oberflächenbedeckung basierend auf der Verknüpfung von optischen Sensoren, Textureigenschaften erzeugt durch Spektraldaten und Synthetic-Aperture-Radar (SAR) features und 2) die Entwicklung eines nichtdestruktiven Verfahrens zur Bestimmung oberirdischer Biomasse (AGB) und weiterer Waldeigenschaften mittels multi-source Fernerkundungsdaten (optische Daten, SAR Rückstreuung) sowie in-situ Daten. Eine zuverlässige Karte der Landbedeckung dient der Unterstützung von nachhaltigem Waldmanagement, während eine nichtdestruktive Herangehensweise zur Modellierung von biophysikalischen Waldeigenschaften (z.B. AGB und Stammvolumen) für eine effiziente und kostengünstige Beurteilung der Waldressourcen notwendig ist. Durch die Kopplung mit Fernerkundungsdaten kann das Modell auf große Waldflächen übertragen werden. Die vorliegende Arbeit berücksichtigt Untersuchungsgebiete im tropischen Regenwald Indonesiens, welche durch verschiedene Regenerations- und Sukzessionsstadien sowie komplexe Vegetationsstrukturen, inklusive tropischer Torfwälder, gekennzeichnet sind. Am Anfang der Arbeit werden in einer kurzen Einleitung der Stand der Forschung und die neuesten Forschungstrends in der Überwachung und Modellierung von Waldressourcen mithilfe von Fernerkundungsdaten dargestellt. Anschließend werden die Forschungsergebnisse der Kombination von Spektraleigenschaften und Textureigenschaften zur Waldbedeckungskartierung erläutert. Desweiteren folgen Ergebnisse zur Entwicklung eines nichtdestruktiven Ansatzes zur Vorhersage und Modellierung von AGB und Waldeigenschaften, zur Auswertung von Mosaik- SAR Daten für die Modellierung von AGB, sowie zur Fusion optischer mit SAR Daten für die Identifizierung von Torfwäldern. Die Ergebnisse zeigen, dass die Einbeziehung von geostatistischen Textureigenschaften die Genauigkeit der Klassifikation von optischen Landsat ETM Daten gesteigert hat. Desweiteren führte die Fusion von SAR und optischen Daten zu einer Verbesserung der Unterscheidung zwischen Torfwäldern und tropischen Sumpfwäldern. Bei der Modellierung der Waldparameter führte die Neural-Network-Methode zu niedrigeren Fehlerschätzungen als die multiple Regressions. Die Kombination von nichtdestruktiven Messungen (z.B. Stammzahl) und Fernerkundungsdaten führte zu einer Steigerung der Modellgenauigkeit. Die Hochskalierung des Stammvolumens und Schätzungen der Biomasse mithilfe von Kriging und bi-temporalen ETM Daten lieferten positive Schätzergebnisse im Vergleich zur Landbedeckungskarte