A novel MAC Protocol for Cognitive Radio Networks

In Partial Fulfilment of the Requirements for the Degree Doctor of Philosophy from the University of BedfordshireThe scarcity of bandwidth in the radio spectrum has become more vital since the demand for wireless applications has increased. Most of the spectrum bands have been allocated although many studies have shown that these bands are significantly underutilized most of the time. The problem of unavailability of spectrum bands and the inefficiency in their utilization have been smartly addressed by the cognitive radio (CR) technology which is an opportunistic network that senses the environment, observes the network changes, and then uses knowledge gained from the prior interaction with the network to make intelligent decisions by dynamically adapting transmission characteristics. In this thesis, recent research and survey about the advances in theory and applications of cognitive radio technology has been reviewed. The thesis starts with the essential background on cognitive radio techniques and systems and discusses those characteristics of CR technology, such as standards, applications and challenges that all can help make software radio more personal. It then presents advanced level material by extensively reviewing the work done so far in the area of cognitive radio networks and more specifically in medium access control (MAC) protocol of CR. The list of references will be useful to both researchers and practitioners in this area. Also, it can be adopted as a graduate-level textbook for an advanced course on wireless communication networks. The development of new technologies such as Wi-Fi, cellular phones, Bluetooth, TV broadcasts and satellite has created immense demand for radio spectrum which is a limited natural resource ranging from 30KHz to 300GHz. For every wireless application, some portion of the radio spectrum needs to be purchased, and the Federal Communication Commission (FCC) allocates the spectrum for some fee for such services. This static allocation of the radio spectrum has led to various problems such as saturation in some bands, scarcity, and lack of radio resources to new wireless applications. Most of the frequencies in the radio spectrum have been allocated although many studies have shown that the allocated bands are not being used efficiently. The CR technology is one of the effective solutions to the shortage of spectrum and the inefficiency of its utilization. In this thesis, a detailed investigation on issues related to the protocol design for cognitive radio networks with particular emphasis on the MAC layer is presented. A novel Dynamic and Decentralized and Hybrid MAC (DDH-MAC) protocol that lies between the CR MAC protocol families of globally available common control channel (GCCC) and local control channel (non-GCCC). First, a multi-access channel MAC protocol, which integrates the best features of both GCCC and non-GCCC, is proposed. Second, an enhancement to the protocol is proposed by enabling it to access more than one control channel at the same time. The cognitive users/secondary users (SUs) always have access to one control channel and they can identify and exploit the vacant channels by dynamically switching across the different control channels. Third, rapid and efficient exchange of CR control information has been proposed to reduce delays due to the opportunistic nature of CR. We have calculated the pre-transmission time for CR and investigate how this time can have a significant effect on nodes holding a delay sensitive data. Fourth, an analytical model, including a Markov chain model, has been proposed. This analytical model will rigorously analyse the performance of our proposed DDH-MAC protocol in terms of aggregate throughput, access delay, and spectrum opportunities in both the saturated and non-saturated networks. Fifth, we develop a simulation model for the DDH-MAC protocol using OPNET Modeler and investigate its performance for queuing delays, bit error rates, backoff slots and throughput. It could be observed from both the numerical and simulation results that when compared with existing CR MAC protocols our proposed MAC protocol can significantly improve the spectrum utilization efficiency of wireless networks. Finally, we optimize the performance of our proposed MAC protocol by incorporating multi-level security and making it energy efficient

Managing Shared Access to a Spectrum Commons

The open access, unlicensed or spectrum commons approach to managing shared access to RF spectrum offers many attractive benefits, especially when implemented in conjunction with and as a complement to a regime of marketbased, flexible use, tradable licensed spectrum ([Benkler02], [Lehr04], [Werbach03]). However, as a number of critics have pointed out, implementing the unlicensed model poses difficult challenges that have not been well-addressed yet by commons advocates ([Benjam03], [Faulhab05], [Goodman04], [Hazlett01]). A successful spectrum commons will not be unregulated, but it also need not be command & control by another name. This paper seeks to address some of the implementation challenges associated with managing a spectrum commons. We focus on the minimal set of features that we believe a suitable management protocol, etiquette, or framework for a spectrum commons will need to incorporate. This includes: (1) No transmit only devices; (2) Power restrictions; (3) Common channel signaling; (4) Mechanism for handling congestion and allocating resources among users/uses in times of congestion; (5) Mechanism to support enforcement (e.g., established procedures to verify protocol is in conformance); (6) Mechanism to support reversibility of policy; and (7) Protection for privacy and security. We explain why each is necessary, examine their implications for current policy, and suggest ways in which they might be implemented. We present a framework that suggests a set of design principles for the protocols that will govern a successful commons management regime. Our design rules lead us to conclude that the appropriate Protocols for a Commons will need to be more liquid ([Reed05]) than in the past: (1) Marketbased instead of C&C; (2) Decentralized/distributed; and, (3) Adaptive and flexible (Anonymous, distributed, decentralized, and locally responsive)

Cognitive Radio Network with a distributed control channel and quality-of-service solution

The proliferation of wireless access and applications to the Internet and the advent of a myriad of highly evolved portable communication devices; creates the need for an efficiently utilized radio spectrum. This is paramount in the licensed and unlicensed radio frequency bands, that spawn an exponential growth in Dynamic Spectrum Access (DSA) research, Cognitive Radio (CR) and Cognitive Radio Networks (CRN) research. DSA research has given way to the paradigm shift toward CR with its dynamic changes in transmission schemas. This paradigm shift from a fixed and centralized frequency spectrum environment has morphed into a dynamic and decentralized one. CR provides wireless nodes the capability to adapt and exploit the frequency spectrum. The spectrum information obtained is scanned and updated to determine the channel quality for viability and a utilization/availability by the licensed (primary) user. To take advantage of the CR capabilities, previous research has focused on a Common Control Channel(CCC) for the control signals to be used for spectrum control. This utilization generates channel saturation, extreme transmission overhead of control information, and a point of vulnerability. The traditional designs for wireless routing protocols do not support an ad hoc multi-hop cognitive radio network model. This research focuses on a real world implementation of a heterogeneous ad hoc multi-hop Cognitive Radio Network. An overall model, coined Emerald, has been designed to address the architecture; the Medium Access Control layer, E-MAC; and the network layer, E-NET. First, a Medium Access Control(MAC) layer protocol is provided to avoid the pitfalls of a common control channel. This new design provides CRNs with network topology and channel utilization information. Spectrum etiquette, in turn, addresses channel saturation, control overhead, and the single point of vulnerability. Secondly, a routing model is proposed that will address the efficiency of an ad hoc multi-hop CRN with a focus on the Quality-of-Service(QoS) of the point-to-point as well as end-to-end communication. This research has documented weaknesses in spectrum utilization; it has been expanded to accommodate a distributed control environment. Subsets of the model will be validated through Network Simulator-2(NS/2) and MatLab© simulations to determine point-to-point and end-to-end communications

Cognitive Radio Systems

Cognitive radio is a hot research area for future wireless communications in the recent years. In order to increase the spectrum utilization, cognitive radio makes it possible for unlicensed users to access the spectrum unoccupied by licensed users. Cognitive radio let the equipments more intelligent to communicate with each other in a spectrum-aware manner and provide a new approach for the co-existence of multiple wireless systems. The goal of this book is to provide highlights of the current research topics in the field of cognitive radio systems. The book consists of 17 chapters, addressing various problems in cognitive radio systems

Vehicular Dynamic Spectrum Access: Using Cognitive Radio for Automobile Networks

Vehicular Dynamic Spectrum Access (VDSA) combines the advantages of dynamic spectrum access to achieve higher spectrum efficiency and the special mobility pattern of vehicle fleets. This dissertation presents several noval contributions with respect to vehicular communications, especially vehicle-to-vehicle communications. Starting from a system engineering aspect, this dissertation will present several promising future directions for vehicle communications, taking into consideration both the theoretical and practical aspects of wireless communication deployment. This dissertation starts with presenting a feasibility analysis using queueing theory to model and estimate the performance of VDSA within a TV whitespace environment. The analytical tool uses spectrum measurement data and vehicle density to find upper bounds of several performance metrics for a VDSA scenario in TVWS. Then, a framework for optimizing VDSA via artificial intelligence and learning, as well as simulation testbeds that reflect realistic spectrum sharing scenarios between vehicle networks and heterogeneous wireless networks including wireless local area networks and wireless regional area networks. Detailed experimental results justify the testbed for emulating a mobile dynamic spectrum access environment composed of heterogeneous networks with four dimensional mutual interference. Vehicular cooperative communication is the other proposed technique that combines the cooperative communication technology and vehicle platooning, an emerging concept that is expected to both increase highway utilization and enhance both driver experience and safety. This dissertation will focus on the coexistence of multiple vehicle groups in shared spectrum, where intra-group cooperation and inter-group competition are investigated in the aspect of channel access. Finally, a testbed implementation VDSA is presented and a few applications are developed within a VDSA environment, demonstrating the feasibility and benefits of some features in a future transportation system

Cognitive radio systems in LTE networks

This thesis was submitted for the award of Doctor of Philosophy and was awarded by Brunel University London.The most important fact in the mobile industry at the moment is that demand for wireless services will continue to expand in the coming years. Therefore, it is vital to find more spectrums through cognitive radios for the growing numbers of services and users. However, the spectrum reallocations, enhanced receivers, shared use, or secondary markets-will not likely, by themselves or in combination, meet the real exponential increases in demand for wireless resources. Network operators will also need to re-examine network architecture, and consider integrating the fibre and wireless networks to address this issue. This thesis involves driving fibre deeper into cognitive networks, deploying microcells connected through fibre infrastructure to the backbone LTE networks, and developing the algorithms for diverting calls between the wireless and fibre systems, introducing new coexistence models, and mobility management. This research addresses the network deployment scenarios to a microcell-aided cognitive network, specifically slicing the spectrum spatially and providing reliable coverage at either tier. The goal of this research is to propose new method of decentralized-to-distributed management techniques that overcomes the spectrum unavailability barrier overhead in ongoing and future deployments of multi-tiered cognitive network architectures. Such adjustments will propose new opportunities in cognitive radio-to-fibre systematic investment strategies. Specific contributions include: 1) Identifying the radio access technologies and radio over fibre solution for cognitive network infrastructure to increase the uplink capacity analysis in two-tier networks. 2) Coexistence of macro and microcells are studied to propose a roadmap for optimising the deployment of cognitive microcells inside LTE macrocells in the case of considering radio over fibre access systems. 3) New method for roaming mobiles moving between microcells and macrocell coverage areas is proposed for managing spectrum handover, operator database, authentication and accounting by introducing the channel assigning agent entity. The ultimate goal is to reduce unnecessary channel adaptation

Un cadre inter-couches pour la protection contre les interférences dans les réseaux ad-hoc radio cognitive

A fixed spectrum assignment scheme has a problem with resource deficiency in a wireless network. In 2002, the US Federal Communication Commission (FCC) reported that the radio spectrum was 20% to 85% under-utilized. The insufficient use of the spectrum is a critical issue for radio communication; as communication grows, a fixed spectrum becomes more limiting. The FCC then changed its spectrum management policy to make it more flexible by investigating the cognitive radio (CR) approach. Cognitive radio is a type of intelligent radio that explores the radio frequency environment, learns, and decides to use the unused portion of the frequency. The main functions of a CR are sensing, decision making, and sharing. However, these radios have to respect the standard wireless infrastructures by ensuring the least impact with their devices, also known as primary radios. Coexistence between CR systems and primary systems requires dedicated observation processes and interference management. In this thesis, observation from a CR point of view is presented. The overlapping area between a CR transmitter and primary radio (PR) transmitter is analysed so that it can be taken into account. The impact of this area is learnt by simulation and presented in Chapter 4. As a consequence, potential interference is envisaged. Along with observation, we investigate a proper mechanism to better prevent perturbation on PR devices using the Grey model and Kalman filter as a prediction model for predicting the density of primary receivers. In addition, we provide a strategy to combine the obtained observations into a metric that can be used in routing design in the context of coexistence between Cognitive Radio Networks (CRNs) and primary networks. The proposed strategy, using fuzzy logic, is presented in Chapter 5. In this chapter, we investigate how the routing layer reacts and makes the right decisions to maximise the spectrum resources, while avoiding interference with the primary receivers. For instance, a CR node can operate in an overlap region if primary receivers are inactive within this area. Also, we propose a routing mechanism based on the DYMO routing protocol that takes into account the observed relative impact. In the same chapter, we provide some practical scenarios illustrating the usefulness of our proposal. Interconnecting the CR nodes in CRNs is also a critical problem for the establishment of the network. We therefore present a beacon-based dissemination process in Chapter 6. In this chapter, we also describe a practical device designed for cognitive radio experiments. Even though our work affects different protocol layers, the designed framework is cross-layered. Indeed, the different components of the proposed framework access the various layers to retrieve information, process it, and react accordingly. Thus, our work constitutes a cross-layer framework for a local cognitive radio that aims to minimise the interference and maximise the network resources in cognitive radio networks.Le plan d’attribution du spectre présente un problème de déficit de ressources dans les réseaux sans fil. En 2002, la FCC (Federal Communication Commission) a rapporté que le spectre radioélectrique était de 20% à 85% sous-utilisé. L’utilisation inefficace du spectre est un problème majeur qui doit être résolu si l’on veut que les communications radio se développent. La FCC a ensuite changé la politique de gestion du spectre pour la rendre plus souple en s’interessant à l’approche radio cognitive (CR). La radio cognitive est un type de radio intelligente qui explore l’environnement de fréquences radio, apprend et décide d’utiliser la partie inutilisée du spectre. Les principales fonctions de la CR sont la détection, la prise de décision, et le partage. Cependant, ces radios doivent respecter les infrastructures sans fil standards en minimisant leur impact sur les appareils prioritaires, également appelés systèmes primaires. La coexistence entre les systèmes CR et les systèmes primaires nécessite des processus d’observation et de gestion des interférences dédiés. Dans cette thèse, nous nous sommes intéressés à la phase d’observation du point de vue CR. La zone de chevauchement entre un émetteur CR et l’émetteur primaire (PR) est analysée et prise en compte. L’impact de cette zone est appris par simulation et présenté dans le chapitre 4. En conséquence, des interférences potentielles sont envisagées. Durant la phase d’observation, nous étudions un mécanisme permettant de mieux prévenir la perturbation sur les dispositifs PR en utilisant le Grey Model et le filtre de Kalman comme modèle de prédiction de la densité des récepteurs primaires. En complément à cette observation, nous fournissons une stratégie visant à combiner les observations obtenues en une mesure qui pourra être utilisée par le routage dans le cadre de la coexistence entre réseaux radio cognitive (CRN) et réseaux primaires. La stratégie proposée utilise la logique floue et est présentée dans le chapitre 5. Dans ce chapitre, nous étudions comment la couche réseau réagit et prend les bonnes décisions pour maximiser l’utilisation des ressources du spectre, tout en évitant les interférences avec les récepteurs primaires. Par exemple, un noeud CR peut fonctionner dans une zone de recouvrement, si les récepteurs primaires sont inactifs dans cette zone. Ainsi, nous avons proposé un mécanisme de routage basé sur le protocole de routage DYMO qui prend en compte l’impact relatif observé. Dans ce même chapitre, nous avons également présenté des scénarios pratiques illustrant l’utilité de notre proposition. L’interconnexion des noeuds CR dans le CRN est aussi un problème crucial pour la mise en place du réseau. C’est pourquoi nous présentons un processus de diffusion par balises au chapitre 6. Dans ce chapitre, nous décrivons également un dispositif pratique conçu pour des expériences en radio cognitive. Même si notre travail se rapporte à différentes couches de la pile protocolaire, le cadre général que nous avons conçu est multicouches. En effet, les composants accèdent aux différentes couches pour récupérer l’information, la traiter et réagir en conséquence. Ainsi, notre travail constitue un environnement inter-couches pour un dispositif radio cognitive local visant à minimiser les interférences et à maximiser les ressources réseau dans les réseaux radio cognitive

Synoptic analysis techniques for intrusion detection in wireless networks

Current system administrators are missing intrusion alerts hidden by large numbers of false positives. Rather than accumulation more data to identify true alerts, we propose an intrusion detection tool that e?ectively uses select data to provide a picture of ?network health?. Our hypothesis is that by utilizing the data available at both the node and cooperative network levels we can create a synoptic picture of the network providing indications of many intrusions or other network issues. Our major contribution is to provide a revolutionary way to analyze node and network data for patterns, dependence, and e?ects that indicate network issues. We collect node and network data, combine and manipulate it, and tease out information about the state of the network. We present a method based on utilizing the number of packets sent, number of packets received, node reliability, route reliability, and entropy to develop a synoptic picture of the network health in the presence of a sinkhole and a HELLO Flood attacker. This method conserves network throughput and node energy by requiring no additional control messages to be sent between the nodes unless an attacker is suspected. We intend to show that, although the concept of an intrusion detection system is not revolutionary, the method in which we analyze the data for clues about network intrusion and performance is highly innovative

Using hypergraph theory to model coexistence management and coordinated spectrum allocation for heterogeneous wireless networks operating in shared spectrum

Electromagnetic waves in the Radio Frequency (RF) spectrum are used to convey wireless transmissions from one radio antenna to another. Spectrum utilisation factor, which refers to how readily a given spectrum can be reused across space and time while maintaining an acceptable level of transmission errors, is used to measure how efficiently a unit of frequency spectrum can be allocated to a specified number of users. The demand for wireless applications is increasing exponentially, hence there is a need for efficient management of the RF spectrum. However, spectrum usage studies have shown that the spectrum is under-utilised in space and time. A regulatory shift from static spectrum assignment to DSA is one way of addressing this. Licence exemption policy has also been advanced in Dynamic Spectrum Access (DSA) systems to spur wireless innovation and universal access to the internet. Furthermore, there is a shift from homogeneous to heterogeneous radio access and usage of the same spectrum band. These three shifts from traditional spectrum management have led to the challenge of coexistence among heterogeneous wireless networks which access the spectrum using DSA techniques. Cognitive radios have the ability for spectrum agility based on spectrum conditions. However, in the presence of multiple heterogeneous networks and without spectrum coordination, there is a challenge related to switching between available channels to minimise interference and maximise spectrum allocation. This thesis therefore focuses on the design of a framework for coexistence management and spectrum coordination, with the objective of maximising spectrum utilisation across geographical space and across time. The amount of geographical coverage in which a frequency can be used is optimised through frequency reuse while ensuring that harmful interference is minimised. The time during which spectrum is occupied is increased through time-sharing of the same spectrum by two or more networks, while ensuring that spectrum is shared by networks that can coexist in the same spectrum and that the total channel load is not excessive to prevent spectrum starvation. Conventionally, a graph is used to model relationships between entities such as interference relationships among networks. However, the concept of an edge in a graph is not sufficient to model relationships that involve more than two entities, such as more than two networks that are able to share the same channel in the time domain, because an edge can only connect two entities. On the other hand, a hypergraph is a generalisation of an undirected graph in which a hyperedge can connect more than two entities. Therefore, this thesis investigates the use of hypergraph theory to model the RF environment and the spectrum allocation scheme. The hypergraph model was applied to an algorithm for spectrum sharing among 100 heterogeneous wireless networks, whose geo-locations were randomly and independently generated in a 50 km by 50 km area. Simulation results for spectrum utilisation performance have shown that the hypergraph-based model allocated channels, on average, to 8% more networks than the graph-based model. The results also show that, for the same RF environment, the hypergraph model requires up to 36% fewer channels to achieve, on average, 100% operational networks, than the graph model. The rate of growth of the running time of the hypergraph-based algorithm with respect to the input size is equal to the square of the input size, like the graph-based algorithm. Thus, the model achieved better performance at no additional time complexity.Electromagnetic waves in the Radio Frequency (RF) spectrum are used to convey wireless transmissions from one radio antenna to another. Spectrum utilisation factor, which refers to how readily a given spectrum can be reused across space and time while maintaining an acceptable level of transmission errors, is used to measure how efficiently a unit of frequency spectrum can be allocated to a specified number of users. The demand for wireless applications is increasing exponentially, hence there is a need for efficient management of the RF spectrum. However, spectrum usage studies have shown that the spectrum is under-utilised in space and time. A regulatory shift from static spectrum assignment to DSA is one way of addressing this. Licence exemption policy has also been advanced in Dynamic Spectrum Access (DSA) systems to spur wireless innovation and universal access to the internet. Furthermore, there is a shift from homogeneous to heterogeneous radio access and usage of the same spectrum band. These three shifts from traditional spectrum management have led to the challenge of coexistence among heterogeneous wireless networks which access the spectrum using DSA techniques. Cognitive radios have the ability for spectrum agility based on spectrum conditions. However, in the presence of multiple heterogeneous networks and without spectrum coordination, there is a challenge related to switching between available channels to minimise interference and maximise spectrum allocation. This thesis therefore focuses on the design of a framework for coexistence management and spectrum coordination, with the objective of maximising spectrum utilisation across geographical space and across time. The amount of geographical coverage in which a frequency can be used is optimised through frequency reuse while ensuring that harmful interference is minimised. The time during which spectrum is occupied is increased through time-sharing of the same spectrum by two or more networks, while ensuring that spectrum is shared by networks that can coexist in the same spectrum and that the total channel load is not excessive to prevent spectrum starvation. Conventionally, a graph is used to model relationships between entities such as interference relationships among networks. However, the concept of an edge in a graph is not sufficient to model relationships that involve more than two entities, such as more than two networks that are able to share the same channel in the time domain, because an edge can only connect two entities. On the other hand, a hypergraph is a generalisation of an undirected graph in which a hyperedge can connect more than two entities. Therefore, this thesis investigates the use of hypergraph theory to model the RF environment and the spectrum allocation scheme. The hypergraph model was applied to an algorithm for spectrum sharing among 100 heterogeneous wireless networks, whose geo-locations were randomly and independently generated in a 50 km by 50 km area. Simulation results for spectrum utilisation performance have shown that the hypergraph-based model allocated channels, on average, to 8% more networks than the graph-based model. The results also show that, for the same RF environment, the hypergraph model requires up to 36% fewer channels to achieve, on average, 100% operational networks, than the graph model. The rate of growth of the running time of the hypergraph-based algorithm with respect to the input size is equal to the square of the input size, like the graph-based algorithm. Thus, the model achieved better performance at no additional time complexity