Licensed Shared Access Evolution to Provide Exclusive and Dynamic Shared Spectrum Access for Novel 5G Use Cases

This chapter studies the Licensed Shared Access (LSA) concept, which was initially developed to enable the use of the vacant spectrum resources in 2.3–2.4 GHz band for mobile broadband (MBB) through long-term static licenses. The LSA system was developed to guarantee LSA licensees a predictable quality of service (QoS) and exclusive access to shared spectrum resources. This chapter describes the development and architecture of LSA for 2.3–2.4 GHz band and compares the LSA briefly to the Spectrum Access System (SAS) concept developed in the USA. 5G and its new use cases require a more dynamic approach to access shared spectrum resources than the LSA system developed for 2.3–2.4 GHz band can provide. Thus, a concept called LSA evolution is currently under development. The novel concepts introduced in LSA evolution include spectrum sensing, short-term license periods, possibility to allocate spectrum locally, and support for co-primary sharing, which can guarantee the quality of service (QoS) from spectrum perspective. The chapter also describes a demonstration of LSA evolution system with spectrum user prioritization, which was created for Programme Making and Special Events (PMSE) use case

Survey of Spectrum Sharing for Inter-Technology Coexistence

Increasing capacity demands in emerging wireless technologies are expected to be met by network densification and spectrum bands open to multiple technologies. These will, in turn, increase the level of interference and also result in more complex inter-technology interactions, which will need to be managed through spectrum sharing mechanisms. Consequently, novel spectrum sharing mechanisms should be designed to allow spectrum access for multiple technologies, while efficiently utilizing the spectrum resources overall. Importantly, it is not trivial to design such efficient mechanisms, not only due to technical aspects, but also due to regulatory and business model constraints. In this survey we address spectrum sharing mechanisms for wireless inter-technology coexistence by means of a technology circle that incorporates in a unified, system-level view the technical and non-technical aspects. We thus systematically explore the spectrum sharing design space consisting of parameters at different layers. Using this framework, we present a literature review on inter-technology coexistence with a focus on wireless technologies with equal spectrum access rights, i.e. (i) primary/primary, (ii) secondary/secondary, and (iii) technologies operating in a spectrum commons. Moreover, we reflect on our literature review to identify possible spectrum sharing design solutions and performance evaluation approaches useful for future coexistence cases. Finally, we discuss spectrum sharing design challenges and suggest future research directions

Spectrum Sharing, Latency, and Security in 5G Networks with Application to IoT and Smart Grid

The surge of mobile devices, such as smartphones, and tables, demands additional capacity. On the other hand, Internet-of-Things (IoT) and smart grid, which connects numerous sensors, devices, and machines require ubiquitous connectivity and data security. Additionally, some use cases, such as automated manufacturing process, automated transportation, and smart grid, require latency as low as 1 ms, and reliability as high as 99.99\%. To enhance throughput and support massive connectivity, sharing of the unlicensed spectrum (3.5 GHz, 5GHz, and mmWave) is a potential solution. On the other hand, to address the latency, drastic changes in the network architecture is required. The fifth generation (5G) cellular networks will embrace the spectrum sharing and network architecture modifications to address the throughput enhancement, massive connectivity, and low latency. To utilize the unlicensed spectrum, we propose a fixed duty cycle based coexistence of LTE and WiFi, in which the duty cycle of LTE transmission can be adjusted based on the amount of data. In the second approach, a multi-arm bandit learning based coexistence of LTE and WiFi has been developed. The duty cycle of transmission and downlink power are adapted through the exploration and exploitation. This approach improves the aggregated capacity by 33\%, along with cell edge and energy efficiency enhancement. We also investigate the performance of LTE and ZigBee coexistence using smart grid as a scenario. In case of low latency, we summarize the existing works into three domains in the context of 5G networks: core, radio and caching networks. Along with this, fundamental constraints for achieving low latency are identified followed by a general overview of exemplary 5G networks. Besides that, a loop-free, low latency and local-decision based routing protocol is derived in the context of smart grid. This approach ensures low latency and reliable data communication for stationary devices. To address data security in wireless communication, we introduce a geo-location based data encryption, along with node authentication by k-nearest neighbor algorithm. In the second approach, node authentication by the support vector machine, along with public-private key management, is proposed. Both approaches ensure data security without increasing the packet overhead compared to the existing approaches

Field Measurements in Determining Incumbent Spectrum Utilization and Protection Criteria in Wireless Co-existence Studies

Studies of spectrum sharing and co-existence between different wireless communication systems are important, as the current aim is to optimize their spectrum utilization and shift from static exclusive spectrum allocation to more dynamic co-existence of different systems within same frequency bands. The main goal of this thesis is to provide measurement methodologies for obtaining realistic results in modeling incumbent spectrum utilization and in determining incumbent protection criteria. The following research questions are considered in this thesis: Q1) How should field measurements be conducted and used to model incumbent spectrum utilization? Q2) How should field measurements be conducted and used to determine protection criteria for incumbents in a co-existence scenario with mobile broadband? and Q3) Which licensing methods and technological solutions are feasible to enable spectrum sharing in frequency bands with incumbents? To answer to Q1, this thesis describes the development of a spectrum observatory network concept created through international collaboration and presents measurement methodologies, which allow to obtain realistic spectrum occupancy data over geographical areas using interference map concept. A cautious approach should be taken in making strong conclusions from previous single fixed location spectrum occupancy studies, and measurements covering larger geographical areas might be needed if the measurement results are to be used in making spectrum management decisions. The field interference measurements considered in Q2 are not covered well in the current research literature. The measurements are expensive to conduct as they require substantial human resources, test network infrastructure, professional level measurement devices and radio licenses. However, field measurements are needed to study and verify hypotheses from computer simulations or theoretical analyses in realistic operating conditions, as field measurement conditions can not or are not practical to be adequately modeled in simulations. This thesis proposes measurement methodologies to obtain realistic results from field interference measurements, taking into account the propagation environments and external sources of interference. Less expensive simulations and laboratory measurements should be used both to aid in the planning of field measurements and to complement the results obtained from field measurements. Q3 is investigated through several field interference measurement campaigns to determine incumbent protection criteria and by analyzing the spectrum observatory data to determine the occupancy and trends in incumbent spectrum utilization. The field interference measurement campaigns have been conducted in real TV White Space, LTE Supplemental Downlink and Licensed Shared Access test network environments, and the obtained measurement results have been contributed to the development of the European spectrum regulation. In addition, field measurements have been conducted to contribute to the development and technical validation of the spectrum sharing frameworks. This thesis also presents an overview of the current status and possible directions in spectrum sharing. In conclusion, no single spectrum sharing method can provide universally optimal efficiency in spectrum utilization. Thus, an appropriate spectrum sharing framework should be chosen taking into account both the spectrum utilization of the current incumbents and the future needs in wireless communications.Siirretty Doriast

5G network slicing for rural connectivity: multi-tenancy in wireless networks

As the need for wireless broadband continues to grow around the world, there is an increasing focus to minimise the existing digital divide and ensuring that everyone receives high-quality internet services, especially the inhabitants of rural areas. As a result, different technological solutions are being studied and trialled for improving rural connectivity, such as 5G with dynamic spectrum access. One of the architectures of 5G is network slicing, which supports network virtualisation and consists of independent logical networks, called slices, on the 5G network. Network slicing supports the multi-tenancy of different operators on the same physical network, and this feature is known as neutral host networks (NHN). It allows multiple operators to co-exist on the same physical network but on different virtual networks to serve end users. Generally, the 5G NHN deployment is handled by an infrastructure provider (InP), who could be a mobile network operator (MNO), an Internet service provider, a third-party operator, etc. At the same time, potential tenants would lease slices from the InP. The NHN strategy would help reduce resource duplication and increase the utilisation of existing resources. The existing research into NHN for small cells, in-building connectivity solutions, and other deployment scenarios help to understand the technological and business requirements. End-to-end sharing across operators to provide services to their end users is another innovative application of 5G NHN that has been tested for dense areas. Meanwhile, the feasibility and policy impact of NHN is not studied extensively for the rural scenario. The research in this thesis examines the use of NHN in macro- and small-cell networks for 5G communication systems to minimise the digital divide, with a special focus on rural areas. The study also presents and analyses the 5G multi-tenancy system design for the rural wireless scenario, focusing mainly on exploring suitable business cases through network economics, techno-economic study, and game theory analysis. The results obtained from the study, such as cost analysis, business models, sensitivity analysis, and pricing strategies, help in formulating the policy on infrastructure sharing to improve rural connectivity. The contributions of the thesis are useful for stakeholders and policymakers to assess the suitability of the rural 5G NHN by exploring state-of-the-art technologies, techno-economic analysis, sensitivity analysis, newer business models, investment assessment, cost allocation, and risk sharing. Initially, the research gap is highlighted through the extensive literature review and stakeholders’ views on rural connectivity collected from discussions with them. First, the in-depth discussion on the network economics of the rural 5G NHN includes the study of potential future scenarios, value network configurations, spectrum access strategy models, and business models. Secondly, the techno-economic analysis studies the key performance indicators (KPI), cost analysis, return on investment, net present value, and sensitivity analysis, with the application for the rural parts of the UK and India. Finally, the game theory framework includes the study of strategic interaction among the two key stakeholders, InP and the MNO, using models such as investment games and pricing strategies during multi-tenancy. The research concludes by presenting the contribution towards the knowledge and future work.As the need for wireless broadband continues to grow around the world, there is an increasing focus to minimise the existing digital divide and ensuring that everyone receives high-quality internet services, especially the inhabitants of rural areas. As a result, different technological solutions are being studied and trialled for improving rural connectivity, such as 5G with dynamic spectrum access. One of the architectures of 5G is network slicing, which supports network virtualisation and consists of independent logical networks, called slices, on the 5G network. Network slicing supports the multi-tenancy of different operators on the same physical network, and this feature is known as neutral host networks (NHN). It allows multiple operators to co-exist on the same physical network but on different virtual networks to serve end users. Generally, the 5G NHN deployment is handled by an infrastructure provider (InP), who could be a mobile network operator (MNO), an Internet service provider, a third-party operator, etc. At the same time, potential tenants would lease slices from the InP. The NHN strategy would help reduce resource duplication and increase the utilisation of existing resources. The existing research into NHN for small cells, in-building connectivity solutions, and other deployment scenarios help to understand the technological and business requirements. End-to-end sharing across operators to provide services to their end users is another innovative application of 5G NHN that has been tested for dense areas. Meanwhile, the feasibility and policy impact of NHN is not studied extensively for the rural scenario. The research in this thesis examines the use of NHN in macro- and small-cell networks for 5G communication systems to minimise the digital divide, with a special focus on rural areas. The study also presents and analyses the 5G multi-tenancy system design for the rural wireless scenario, focusing mainly on exploring suitable business cases through network economics, techno-economic study, and game theory analysis. The results obtained from the study, such as cost analysis, business models, sensitivity analysis, and pricing strategies, help in formulating the policy on infrastructure sharing to improve rural connectivity. The contributions of the thesis are useful for stakeholders and policymakers to assess the suitability of the rural 5G NHN by exploring state-of-the-art technologies, techno-economic analysis, sensitivity analysis, newer business models, investment assessment, cost allocation, and risk sharing. Initially, the research gap is highlighted through the extensive literature review and stakeholders’ views on rural connectivity collected from discussions with them. First, the in-depth discussion on the network economics of the rural 5G NHN includes the study of potential future scenarios, value network configurations, spectrum access strategy models, and business models. Secondly, the techno-economic analysis studies the key performance indicators (KPI), cost analysis, return on investment, net present value, and sensitivity analysis, with the application for the rural parts of the UK and India. Finally, the game theory framework includes the study of strategic interaction among the two key stakeholders, InP and the MNO, using models such as investment games and pricing strategies during multi-tenancy. The research concludes by presenting the contribution towards the knowledge and future work

Towards a programmable and virtualized mobile radio access network architecture

Emerging 5G mobile networks are envisioned to become multi-service environments, enabling the dynamic deployment of services with a diverse set of performance requirements, accommodating the needs of mobile network operators, verticals and over-the-top service providers. The Radio Access Network (RAN) part of mobile networks is expected to play a very significant role towards this evolution. Unfortunately, such a vision cannot be efficiently supported by the conventional RAN architecture, which adopts a fixed and rigid design. For the network to evolve, flexibility in the creation, management and control of the RAN components is of paramount importance. The key elements that can allow us to attain this flexibility are the programmability and the virtualization of the network functions. While in the case of the mobile core, these issues have been extensively studied due to the advent of technologies like Software-Defined Networking (SDN) and Network Functions Virtualization (NFV) and the similarities that the core shares with other wired networks like data centers, research in the domain of the RAN is still in its infancy. The contributions made in this thesis significantly advance the state of the art in the domain of RAN programmability and virtualization in three dimensions. First, we design and implement a software-defined RAN (SD-RAN) platform called FlexRAN, that provides a flexible control plane designed with support for real-time RAN control applications, flexibility to realize various degrees of coordination among RAN infrastructure entities, and programmability to adapt control over time and easier evolution to the future following SDN/NFV principles. Second, we leverage the capabilities of the FlexRAN platform to design and implement Orion, which is a novel RAN slicing system that enables the dynamic on-the-fly virtualization of base stations, the flexible customization of slices to meet their respective service needs and which can be used in an end-to-end network slicing setting. Third, we focus on the use case of multi-tenancy in a neutral-host indoors small-cell environment, where we design Iris, a system that builds on the capabilities of FlexRAN and Orion and introduces a dynamic pricing mechanism for the efficient and flexible allocation of shared spectrum to the tenants. A number of additional use cases that highlight the benefits of the developed systems are also presented. The lessons learned through this research are summarized and a discussion is made on interesting topics for future work in this domain. The prototype systems presented in this thesis have been made publicly available and are being used by various research groups worldwide in the context of 5G research

Channel parameter tuning in a hybrid Wi-Fi-Dynamic Spectrum Access Wireless Mesh Network

This work addresses Channel Assignment in a multi-radio multi-channel (MRMC) Wireless Mesh Network (WMN) using both Wi-Fi and Dynamic Spectrum Access (DSA) spectrum bands and standards. This scenario poses new challenges because nodes are spread out geographically so may have differing allowed channels and experience different levels of external interference in different channels. A solution must meet two conflicting requirements simultaneously: 1) avoid or minimise interference within the network and from external interference sources, and 2) maintain connectivity within the network. These two requirements must be met while staying within the link constraints and the radio interface constraints, such as only assigning as many channels to a node as it has radios. This work's original contribution to the field is a unified framework for channel optimisation and assignment in a WMN that uses both DSA and traditional Wi-Fi channels for interconnectivity. This contribution is realised by providing and analysing the performance of near-optimal Channel Assignment (CA) solutions using metaheuristic algorithms for the MRMC WMNs using DSA bands. We have created a simulation framework for evaluating the algorithms. The performance of Simulated Annealing, Genetic Algorithm, Differential Evolution, and Particle Swarm Optimisation algorithms have been analysed and compared for the CA optimisation problem. We introduce a novel algorithm, used alongside the metaheuristic optimisation algorithms, to generate feasible candidate CA solutions. Unlike previous studies, this sensing and CA work takes into account the requirement to use a Geolocation Spectrum Database (GLSD) to get the allowed channels, in addition to using spectrum sensing to identify and estimate the cumulative severity of both internal and external interference sources. External interference may be caused by other secondary users (SUs) in the vicinity or by primary transmitters of the DSA band whose emissions leak into adjacent channels, next-toadjacent, or even into further channels. We use signal-to-interference-plus-noise ratio (SINR) as the optimisation objective. This incorporates any possible source or type of interference and makes our method agnostic to the protocol or technology of the interfering devices while ensuring that the received signal level is high enough for connectivity to be maintained on as many links as possible. To support our assertion that SINR is a reasonable criterion on which to base the optimisation, we have carried out extensive outdoor measurements in both line-of-sight and wooded conditions in the television white space (TVWS) DSA band and the 5 GHz Wi-Fi band. These measurements show that SINR is useful as a performance measure, especially when the interference experienced on a link is high. Our statistical analysis shows that SINR effectively differentiates the performance of different channels and that SINR is well correlated with throughput and is thus a good predictor of end-user experience, despite varying conditions. We also identify and analyse the idle times created by Carrier Sense Multiple Access with Collision Avoidance (CSMA/CA) contention-based Medium Access Control (MAC) operations and propose the use of these idle times for spectrum sensing to measure the SINR on possible channels. This means we can perform spectrum sensing with zero spectrum sensing delay experienced by the end user. Unlike previous work, this spectrum sensing is transparent and can be performed without causing any disruption to the normal data transmission of the network. We conduct Markov chain analysis to find the expected length of time of a sensing window. We also derive an efficient minimum variance unbiased estimator of the interference plus noise and show how the SINR can be found using this estimate. Our estimation is more granular, accurate, and appropriate to the problem of Secondary User (SU)-SU coexistence than the binary hypothesis testing methods that are most common in the literature. Furthermore, we construct confidence intervals based on the probability density function derived for the observations. This leads to finding and showing the relationships between the number of sampling windows and sampling time, the interference power, and the achievable confidence interval width. While our results coincide with (and thus are confirmed by) some key previous recommendations, ours are more precise, granular, and accurate and allow for application to a wider range of operating conditions. Finally, we present alterations to the IEEE 802.11k protocol to enable the reporting of spectrum sensing results to the fusion or gateway node and algorithms for distributing the Channel Assignment once computed. We analyse the convergence rate of the proposed procedures and find that high network availability can be maintained despite the temporary loss of connectivity caused by the channel switching procedure. This dissertation consolidates the different activities required to improve the channel parameter settings of a multi-radio multi-channel DSA-WMN. The work facilitates the extension of Internet connectivity to the unconnected or unreliably connected in rural or peri-urban areas in a more cost-effective way, enabling more meaningful and affordable access technologies. It also empowers smaller players to construct better community networks for sharing local content. This technology can have knock-on effects of improved socio-economic conditions for the communities that use it