Rate Splitting for MIMO Wireless Networks: A Promising PHY-Layer Strategy for LTE Evolution

MIMO processing plays a central part towards the recent increase in spectral and energy efficiencies of wireless networks. MIMO has grown beyond the original point-to-point channel and nowadays refers to a diverse range of centralized and distributed deployments. The fundamental bottleneck towards enormous spectral and energy efficiency benefits in multiuser MIMO networks lies in a huge demand for accurate channel state information at the transmitter (CSIT). This has become increasingly difficult to satisfy due to the increasing number of antennas and access points in next generation wireless networks relying on dense heterogeneous networks and transmitters equipped with a large number of antennas. CSIT inaccuracy results in a multi-user interference problem that is the primary bottleneck of MIMO wireless networks. Looking backward, the problem has been to strive to apply techniques designed for perfect CSIT to scenarios with imperfect CSIT. In this paper, we depart from this conventional approach and introduce the readers to a promising strategy based on rate-splitting. Rate-splitting relies on the transmission of common and private messages and is shown to provide significant benefits in terms of spectral and energy efficiencies, reliability and CSI feedback overhead reduction over conventional strategies used in LTE-A and exclusively relying on private message transmissions. Open problems, impact on standard specifications and operational challenges are also discussed.Comment: accepted to IEEE Communication Magazine, special issue on LTE Evolutio

Receive Combining vs. Multi-Stream Multiplexing in Downlink Systems with Multi-Antenna Users

In downlink multi-antenna systems with many users, the multiplexing gain is strictly limited by the number of transmit antennas $N$ and the use of these antennas. Assuming that the total number of receive antennas at the multi-antenna users is much larger than $N$, the maximal multiplexing gain can be achieved with many different transmission/reception strategies. For example, the excess number of receive antennas can be utilized to schedule users with effective channels that are near-orthogonal, for multi-stream multiplexing to users with well-conditioned channels, and/or to enable interference-aware receive combining. In this paper, we try to answer the question if the $N$ data streams should be divided among few users (many streams per user) or many users (few streams per user, enabling receive combining). Analytic results are derived to show how user selection, spatial correlation, heterogeneous user conditions, and imperfect channel acquisition (quantization or estimation errors) affect the performance when sending the maximal number of streams or one stream per scheduled user---the two extremes in data stream allocation. While contradicting observations on this topic have been reported in prior works, we show that selecting many users and allocating one stream per user (i.e., exploiting receive combining) is the best candidate under realistic conditions. This is explained by the provably stronger resilience towards spatial correlation and the larger benefit from multi-user diversity. This fundamental result has positive implications for the design of downlink systems as it reduces the hardware requirements at the user devices and simplifies the throughput optimization.Comment: Published in IEEE Transactions on Signal Processing, 16 pages, 11 figures. The results can be reproduced using the following Matlab code: https://github.com/emilbjornson/one-or-multiple-stream

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

On the Performance of MRC Receiver with Unknown Timing Mismatch-A Large Scale Analysis

There has been extensive research on large scale multi-user multiple-input multiple-output (MU-MIMO) systems recently. Researchers have shown that there are great opportunities in this area, however, there are many obstacles in the way to achieve full potential of using large number of receive antennas. One of the main issues, which will be investigated thoroughly in this paper, is timing asynchrony among signals of different users. Most of the works in the literature, assume that received signals are perfectly aligned which is not practical. We show that, neglecting the asynchrony can significantly degrade the performance of existing designs, particularly maximum ratio combining (MRC). We quantify the uplink achievable rates obtained by MRC receiver with perfect channel state information (CSI) and imperfect CSI while the system is impaired by unknown time delays among received signals. We then use these results to design new algorithms in order to alleviate the effects of timing mismatch. We also analyze the performance of introduced receiver design, which is called MRC-ZF, with perfect and imperfect CSI. For performing MRC-ZF, the only required information is the distribution of timing mismatch which circumvents the necessity of time delay acquisition or synchronization. To verify our analytical results, we present extensive simulation results which thoroughly investigate the performance of the traditional MRC receiver and the introduced MRC-ZF receiver

Pilot Decontamination in CMT-based Massive MIMO Networks

Pilot contamination problem in massive MIMO networks operating in time-division duplex (TDD) mode can limit their expected capacity to a great extent. This paper addresses this problem in cosine modulated multitone (CMT) based massive MIMO networks; taking advantage of their so-called blind equalization property. We extend and apply the blind equalization technique from single antenna case to multi-cellular massive MIMO systems and show that it can remove the channel estimation errors (due to pilot contamination effect) without any need for cooperation between different cells or transmission of additional training information. Our numerical results advocate the efficacy of the proposed blind technique in improving the channel estimation accuracy and removal of the residual channel estimation errors caused by the users of the other cells.Comment: Accepted in ISWCS 201