A General MIMO Framework for NOMA Downlink and Uplink Transmission Based on Signal Alignment

The application of multiple-input multiple-output (MIMO) techniques to non-orthogonal multiple access (NOMA) systems is important to enhance the performance gains of NOMA. In this paper, a novel MIMO-NOMA framework for downlink and uplink transmission is proposed by applying the concept of signal alignment. By using stochastic geometry, closed-form analytical results are developed to facilitate the performance evaluation of the proposed framework for randomly deployed users and interferers. The impact of different power allocation strategies, such as fixed power allocation and cognitive radio inspired power allocation, on the performance of MIMO-NOMA is also investigated. Computer simulation results are provided to demonstrate the performance of the proposed framework and the accuracy of the developed analytical results

Receive Combining vs. Multi-Stream Multiplexing in Downlink Systems with Multi-Antenna Users

In downlink multi-antenna systems with many users, the multiplexing gain is strictly limited by the number of transmit antennas $N$ and the use of these antennas. Assuming that the total number of receive antennas at the multi-antenna users is much larger than $N$, the maximal multiplexing gain can be achieved with many different transmission/reception strategies. For example, the excess number of receive antennas can be utilized to schedule users with effective channels that are near-orthogonal, for multi-stream multiplexing to users with well-conditioned channels, and/or to enable interference-aware receive combining. In this paper, we try to answer the question if the $N$ data streams should be divided among few users (many streams per user) or many users (few streams per user, enabling receive combining). Analytic results are derived to show how user selection, spatial correlation, heterogeneous user conditions, and imperfect channel acquisition (quantization or estimation errors) affect the performance when sending the maximal number of streams or one stream per scheduled user---the two extremes in data stream allocation. While contradicting observations on this topic have been reported in prior works, we show that selecting many users and allocating one stream per user (i.e., exploiting receive combining) is the best candidate under realistic conditions. This is explained by the provably stronger resilience towards spatial correlation and the larger benefit from multi-user diversity. This fundamental result has positive implications for the design of downlink systems as it reduces the hardware requirements at the user devices and simplifies the throughput optimization.Comment: Published in IEEE Transactions on Signal Processing, 16 pages, 11 figures. The results can be reproduced using the following Matlab code: https://github.com/emilbjornson/one-or-multiple-stream

A Novel Network NOMA Scheme for Downlink Coordinated Three-Point Systems

In this paper, we propose a network non-orthogonal multiple access (N-NOMA) technique for the downlink coordinated multipoint (CoMP) communication scenario of a cellular network, with randomly deployed users. In the considered N-NOMA scheme, superposition coding (SC) is employed to serve cell-edge users as well as users close to base stations (BSs) simultaneously, and distributed analog beamforming by the BSs to meet the cell-edge user's quality of service (QoS) requirements. The combination of SC and distributed analog beamforming significantly complicates the expressions for the signal-to-interference-plus-noise ratio (SINR) at the reveiver, which makes the performance analysis particularly challenging. However, by using rational approximations, insightful analytical results are obtained in order to characterize the outage performance of the considered N-NOMA scheme. Computer simulation results are provided to show the superior performance of the proposed scheme as well as to demonstrate the accuracy of the analytical results