Techniques to Improve the Efficiency of Data Transmission in Cable Networks

The cable television (CATV) networks, since their introduction in the late 1940s, have now become a crucial part of the broadcasting industry. To keep up with growing demands from the subscribers, cable networks nowadays not only provide television programs but also deliver two-way interactive services such as telephone, high-speed Internet and social TV features. A new standard for CATV networks is released every five to six years to satisfy the growing demands from the mass market. From this perspective, this thesis is concerned with three main aspects for the continuing development of cable networks: (i) efficient implementations of backward-compatibility functions from the old standard, (ii) addressing and providing solutions for technically-challenging issues in the current standard and, (iii) looking for prospective features that can be implemented in the future standard. Since 1997, five different versions of the digital CATV standard had been released in North America. A new standard often contains major improvements over the previous one. The latest version of the standard, namely DOCSIS 3.1 (released in late 2013), is packed with state-of-the-art technologies and allows approximately ten times the amount of traffic as compared to the previous standard, DOCSIS 3.0 (released in 2008). Backward-compatibility is a must-have function for cable networks. In particular, to facilitate the system migration from older standards to a newer one, the backward compatible functions in the old standards must remain in the newer-standard products. More importantly, to keep the implementation cost low, the inherited backward compatible functions must be redesigned by taking advantage of the latest technology and algorithms. To improve the backward-compatibility functions, the first contribution of the thesis focuses on redesigning the pulse shaping filter by exploiting infinite impulse response (IIR) filter structures as an alternative to the conventional finite impulse response (FIR) structures. Comprehensive comparisons show that more economical filters with better performance can be obtained by the proposed design algorithm, which considers a hybrid parameterization of the filter's transfer function in combination with a constraint on the pole radius to be less than 1. The second contribution of the thesis is a new fractional timing estimation algorithm based on peak detection by log-domain interpolation. When compared with the commonly-used timing detection method, which is based on parabolic interpolation, the proposed algorithm yields more accurate estimation with a comparable implementation cost. The third contribution of the thesis is a technique to estimate the multipath channel for DOCSIS 3.1 cable networks. DOCSIS 3.1 is markedly different from prior generations of CATV networks in that OFDM/OFDMA is employed to create a spectrally-efficient signal. In order to effectively demodulate such a signal, it is necessary to employ a demodulation circuit which involves estimation and tracking of the multipath channel. The estimation and tracking must be highly accurate because extremely dense constellations such as 4096-QAM and possibly 16384-QAM can be used in DOCSIS 3.1. The conventional OFDM channel estimators available in the literature either do not perform satisfactorily or are not suitable for the DOCSIS 3.1 channel. The novel channel estimation technique proposed in this thesis iteratively searches for parameters of the channel paths. The proposed technique not only substantially enhances the channel estimation accuracy, but also can, at no cost, accurately identify the delay of each echo in the system. The echo delay information is valuable for proactive maintenance of the network. The fourth contribution of this thesis is a novel scheme that allows OFDM transmission without the use of a cyclic prefix (CP). The structure of OFDM in the current DOCSIS 3.1 does not achieve the maximum throughput if the channel has multipath components. The multipath channel causes inter-symbol-interference (ISI), which is commonly mitigated by employing CP. The CP acts as a guard interval that, while successfully protecting the signal from ISI, reduces the transmission throughput. The problem becomes more severe for downstream direction, where the throughput of the entire system is determined by the user with the worst channel. To solve the problem, this thesis proposes major alterations to the current DOCSIS 3.1 OFDM/OFDMA structure. The alterations involve using a pair of Nyquist filters at the transceivers and an efficient time-domain equalizer (TEQ) at the receiver to reduce ISI down to a negligible level without the need of CP. Simulation results demonstrate that, by incorporating the proposed alterations to the DOCSIS 3.1 down-link channel, the system can achieve the maximum throughput over a wide range of multipath channel conditions

Pulse shaping approach to PAPR reduction for OFDM communication systems

One of the main drawbacks of the OFDM communication system is the high peak-to-average-power ratio (PAPR) of the transmitted signal. In this thesis: (i ) Optimal pulse shaping filter design is proposed to reduce the PAPR of the OFDM signal; (ii ) The level crossing rate theorem is used to derive an upper bound for the CCDF of PAPR of OFDM signal with pulse shaping; (iii ) The multiple filter design is proposed to reduce the PAPR of multiuser OFDM signal

Synchronization in all-digital QAM receivers

The recent advance in Field Programmable Gate Array (FPGA) technology has been largely embraced by the communication industry, which views this technology as an effective and economical alternative to the design of Application Specific Integrated Circuits (ASICs). The primary reasons for switching to FPGAs are lower development and non-recurring engineering costs, the flexibility to design to a preliminary standard and adapt the design as the standard evolves, as well as the option of performing software updates in the field. A sector with strong interest in FPGAs is the coaxial cable TV/Internet distribution industry. The creation of soft preliminary standards by the standards organization governing the industry has been the main catalyst for the massive adoption of FPGAs by small to medium size companies, which see this technology as an opportunity to compete in this open market. Both the circuit speed and the economy of FPGA technology depend upon using algorithms that map efficiently into its fabric. Often it is prudent to sacrifice performance to improve either clock speed or economy when developing with FPGAs. The purpose of this research is to both revise and devise synchronization algorithms / structures for cable digital receivers that are to be implemented in FPGA. The main communication scheme used by the coaxial cable distribution industry is digital Quadrature Amplitude Modulation (QAM). The problem of synchronizing to the QAM signal in the receiver is not a new topic and several synchronization-related circuits, which were devised with ASICs implementation in mind, can be found in the open literature. Of interest in this thesis is the non-data-aided digital timing synchronizer that was proposed by D'Andrea to recover timing with no knowledge of the transmitted data. Accurate timing estimation was achieved by reshaping the received signal with a prefilter prior to estimating the timing. A problem with D'Andrea's synchronizer is that the prefilter for reshaping the signal is a relatively long Finite Impulse Response (FIR) filter, whose implementation requires a large number of multipliers. This may not have been an issue with ASICs in as much as the number of hardwired multipliers on a chip is not limited as it is in an FPGA chip. One contribution in this research is to propose an alternative to D'Andrea's synchronizer by replacing the long FIR filter with two single-pole Infinite Impulse Response (IIR) filters that are directly placed inside the timing recovery loop. This novel architecture, which drastically reduces the number of multipliers, is well suited for FPGA implementation. Non-data-aided feedforward synchronizers, which use the same prefilter as D'Andrea's synchronizer, have been receiving significant attention in recent years. Detailed performance analysis for these synchronizers can be found in the open literature. These synchronizers have the advantage of using a feedfordward structure rather than a feedback structure, as it is the case in D'Andrea's synchronizer, to estimate the timing. While D'Andrea's synchronizer has an advantage in performance over a non-data-aided feedforward synchronizer, this has not been reported in the literature. In this thesis a second contribution consists of thoroughly analyzing the steady state timing jitter in D'Andrea synchronizer by deriving a closed-form expression for the noise power spectrum and a simple equation to estimate the timing jitter variance. A third contribution is a novel low-complexity and fast acquisition coherent detector for the detection of Quadrature Phase Shift Keying (QPSK) (i.e., 4-QAM) symbols. This detector performs carrier phase synchronization much faster than a conventional coherent detector. The acquisition time is comparable to that of a differential detector. The fast acquisition comes at the expense of phase jitter, and the end result is a 1 dB performance loss over theoretical coherent detection. This detector can be used in place of the differential detector with no economic penalty. Doing so yields a performance advantage of about 2 dB over differential detection

PAPR Reduction in Multicarrier Communication Systems Using Efficient Pulse Shaping Technique

Emerging multicarrier modulation schemes have been considered for the fifth generation (5G) communication systems. However, existing designs often suffer from a high peak-to-average power ratio (PAPR) in the transmitted signal. This thesis aims to (i) design pulse shaping filters to reduce the PAPR using computationally efficient optimisation approach (ii) investigate the performance of the multicarrier systems employing the designed filter and (iii) study the power utilisation efficiency of the nonlinear amplifier with the use of the designed filters

Improved timing recovery in wireless mobile receivers

The problem of timing recovery in wireless mobile receiver systems is critical. This is partly because timing recovery functions must follow rapid parameter changes inherent in mobile systems and partly because both bandwidth and power must be conserved in low signal to noise ratio communication channels. The ultimate goal is therefore to achieve a low bit error rate on the recovered information for improving QoS provisioning to terminal mobile users. Traditional timing recovery methods have over-relied on phase-locked loops for timing information adjustment. However, associated schemes do not exploit code properties. This leads to synchronization difficulties in digital receivers separated from transmitters by lossy channels. In this paper we present a soft timing phase estimation algorithm for wireless mobile receivers in low signal to noise ratios. In order to develop a bandwidth and power efficient timing recovery method for wireless mobile receivers, a raised cosine filter and a multilevel phase shift keying modulation scheme are implemented and no clock signals are transmitted to the receiver. In the proposed method, the receiver exploits the soft decisions computed at each turbo decoding iteration to provide reliable estimates of a soft timing signal, which in turn, improves the decoding time. The derived method, based on sequential minimization techniques, approaches the theoretical Cramer-Rao bound with unbiased estimates within a few iterations.Key Words: discrete polyphase matched filters, maximum likelihood estimators, iterative turbo receivers, log-MAP b

Square-root Nyquist filter design for QAM-based filter bank multicarrier systems

Filter bank multicarrier systems with quadrature amplitude modulation (FBMC/QAM) have drawn attentions to get the advantage of complex symbol transmission, as well as very low out of band radiation and relaxed synchronization requirements for asynchronous scenarios. In order to make this system viable for practical deployment, the biggest challenge is designing appropriate filters to minimize the interference between adjacent subcarriers, while maintaining the Nyquist property of the filter. We show that the deviation from the Nyquist property can be compensated through the fractional shift of the filtered symbols, which provides flexibility to optimize the stopband of the filter. The proposed design method shows advantages over the state of the art designs, and provides guidance for the filter design in practical FBMC/QAM systems

Communication Subsystems for Emerging Wireless Technologies

The paper describes a multi-disciplinary design of modern communication systems. The design starts with the analysis of a system in order to define requirements on its individual components. The design exploits proper models of communication channels to adapt the systems to expected transmission conditions. Input filtering of signals both in the frequency domain and in the spatial domain is ensured by a properly designed antenna. Further signal processing (amplification and further filtering) is done by electronics circuits. Finally, signal processing techniques are applied to yield information about current properties of frequency spectrum and to distribute the transmission over free subcarrier channels