The Gaussian assumption in second-order estimation problems in digital communications

This paper deals with the goodness of the Gaussian assumption when designing second-order blind estimation methods in the context of digital communications. The low- and high-signal-to-noise ratio (SNR) asymptotic performance of the maximum likelihood estimator - derived assuming Gaussian transmitted symbols - is compared with the performance of the optimal second-order estimator, which exploits the actual distribution of the discrete constellation. The asymptotic study concludes that the Gaussian assumption leads to the optimal second-order solution if the SNR is very low or if the symbols belong to a multilevel constellation such as quadrature-amplitude modulation (QAM) or amplitude-phase-shift keying (APSK). On the other hand, the Gaussian assumption can yield important losses at high SNR if the transmitted symbols are drawn from a constant modulus constellation such as phase-shift keying (PSK) or continuous-phase modulations (CPM). These conclusions are illustrated for the problem of direction-of-arrival (DOA) estimation of multiple digitally-modulated signals.Peer ReviewedPostprint (published version

On models and methods for direction of arrival estimation of signals in digital wireless communication systems

Orientador: Amauri LopesTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: Nesta tese tratamos do problema de estimação de direção de chegada de sinais digitalmente modulados, especificamente encontrado no enlace reverso de sistemas de comunicação semfiomultiusuário em que a estação rádio-base é composta por um arranjo de antenas, posicionadas de acordo com alguma geometria pré-definida. Os objetivos principais da tese são: esclarecer detalhes normalmente não tratados na descrição dos modelos de dados considerados na literatura existente, em especial, a respeito das condições de enlace e do sistema receptor necessárias para suportar a validade dos modelos empregados; agrupar alguns dos métodos de estimação existentes mais relevantes para o contexto tratado e avaliar suas vantagens e desvantagens; e introduzir o método de estimação desenvolvido nas pesquisas do período de doutorado, o qual representa a contribuição maior da tese em termos de metodologia. A solução proposta é fundamentada no critério da máxima verossimilhança e as análises de desempenho feitas através de simulações numéricas mostram que o estimador fornece resultados com qualidade próxima ao limite definido pelo limitante de Cramér-Rao. Algumas características importantes do método são: i) capacidade de operar com qualquer número de fontes se o número de antenas for maior ou igual a dois e o número de snapshots for suficientemente maior que a cardinalidade do espaço de sinal; ii) a qualidade da estimação não é afetada pela separação angular entre as fontes; e iii) possibilidade de operar com arranjos descalibradosAbstract: This thesis deals with the problem of estimating the direction of arrival of digitally modulated signals, specifically found in the uplink of multiuser wireless communication systems where the base station uses an antenna array. The main objectives of the thesis are: to clarify some details normally not treated in the description of the data models assumed in the existing literature, specially, on link and receiver conditions that are necessary to validate the employed models; to present some of the most relevant estimation methods to the current context and to evaluate their advantages and disadvantages; and to introduce the estimation method developed in the researches during the doctoral period, which represents the greater contribution of the thesis in terms of metodology. The proposed solution is fundamented in the maximum likelihood criterion and the performance analysis done through numerical simulations show that the estimator yields results with a quality close to that defined by the Cramér-Rao bound. Some important characteristics of the method are: i) capacity to operate with any number of sources if the number of antennas is greater than or equal to two and the number of snapshots is sufficiently greater than the cardinality of the signal space; ii) the estimation quality does not depend on the angle separation between sources; and iii) possibility to operate with uncalibrated arraysDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia Elétric

Performance Analysis of Bistatic Radar and Optimization methodology in Multistatic Radar System.

This work deals with the problem of calculating the Cramér-Rao lower bounds (CRLBs) for bistatic radar channels. To this purpose we exploited the relation between the Ambiguity Function (AF) and the CRLB. The bistatic CRLBs are analyzed and compared to the monostatic counterparts as a function of the bistatic geometric parameters. In the bistatic case both geometry factors and transmitted waveforms play an important role in the shape of the AF, and therefore in the estimation accuracy of the target range and velocity. In particular, the CRLBs depend on the target direction of arrival, the bistatic baseline length, and the distance between the target and the receiver. The CRLBs are then used to select the “optimum” bistatic channel (or set of channels) for the tracking of a radar target moving along a trajectory in a multistatic scenario and for design weighting coefficients for the multistatic detection process. This work also deals with the calculation of the Posterior Cramér-Rao Lower Bound (PCRLB) for sequential target state estimators for a bistatic tracking problem. In the context of tracking, the PCRLB provides a powerful tool, enabling one to determine a lower bound on the optimal achievable accuracy of target state estimation. The bistatic PCRLBs are analyzed and compared to the monostatic counterparts for a fixed target trajectory. Two different kinematic models are analyzed: constant velocity and constant acceleration. The derived bounds are also valid when the target trajectory is characterized by the combination of these two motions

Recent Advances in Wireless Communications and Networks

This book focuses on the current hottest issues from the lowest layers to the upper layers of wireless communication networks and provides "real-time" research progress on these issues. The authors have made every effort to systematically organize the information on these topics to make it easily accessible to readers of any level. This book also maintains the balance between current research results and their theoretical support. In this book, a variety of novel techniques in wireless communications and networks are investigated. The authors attempt to present these topics in detail. Insightful and reader-friendly descriptions are presented to nourish readers of any level, from practicing and knowledgeable communication engineers to beginning or professional researchers. All interested readers can easily find noteworthy materials in much greater detail than in previous publications and in the references cited in these chapters

Estimation efficace des paramètres de signaux d'usagers radio-mobile par traitement avec antenne-réseau

Cette thèse aborde le problème d’estimation des paramètres de signaux d’usagers radio-mobile par traitement avec antenne-réseau. On adopte une approche de traitement théorique rigoureuse au problème en tentant de pallier aux limitations et désavantages des méthodes d’estimation existantes en ce domaine. Les chapitres principaux ont été rédigés en couvrant uniquement les aspects théoriques en lien aux contributions principales, tout en présentant une revue de littérature adéquate sur les sujets concernés. La thèse présente essentiellement trois volets distincts en lien à chacune des contributions en question. Suite à une revue des notions de base, on montre d’abord comment une méthode d’estimation exploitant des statistiques d’ordre supérieur a pu être développée à partir de l’amélioration d’un algorithme existant en ce domaine. On présente ensuite le cheminement qui a conduit à l’élaboration d’une technique d’estimation non linéaire exploitant les propriétés statistiques spécifiques des enveloppes complexes reçues, et ne possédant pas les limitations des algorithmes du second et quatrième ordre. Finalement, on présente le développement relatif à un algorithme d’estimation exploitant le caractère cyclostationnaire intrinsèque des signaux de communication dans un environnement asynchrone naturel. On montre comment un tel algorithme parvient à estimer la matrice de canal des signaux incidents indépendamment du caractère de corrélation spatiotemporel du bruit, et permettant de ce fait même une pleine exploitation du degré de liberté du réseau. La procédure d’estimation consiste en la résolution d’un problème de diagonalisation conjointe impliquant des matrices cibles issues d’une opération différentielle entre des matrices d’autocorrélation obtenues uniquement à partir de statistiques d’ordre deux. Pour chacune des contributions, des résultats de simulations sont présentés afin de confirmer l’efficacité des méthodes proposées.This thesis addresses the problem of parameter estimation of radio signals from mobile users using an antenna array. A rigorous theoretical approach to the problem is adopted in an attempt to overcome the limitations and disadvantages of existing estimation methods in this field. The main chapters have been written covering only the theoretical aspects related to the main contributions of the thesis, while at the same time providing an appropriate literature review on the considered topics. The thesis is divided into three main parts related to the aforesaid contributions. Following a review of the basics concepts in antenna array processing techniques for signal parameter estimation, we first present an improved version of an existing estimation algorithm expoiting higher-order statistics of the received signals. Subsequently, we show how a nonlinear estimation technique exploiting the specific statistical distributions of the received complex envelopes at the array can be developed in order to overcome the limitations of second and fourth-order algorithms. Finally, we present the development of an estimation algorithm exploiting the cyclostationary nature of communication signals in a natural asynchronous environment. We show how such an algorithm is able to estimate the channel matrix of the received signals independently of the spatial or temporal correlation structure of the noise, thereby enabling a full exploitation of the array’s degree of freedom. The estimation process is carried out by solving a joint diagonalization problem involving target matrices computed by a differential operation between autocorrelation matrices obtained by the sole use of second-order statistics. Various simulation experiments are presented for each contribution as a means of supporting and evidencing the effectiveness of the proposed methods

Abstracts on Radio Direction Finding (1899 - 1995)

The files on this record represent the various databases that originally composed the CD-ROM issue of "Abstracts on Radio Direction Finding" database, which is now part of the Dudley Knox Library's Abstracts and Selected Full Text Documents on Radio Direction Finding (1899 - 1995) Collection. (See Calhoun record https://calhoun.nps.edu/handle/10945/57364 for further information on this collection and the bibliography). Due to issues of technological obsolescence preventing current and future audiences from accessing the bibliography, DKL exported and converted into the three files on this record the various databases contained in the CD-ROM. The contents of these files are: 1) RDFA_CompleteBibliography_xls.zip [RDFA_CompleteBibliography.xls: Metadata for the complete bibliography, in Excel 97-2003 Workbook format; RDFA_Glossary.xls: Glossary of terms, in Excel 97-2003 Workbookformat; RDFA_Biographies.xls: Biographies of leading figures, in Excel 97-2003 Workbook format]; 2) RDFA_CompleteBibliography_csv.zip [RDFA_CompleteBibliography.TXT: Metadata for the complete bibliography, in CSV format; RDFA_Glossary.TXT: Glossary of terms, in CSV format; RDFA_Biographies.TXT: Biographies of leading figures, in CSV format]; 3) RDFA_CompleteBibliography.pdf: A human readable display of the bibliographic data, as a means of double-checking any possible deviations due to conversion

Cooperative Radio Communications for Green Smart Environments

The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin

Cooperative Radio Communications for Green Smart Environments

The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin

Design and Implementation of System Components for Radio Frequency Based Asset Tracking Devices to Enhance Location Based Services. Study of angle of arrival techniques, effects of mutual coupling, design of an angle of arrival algorithm, design of a novel miniature reconfigurable antenna optimised for wireless communication systems

The angle of arrival estimation of multiple sources plays a vital role in the field of array signal processing as MIMO systems can be employed at both the transmitter and the receiver end and the system capacity, reliability and throughput can be significantly increased by using array signal processing. Almost all applications require accurate direction of arrival (DOA) estimation to localize the sources of the signals. Another important parameter of localization systems is the array geometry and sensor design which can be application specific and is used to estimate the DOA. In this work, various array geometries and arrival estimation algorithms are studied and then a new scheme for multiple source estimation is proposed and evaluated based on the performance of subspace and non-subspace decomposition methods. The proposed scheme has shown to outperform the conventional Multiple Signal Classification (MUSIC) estimation and Bartlett estimation techniques. The new scheme has a better performance advantage at low and high signal to noise ratio values (SNRs). The research work also studies different array geometries for both single and multiple incident sources and proposes a geometry which is cost effective and efficient for 3, 4, and 5 antenna array elements. This research also considers the shape of the ground plane and its effects on the angle of arrival estimation and in addition it shows how the mutual couplings between the elements effect the overall estimation and how this error can be minimised by using a decoupling matrix. At the end, a novel miniaturised multi element reconfigurable antenna to represent the receiver base station is designed and tested. The antenna radiation patterns in the azimuth angle are almost omni-directional with linear polarisation. The antenna geometry is uniplanar printed logspiral with striplines feeding network and biased components to improve the impedance bandwidth. The antenna provides the benefit of small size, and re-configurability and is very well suited for the asset tracking applications

Advanced robust non-invasive foetal heart detection techniques during active labour using one pair of transabdominal electrodes

The thesis proposes and evaluates three state-of-the-art signal processing techniques to detect fetal heartbeats within each maternal cardiac cycle, during labour contractions, using only a pair of transabdominal electrodes. The first and second techniques are, namely, the structured third- order cumulant-slice-template matching and the bispectral-contours-template matching for fetal QRS identification, respectively. The third technique is based on the modified and appropriately weighted spectral multiple signal classification (MUSIC) with incorporated covariance matrix for uterine contraction noise-like interfering signals also contaminated with noise. Essentially, two modifications to the standard MUSIC have been developed in order to enhance the performance of the spectral estimator in our applied work. The first modification involves the introduction of an optimised weighting function to the segmented ECG covariance matrix, and is chiefly aimed at enhancing the fetal QRS major spectral peak which occurs at around 30 Hz against the mother QRS major spectral peak usually occurring around 17 Hz and all other noise contributions. Additional optional pseudo-bispectral enhancement to sharpen the maternal and fetal spectral peaks, in particular when the mother and fetal R-waves are temporally coincident, have been achieved. The second modification to the spectral MUSIC is the removal of the unjustified assumption that only white Gaussian noise is present and the incorporation of the actual measured labour uterine contraction covariance matrix in reconfigured subspace analysis. This inevitably leads to the generalised eigenvectors - eigenvalues decomposition modern signal processing. This is now coined the modified, interference incorporated pseudo-spectral MUSIC. The above mentioned first and second techniques are higher-order statistics-based (HOS) and hybrid involving both signal processing and NN classifiers. The third technique is second-order statistics-based (SOS). In all techniques, the removal of signal non-linearity with the aid of non-linear Volterra synthesisers plays a crucial part in the fetal detection integrity. Accurately assessed fetal heart classification rates as high as 95% have been achieved during labour, thus helping to provide non-invasive transparency to fetal intrapartum welfare. Performance analysis and evaluation processes involved more than 30 critical cases classified as “fetal under stress in labour” recorded in a London hospital database and used both transbadominal ECG electrodes and fetal scalp electrodes. The latter facilitates detection of the instantaneous fetal heart rate which is then used as the Reference Fetal Heart Rate in the assessment of the classification rate of each of the above mentioned techniques. It will be shown that the fetal heartbeats are completely masked by uterine activity and noise artefacts in all the recorded transabdominal maternal ECG signals. The fetal scalp electrode was, therefore, deemed necessary to provide the highest accurate measure of fetal heart functionality (from the hospital viewpoint), and in the assessment of the three non-invasive techniques presented in this thesis. The techniques may also be used during gestation and as early as 10 weeks