Comparison of forest attributes derived from two terrestrial lidar systems.

Abstract Terrestrial lidar (TLS) is an emerging technology for deriving forest attributes, including conventional inventory and canopy characterizations. However, little is known about the influence of scanner specifications on derived forest parameters. We compared two TLS systems at two sites in British Columbia. Common scanning benchmarks and identical algorithms were used to obtain estimates of tree diameter, position, and canopy characteristics. Visualization of range images and point clouds showed clear differences, even though both scanners were relatively high-resolution instruments. These translated into quantifiable differences in impulse penetration, characterization of stems and crowns far from the scan location, and gap fraction. Differences between scanners in estimates of effective plant area index were greater than differences between sites. Both scanners provided a detailed digital model of forest structure, and gross structural characterizations (including crown dimensions and position) were relatively robust; but comparison of canopy density metrics may require consideration of scanner attributes

Terrestrial laser scanning for vegetation analyses with a special focus on savannas

Savannas are heterogeneous ecosystems, composed of varied spatial combinations and proportions of woody and herbaceous vegetation. Most field-based inventory and remote sensing methods fail to account for the lower stratum vegetation (i.e., shrubs and grasses), and are thus underrepresenting the carbon storage potential of savanna ecosystems. For detailed analyses at the local scale, Terrestrial Laser Scanning (TLS) has proven to be a promising remote sensing technology over the past decade. Accordingly, several review articles already exist on the use of TLS for characterizing 3D vegetation structure. However, a gap exists on the spatial concentrations of TLS studies according to biome for accurate vegetation structure estimation. A comprehensive review was conducted through a meta-analysis of 113 relevant research articles using 18 attributes. The review covered a range of aspects, including the global distribution of TLS studies, parameters retrieved from TLS point clouds and retrieval methods. The review also examined the relationship between the TLS retrieval method and the overall accuracy in parameter extraction. To date, TLS has mainly been used to characterize vegetation in temperate, boreal/taiga and tropical forests, with only little emphasis on savannas. TLS studies in the savanna focused on the extraction of very few vegetation parameters (e.g., DBH and height) and did not consider the shrub contribution to the overall Above Ground Biomass (AGB). Future work should therefore focus on developing new and adjusting existing algorithms for vegetation parameter extraction in the savanna biome, improving predictive AGB models through 3D reconstructions of savanna trees and shrubs as well as quantifying AGB change through the application of multi-temporal TLS. The integration of data from various sources and platforms e.g., TLS with airborne LiDAR is recommended for improved vegetation parameter extraction (including AGB) at larger spatial scales. The review highlights the huge potential of TLS for accurate savanna vegetation extraction by discussing TLS opportunities, challenges and potential future research in the savanna biome

Opaque voxel-based tree models for virtual laser scanning in forestry applications

Virtual laser scanning (VLS), the simulation of laser scanning in a computer environment, is a useful tool for field campaign planning, acquisition optimisation, and development and sensitivity analyses of algorithms in various disciplines including forestry research. One key to meaningful VLS is a suitable 3D representation of the objects of interest. For VLS of forests, the way trees are constructed influences both the performance and the realism of the simulations. In this contribution, we analyse how well VLS can reproduce scans of individual trees in a forest. Specifically, we examine how different voxel sizes used to create a virtual forest affect point cloud metrics (e.g., height percentiles) and tree metrics (e.g., tree height and crown base height) derived from simulated point clouds. The level of detail in the voxelisation is dependent on the voxel size, which influences the number of voxel cells of the model. A smaller voxel size (i.e., more voxels) increases the computational cost of laser scanning simulations but allows for more detail in the object representation. We present a method that decouples voxel grid resolution from final voxel cube size by scaling voxels to smaller cubes, whose surface area is proportional to estimated normalised local plant area density. Voxel models are created from terrestrial laser scanning point clouds and then virtually scanned in one airborne and one UAV-borne simulation scenario. Using a comprehensive dataset of spatially overlapping terrestrial, UAV-borne and airborne laser scanning field data, we compare metrics derived from simulated point clouds and from real reference point clouds. Compared to voxel cubes of fixed size with the same base grid size, using scaled voxels greatly improves the agreement of simulated and real point cloud metrics and tree metrics. This can be largely attributed to reduced artificial occlusion effects. The scaled voxels better represent gaps in the canopy, allowing for higher and more realistic crown penetration. Similarly high accuracy in the derived metrics can be achieved using regular fixed-sized voxel models with notably finer resolution, e.g., 0.02 m. But this can pose a computational limitation for running simulations over large forest plots due to the ca. 50 times higher number of filled voxels. We conclude that opaque scaled voxel models enable realistic laser scanning simulations in forests and avoid the high computational cost of small fixed-sized voxels

Forest structure from terrestrial laser scanning – in support of remote sensing calibration/validation and operational inventory

Forests are an important part of the natural ecosystem, providing resources such as timber and fuel, performing services such as energy exchange and carbon storage, and presenting risks, such as fire damage and invasive species impacts. Improved characterization of forest structural attributes is desirable, as it could improve our understanding and management of these natural resources. However, the traditional, systematic collection of forest information – dubbed “forest inventory” – is time-consuming, expensive, and coarse when compared to novel 3-D measurement technologies. Remote sensing estimates, on the other hand, provide synoptic coverage, but often fail to capture the fine- scale structural variation of the forest environment. Terrestrial laser scanning (TLS) has demonstrated a potential to address these limitations, but its operational use has remained limited due to unsatisfactory performance characteristics vs. budgetary constraints of many end-users. To address this gap, my dissertation advanced affordable mobile laser scanning capabilities for operational forest structure assessment. We developed geometric reconstruction of forest structure from rapid-scan, low-resolution point cloud data, providing for automatic extraction of standard forest inventory metrics. To augment these results over larger areas, we designed a view-invariant feature descriptor to enable marker-free registration of TLS data pairs, without knowledge of the initial sensor pose. Finally, a graph-theory framework was integrated to perform multi-view registration between a network of disconnected scans, which provided improved assessment of forest inventory variables. This work addresses a major limitation related to the inability of TLS to assess forest structure at an operational scale, and may facilitate improved understanding of the phenomenology of airborne sensing systems, by providing fine-scale reference data with which to interpret the active or passive electromagnetic radiation interactions with forest structure. Outputs are being utilized to provide antecedent science data for NASA’s HyspIRI mission and to support the National Ecological Observatory Network’s (NEON) long-term environmental monitoring initiatives

On the use of rapid-scan, low point density terrestrial laser scanning (TLS) for structural assessment of complex forest environments

Forests fulfill an important role in natural ecosystems, e.g., they provide food, fiber, habitat, and biodiversity, all of which contribute to stable ecosystems. Assessing and modeling the structure and characteristics in forests can lead to a better understanding and management of these resources. Traditional methods for collecting forest traits, known as “forest inventory”, is achieved using rough proxies, such as stem diameter, tree height, and foliar coverage; such parameters are limited in their ability to capture fine-scale structural variation in forest environments. It is in this context that terrestrial laser scanning (TLS) has come to the fore as a tool for addressing the limitations of traditional forest structure evaluation methods. However, there is a need for improving TLS data processing methods. In this work, we developed algorithms to assess the structure of complex forest environments – defined by their stem density, intricate root and stem structures, uneven-aged nature, and variable understory - using data collected by a low-cost, portable TLS system, the Compact Biomass Lidar (CBL). The objectives of this work are listed as follow: 1. Assess the utility of terrestrial lidar scanning (TLS) to accurately map elevation changes (sediment accretion rates) in mangrove forest; 2. Evaluate forest structural attributes, e.g., stems and roots, in complex forest environments toward biophysical characterization of such forests; and 3. Assess canopy-level structural traits (leaf area index; leaf area density) in complex forest environments to estimate biomass in rapidly changing environments. The low-cost system used in this research provides lower-resolution data, in terms of scan angular resolution and resulting point density, when compared to higher-cost commercial systems. As a result, the algorithms developed for evaluating the data collected by such systems should be robust to issues caused by low-resolution 3D point cloud data. The data used in various parts of this work were collected from three mangrove forests on the western Pacific island of Pohnpei in the Federated States of Micronesia, as well as tropical forests in Hawai’i, USA. Mangrove forests underscore the economy of this region, where more than half of the annual household income is derived from these forests. However, these mangrove forests are endangered by sea level rise, which necessitates an evaluation of the resilience of mangrove forests to climate change in order to better protect and manage these ecosystems. This includes the preservation of positive sediment accretion rates, and stimulating the process of root growth, sedimentation, and peat development, all of which are influenced by the forest floor elevation, relative to sea level. Currently, accretion rates are measured using surface elevation tables (SETs), which are posts permanently placed in mangrove sediments. The forest floor is measured annually with respect to the height of the SETs to evaluate changes in elevation (Cahoon et al. 2002). In this work, we evaluated the ability of the CBL system for measuring such elevation changes, to address objective #1. Digital Elevation Models (DEMs) were produced for plots, based on the point cloud resulted from co-registering eight scans, spaced 45 degree, per plot. DEMs are refined and produced using Cloth Simulation Filtering (CSF) and kriging interpolation. CSF was used because it minimizes the user input parameters, and kriging was chosen for this study due its consideration of the overall spatial arrangement of the points using semivariogram analysis, which results in a more robust model. The average consistency of the TLS-derived elevation change was 72%, with and RMSE value of 1.36 mm. However, what truly makes the TLS method more tenable, is the lower standard error (SE) values when compared to manual methods (10-70x lower). In order to achieve our second objective, we assessed structural characteristics of the above-mentioned mangrove forest and also for tropical forests in Hawaii, collected with the same CBL scanner. The same eight scans per plot (20 plots) were co-registered using pairwise registration and the Iterative Closest Point (ICP). We then removed the higher canopy using a normal change rate assessment algorithm. We used a combination of geometric classification techniques, based on the angular orientation of the planes fitted to points (facets), and machine learning 3D segmentation algorithms to detect tree stems and above-ground roots. Mangrove forests are complex forest environments, containing above-ground root mass, which can create confusion for both ground detection and structural assessment algorithms. As a result, we needed to train a supporting classifier on the roots to detect which root lidar returns were classified as stems. The accuracy and precision values for this classifier were assessed via manual investigation of the classification results in all 20 plots. The accuracy and precision for stem classification were found to be 82% and 77%, respectively. The same values for root detection were 76% and 68%, respectively. We simulated the stems using alpha shapes in order to assess their volume in the final step. The consistency of the volume evaluation was found to be 85%. This was obtained by comparing the mean stem volume (m3/ha) from field data and the TLS data in each plot. The reported accuracy is the average value for all 20 plots. Additionally, we compared the diameter-at-breast-height (DBH), recorded in the field, with the TLS-derived DBH to obtain a direct measure of the precision of our stem models. DBH evaluation resulted in an accuracy of 74% and RMSE equaled 7.52 cm. This approach can be used for automatic stem detection and structural assessment in a complex forest environment, and could contribute to biomass assessment in these rapidly changing environments. These stem and root structural assessment efforts were complemented by efforts to estimate canopy-level structural attributes of the tropical Hawai’i forest environment; we specifically estimated the leaf area index (LAI), by implementing a density-based approach. 242 scans were collected using the portable low-cost TLS (CBL), in a Hawaii Volcano National Park (HAVO) flux tower site. LAI was measured for all the plots in the site, using an AccuPAR LP-80 Instrument. The first step in this work involved detection of the higher canopy, using normal change rate assessment. After segmenting the higher canopy from the lidar point clouds, we needed to measure Leaf Area Density (LAD), using a voxel-based approach. We divided the canopy point cloud into five layers in the Z direction, after which each of these five layers were divided into voxels in the X direction. The sizes of these voxels were constrained based on interquartile analysis and the number of points in each voxel. We hypothesized that the power returned to the lidar system from woody materials, like branches, exceeds that from leaves, due to the liquid water absorption of the leaves and higher reflectivity for woody material at the 905 nm lidar wavelength. We evaluated leafy and woody materials using images from projected point clouds and determined the density of these regions to support our hypothesis. The density of points in a 3D grid size of 0.1 m, which was determined by investigating the size of the branches in the lower portion of the higher canopy, was calculated in each of the voxels. Note that “density” in this work is defined as the total number of points per grid cell, divided by the volume of that cell. Subsequently, we fitted a kernel density estimator to these values. The threshold was set based on half of the area under the curve in each of the distributions. The grid cells with a density below the threshold were labeled as leaves, while those cells with a density above the threshold were set as non-leaves. We then modeled the LAI using the point densities derived from TLS point clouds, achieving a R2 value of 0.88. We also estimated the LAI directly from lidar data by using the point densities and calculating leaf area density (LAD), which is defined as the total one-sided leaf area per unit volume. LAI can be obtained as the sum of the LAD values in all the voxels. The accuracy of LAI estimation was found to be 90%. Since the LAI values cannot be considered spatially independent throughout all the plots in this site, we performed a semivariogram analysis on the field-measured LAI data. This analysis showed that the LAI values can be assumed to be independent in plots that are at least 30 m apart. As a result, we divided the data into six subsets, where each of the plots were 30 meter spaced for each subset. LAI model R2 values for these subsets ranged between 0.84 - 0.96. The results bode well for using this method for automatic estimation of LAI values in complex forest environments, using a low-cost, low point density, rapid-scan TLS

Carisma workshop: from 21 to 23 August 2017 in Helsinki, Finland

Abstraktit201

Mapping Forest Regeneration from Terrestrial Laser Scans

Az erdei újulati foltok helye, kiterjedése, borítottsága és törzsszáma kulcsfontosságú tényezők az erdődinamikai folyamatok feltárásában és a többkorú faállományok kezelésében. A fatermési modellek előállítása, az üzemi gyakorlatban végzett erdőművelés valamint erdőfeltárás pontos és objektív módszereket kíván az újulat helyének meghatározására. A földi lézeres letapogatás kiválóan alkalmas törzstérképek előállítására, ám az adatok feldolgozásához szükséges eljárásokat eddig csak szálerdőkre fejlesztettek ki. A tanulmány olyan automatikus eljárást mutat be, ami 3–6 méter magasságú faegyedek lézeres letapogatás adataiból történő azonosítását teszi lehetővé. Három, különböző jellegű újulati foltban létesített mintaterületen a ponthalmaz vizuális interpretációjával azonosított törzsek 79–90%-át sikerült automatikus úton felismerni. Az eljárás teljesítményét a vizsgált állományjellemzők közül elsősorban a törzsszám befolyásolta, míg az ágak mennyiségének hatása elenyésző. Az elért eredmények rámutatnak, hogy a földi lézeres letapogatás alkalmas az újulat mennyiségének felmérésére, így a folyamatos borítású erdők leírásának ígéretes eszköze lehet

Innovations in ground and airborne technologies as reference and for training and validation : terrestrial laser scanning (TLS)

The use of terrestrial laser scanning (TLS) to provide accurate estimates of 3D forest canopy structure and above-ground biomass (AGB) has developed rapidly. Here, we provide an overview of the state of the art in using TLS for estimating forest structure for AGB. We provide a general overview of TLS methods and then outline the advantages and limitations of TLS for estimating AGB. We discuss the specific type of measurements that TLS can provide, tools and methods that have been developed for turning TLS point clouds into quantifiable metrics of tree size and volume, as well as some of the challenges to improving these measurements. We discuss the role of TLS for enabling accurate calibration and validation (cal/val) of Earth observation (EO)-derived estimates of AGB from spaceborne lidar and RADAR missions. We give examples of the types of TLS equipment that are in use and how these might develop in future, and we show examples of where TLS has already been applied to measuring AGB in the tropics in particular. Comparing TLS with harvested AGB shows r(2)>0.95 for all studies thus far, with absolute agreement to within 10% at the individual tree level for all trees and to within 2% in the majority of cases. Current limitations to the uptake of TLS include the capital cost of some TLS equipment, processing complexity and the relatively small coverage that is possible. We argue that combining TLS measurements with the existing ground-based survey approaches will allow improved allometric models and better cal/val, resulting in improved regional and global estimates of AGB from space, with better-characterised, lower uncertainties. The development of new, improved equipment and methods will accelerate this process and make TLS more accessible

Terrestrial laser scanning for plot-scale forest measurement

Plot-scale measurements have been the foundation for forest surveys and reporting for over 200 years. Through recent integration with airborne and satellite remote sensing, manual measurements of vegetation structure at the plot scale are now the basis for landscape, continental and international mapping of our forest resources. The use of terrestrial laser scanning (TLS) for plot-scale measurement was first demonstrated over a decade ago, with the intimation that these instruments could replace manual measurement methods. This has not yet been the case, despite the unparalleled structural information that TLS can capture. For TLS to reach its full potential, these instruments cannot be viewed as a logical progression of existing plot-based measurement. TLS must be viewed as a disruptive technology that requires a rethink of vegetation surveys and their application across a wide range of disciplines. We review the development of TLS as a plotscale measurement tool, including the evolution of both instrument hardware and key data processing methodologies. We highlight two broad data modelling approaches of gap probability and geometrical modelling and the basic theory that underpins these. Finally, we discuss the future prospects for increasing the utilisation of TLS for plot-scale forest assessment and forest monitoring