Synchronization Algorithms and Receiver Structures for Multiuser Filter Bank Uplink Systems

We address the synchronization problem in an uplink multiuser filter bank system. The system differs from orthogonal frequency division multiple access (OFDMA) since it deploys subchannel frequency confined pulses. User multiplexing is still accomplished by partitioning the tones among the active users. Users are asynchronous such that the received signals experience independent time offsets, carrier frequency offsets, and multipath fading. We first consider the synchronization problem in conventional receivers that implement an analysis filter bank with precompensation of the subchannel time and frequency offsets followed by recursive least square linear subchannel equalization. Several correlation metrics that use data training are described. Then, we consider the synchronization problem in a novel multiuser receiver that comprises two efficiently implemented fractionally spaced analysis filter banks. In this receiver, time/frequency compensation can be jointly done for all the users. Despite its lower complexity, we show that it approaches the performance of single-user transmission

Maximum SINR Synchronization Strategies in Multiuser Filter Bank Schemes

We consider synchronization in a multiuser filter bank uplink system with single-user detection. Perfect user synchronization is not the optimal choice as the intuition would suggest. To maximize performance the synchronization parameters have to be chosen to maximize the signal-to-interference-plus-noise ratio (SINR) at each equalizer subchannel output. However, the resulting filter bank receiver structure becomes complex. Therefore, we consider two simplified synchronization metrics that are based on the maximization of the average SINR of a given user or the aggregate SINR of all users. Furthermore, a relaxation of the aggregate SINR metric allows implementing an efficient multiuser analysis filter bank. This receiver deploys two fractionally spaced analysis stages. Each analysis stage is efficiently implemented via a polyphase filter bank, followed by an extended discrete Fourier transform that allows the user frequency offsets to be partly compensated. Then, sub-channel maximum SINR equalization is used. We discuss the application of the proposed solution to Orthogonal Frequency Division Multiple Access (OFDMA) and multiuser Filtered Multitone (FMT) systems

Near far resistant detection for CDMA personal communication systems.

The growth of Personal Communications, the keyword of the 90s, has already the signs of a technological revolution. The foundations of this revolution are currently set through the standardization of the Universal Mobile Telecommunication System (UMTS), a communication system with synergistic terrestrial and satellite segments. The main characteristic of the UMTS radio interface, is the provision of ISDN services. Services with higher than voice data rates require more spectrum, thus techniques that utilize spectrum as efficiently as possible are currently at the forefront of the research community interests. Two of the most spectrally efficient multiple access technologies, namely. Code Division Multiple Access (CDMA) and Time Division Multiple Access (TDMA) concentrate the efforts of the European telecommunity.This thesis addresses problems and. proposes solutions for CDMA systems that must comply with the UMTS requirements. Prompted by Viterbi's call for further extending the potential of CDMA through signal processing at the receiving end, we propose new Minimum Mean Square Error receiver architectures. MMSE detection schemes offer significant advantages compared to the conventional correlation based receivers as they are NEar FAr Resistant (NEFAR) over a wide range of interfering power levels. The NEFAR characteristic of these detectors reduces considerably the requirements of the power control loops currently found in commercial CDMA systems. MMSE detectors are also found, to have significant performance gains over other well established interference cancellation techniques like the decorrelating detector, especially in heavily loaded system conditions. The implementation architecture of MMSE receivers can be either Multiple-Input Multiple Output (MIMO) or Single-Input Single-Output. The later offers not only complexity that is comparable to the conventional detector, but also has the inherent advantage of employing adaptive algorithms which can be used to provide both the dispreading and the interference cancellation function, without the knowledge of the codes of interfering users. Furthermore, in multipath fading channels, adaptive MMSE detectors can exploit the multipath diversity acting as RAKE combiners. The later ability is distinctive to MMSE based receivers, and it is achieved in an autonomous fashion, without the knowledge of the multipath intensity profile. The communicator achieves its performance objectives by the synergy of the signal processor and the channel decoder. According to the propositions of this thesis, the form of the signal processor needs to be changed, in order to exploit the horizons of spread spectrum signaling. However, maximum likelihood channel decoding algorithms need not change. It is the way that these algorithms are utilized that needs to be revis ed. In this respect, we identify three major utilization scenarios and an attempt is made to quantify which of the three best matches the requirements of a UMTS oriented CDMA radio interface. Based on our findings, channel coding can be used as a mapping technique from the information bit to a more ''intelligent" chip, matching the ''intelligence" of the signal processor

Capacity, coding and interference cancellation in multiuser multicarrier wireless communications systems

Multicarrier modulation and multiuser systems have generated a great deal of research during the last decade. Orthogonal Frequency Division Multiplexing (OFDM) is a multicarrier modulation generated with the inverse Discrete Fourier Transform, which has been adopted for standards in wireless and wire-line communications. Multiuser wireless systems using multicarrier modulation suffer from the effects of dispersive fading channels, which create multi-access, inter-symbol, and inter-carrier interference (MAI, ISI, ICI). Nevertheless, channel dispersion also provides diversity, which can be exploited and has the potential to increase robustness against fading. Multiuser multi-carrier systems can be implemented using Orthogonal Frequency Division Multiple Access (OFDMA), a flexible orthogonal multiplexing scheme that can implement time and frequency division multiplexing, and using multicarrier code division multiple access (MC-CDMA). Coding, interference cancellation, and resource sharing schemes to improve the performance of multiuser multicarrier systems on wireless channels were addressed in this dissertation. Performance of multiple access schemes applied to a downlink multiuser wireless system was studied from an information theory perspective and from a more practical perspective. For time, frequency, and code division, implemented using OFDMA and MC-CDMA, the system outage capacity region was calculated for a correlated fading channel. It was found that receiver complexity determines which scheme offers larger capacity regions, and that OFDMA results in a better compromise between complexity and performance than MC-CDMA. From the more practical perspective of bit error rate, the effects of channel coding and interleaving were investigated. Results in terms of coding bounds as well as simulation were obtained, showing that OFDMAbased orthogonal multiple access schemes are more sensitive to the effectiveness of the code to provide diversity than non-orthogonal, MC-CDMA-based schemes. While cellular multiuser schemes suffer mainly from MAI, OFDM-based broadcasting systems suffer from ICI, in particular when operating as a single frequency network (SFN). It was found that for SFN the performance of a conventional OFDM receiver rapidly degrades when transmitters have frequency synchronization errors. Several methods based on linear and decision-feedback ICI cancellation were proposed and evaluated, showing improved robustness against ICI. System function characterization of time-variant dispersive channels is important for understanding their effects on single carrier and multicarrier modulation. Using time-frequency duality it was shown that MC-CDMA and DS-CDMA are strictly dual on dispersive channels. This property was used to derive optimal matched filter structures, and to determine a criterion for the selection of spreading sequences for both DS and MC CDMA. The analysis of multiple antenna systems provided a unified framework for the study of DS-CDMA and MC-CDMA on time and frequency dispersive channels, which can also be used to compare their performance

MIMO-UFMC Transceiver Schemes for Millimeter Wave Wireless Communications

The UFMC modulation is among the most considered solutions for the realization of beyond-OFDM air interfaces for future wireless networks. This paper focuses on the design and analysis of an UFMC transceiver equipped with multiple antennas and operating at millimeter wave carrier frequencies. The paper provides the full mathematical model of a MIMO-UFMC transceiver, taking into account the presence of hybrid analog/digital beamformers at both ends of the communication links. Then, several detection structures are proposed, both for the case of single-packet isolated transmission, and for the case of multiple-packet continuous transmission. In the latter situation, the paper also considers the case in which no guard time among adjacent packets is inserted, trading off an increased level of interference with higher values of spectral efficiency. At the analysis stage, the several considered detection structures and transmission schemes are compared in terms of bit-error-rate, root-mean-square-error, and system throughput. The numerical results show that the proposed transceiver algorithms are effective and that the linear MMSE data detector is capable of well managing the increased interference brought by the removal of guard times among consecutive packets, thus yielding throughput gains of about 10 - 13 $\%$. The effect of phase noise at the receiver is also numerically assessed, and it is shown that the recursive implementation of the linear MMSE exhibits some degree of robustness against this disturbance

Adaptive bootstrap signal separators for BPSK/QAM-modulated wireless CDMA systems in a multipath environment

CDMA is an attractive multiple-access scheme, because of its potential capacity increase and its anti-multipath fading capability. For satisfactory performance, however, the effect of the near-far problem has to be resolved. This problem can be combated by using power-control, which, however, results in an overall reduction in communication ranges, and thus in a loss of capacity. Among other methods for mitigating the near-far problem is the use of decorrelating receivers, both of fixed type, which directly utilizes the cross-correlation of the users codes, and of adaptive type, which uses recursive algorithms that leads to signal decorrelation. Not to lessen the importance of other adaptive algorithms, the current research concentrates on what was termed in the literature bootstrap algorithm . Although the emphasis will be on applying the adaptive bootstrap decorrelator, the fixed type will be used primarily to provide comparison. Also used for comparison are both blind adaptive and training sequence based MMSE. Most of the literature on multiuser detection has been assuming BPSK. However, a need for transferring wideband data demands using modulation schemes with high bits/cycle, such as QAM. Therefore, modification of the receiver is considered, so that QAM-modulation can be applied efficiently, using the complex signal approach of this modulation. For the asynchronous channel, vast amounts of research have been devoted to using one-shot matched filter banks followed by conventional decorrelators which implement the inverse of some (partial) correlation matrix. In this work, an adaptive bootstrap version is presented, which is suitable for the one-shot structure shown previously to be more robust to errors in delay estimation. It has also been noted that such a correlation matrix can, depending on the channel characteristics, become ill-conditioned or even singular. Therefore, another matched filtering structure, followed by what is called a multishot conventional (fixed type) decorrelator, has been previously suggested to mitigate this singularity problem. However, the fixed type of the multishot decorrelator is expected to have similar non-robustness to errors in delay estimation as was previously shown for the one-shot. Therefore, the adaptive multishot bootstrap decorrelator is presented and evaluated. Also, by adding an adaptive canceler, an extension to the above matched filter-decorrelator combination, will be proposed and evaluated. A multipath time-variant fading environment will be used in some of these performance evaluations. Finally, when handling multipath channels, the question is raised whether path combining should be done before or after the signals are decorrelated. For the asynchronous case, a one-shot extension of the bootstrap algorithm is presented, which is capable of decorrelating the signals from resolved paths of different users, to facilitate the decorrelate before combining case

Adaptive DS-CDMA multiuser detection for time variant frequency selective Rayleigh fading channel

The current digital wireless mobile system such as IS-95, which is based on direct sequence Code Division Multiple Access (DS-CDMA) technology, will not be able to meet the growing demands for multimedia service due to low information exchanging rate. Its capacity is also limited by multiple accessed interference (MAI) signals. This work focuses on the development of adaptive algorithms for multiuser detection (MUD) and interference suppression for wideband direct sequence code division multiple access (DS-CDMA) systems over time-variant frequency selective fading channels. In addition, channel acquisition and delay estimation techniques are developed to combat the uncertainty introduced by the wireless propagation channel. This work emphasizes fast and simple techniques that can meet practical needs for high data rate signal detection. Most existing literature is not suitable for the large delay spread in wideband systems due to high computational/ hardware complexity. A de-biasing decorrelator is developed whose computational complexity is greatly reduced without sacrificing performance. An adaptive bootstrap symbolbased signal separator is also proposed for a time-variant channel. These detectors achieve MUD for asynchronous, large delay spread, fading channels without training sequences. To achieve high data rate communication, a finite impulse response (FIR) filter based detector is presented for M-ary QAM modulated signals in a multipath Rayleigh fading channel. It is shown that the proposed detector provides a stable performance for QAM signal detection with unknown fading and phase shift. It is also shown that this detector can be easily extended to the reception of any M-ary quadrature modulated signal. A minimum variance decorrelating (MVD) receiver with adaptive channel estimator is presented in this dissertation. It provides comparable performance to a linear MMSE receiver even in a deep fading environment and can be implemented blindly. Using the MVD receiver as a building-block, an adaptive multistage parallel interference cancellation (PIC) scheme and a successive interference cancellation (SIC) scheme were developed. The total number of stages is kept at a minimum as a result of the accurate estimating of the interfering users at the earliest stages, which reduces the implementation complexity, as well as the processing delay. Jointly with the MVD receiver, a new transmit diversity (TD) scheme, called TD-MVD, is proposed. This scheme improves the performance without increasing the bandwidth. Unlike other TD techniques, this TDMVD scheme has the inherent advantage to overcome asynchronous multipath transmission. It brings flexibility in the design of TD antenna systems without restrict signal coordination among those multiple transmissions, and applicable for both existing and next generation of CDMA systems. A maximum likelihood based delay and channel estimation algorithm with reduced computational complexity is proposed. This algorithm uses a diagonal simplicity technique as well as the asymptotically uncorrelated property of the received signal in the frequency domain. In combination with oversampling, this scheme does not suffer from a singularity problem and the performance quickly approaches the Cramer-Rao lower bound (CRLB) while maintaining a computational complexity that is as low as the order of the signal dimension