TRANSMISSION PERFORMANCE OPTIMIZATION IN FIBER-WIRELESS ACCESS NETWORKS USING MACHINE LEARNING TECHNIQUES

The objective of this dissertation is to enhance the transmission performance in the fiber-wireless access network through mitigating the vital system limitations of both analog radio over fiber (A-RoF) and digital radio over fiber (D-RoF), with machine learning techniques being systematically implemented. The first thrust is improving the spectral efficiency for the optical transmission in the D-RoF to support the delivery of the massive number of bits from digitized radio signals. Advanced digital modulation schemes like PAM8, discrete multi-tone (DMT), and probabilistic shaping are investigated and implemented, while they may introduce severe nonlinear impairments on the low-cost optical intensity-modulation-direct-detection (IMDD) based D-RoF link with a limited dynamic range. An efficient deep neural network (DNN) equalizer/decoder to mitigate the nonlinear degradation is therefore designed and experimentally verified. Besides, we design a neural network based digital predistortion (DPD) to mitigate the nonlinear impairments from the whole link, which can be integrated into a transmitter with more processing resources and power than a receiver in an access network. Another thrust is to proactively mitigate the complex interferences in radio access networks (RANs). The composition of signals from different licensed systems and unlicensed transmitters creates an unprecedently complex interference environment that cannot be solved by conventional pre-defined network planning. In response to the challenges, a proactive interference avoidance scheme using reinforcement learning is proposed and experimentally verified in a mmWave-over-fiber platform. Except for the external sources, the interference may arise internally from a local transmitter as the self-interference (SI) that occupies the same time and frequency block as the signal of interest (SOI). Different from the conventional subtraction-based SI cancellation scheme, we design an efficient dual-inputs DNN (DI-DNN) based canceller which simultaneously cancels the SI and recovers the SOI.Ph.D

Next-generation High-Capacity Communications with High Flexibility, Efficiency, and Reliability

The objective of this dissertation is to address the flexibility, efficiency and reliability in high-capacity heterogeneous communication systems. We will experimentally investigate the shaping techniques, and further extend them to more diverse and complicated scenarios, which result in more flexible systems. The scenarios include 1) entropy allocation scheme under uneven frequency response for multi-carrier system, 2) fiber-free space optics link using unipolar pairwise distribution, and 3) flexible rate passive optical network with a wide range of received optical powers. Next, we perform efficiency analysis in inter-data center and long-haul communications. We will characterize the impact of the laser linewidth, jitter tones, and the flicker noise on coherent systems with different baud rates and fiber lengths through theoretical analysis, simulation, and experimental validation. The trade-off analysis indicates the importance of setting up frequency noise power spectral density masks to qualify the transceiver laser design. Besides efficiency analysis, we will also work on efficient system architecture and algorithm design. We investigate the combined impact of various hardware impairments using proposed simplified DSP schemes in beyond 800G self-homodyne coherent system. The proposed scheme is very promising for next-generation intra-data center applications. On the other hand, to improve the data efficiency of the nonlinearity correction algorithm in broadband communication systems, we leverage the semi-supervised method and Lasso. Experimental results validate that Lasso can reduce the required pilot symbol number by exploiting the sparsity of the tap coefficients. Semi-supervised method can further enhance the system performance without introducing additional overhead. Last but not least, regarding reliability, we propose and experimentally demonstrate an ultra-reliable integrated millimeter wave and free space optics analog radio over fiber system with algorithm design. The multiple-spectra operation shows superior performance in reliability and sensitivity compared to the conventional systems, even in extreme weather conditions and strong burst interference.Ph.D

Spectral Properties of Phase Noises and the Impact on the Performance of Optical Interconnects

The non-ending growth of data traffic resulting from the continuing emergence of Internet applications with high data-rate demands sets huge capacity requirements on optical interconnects and transport networks. This requires the adoption of optical communication technologies that can make the best possible use of the available bandwidths of electronic and electro-optic components to enable data transmission with high spectral efficiency (SE). Therefore, advanced modulation formats are required to be used in conjunction with energy-efficient and cost-effective transceiver schemes, especially for medium- and short-reach applications. Important challenges facing these goals are the stringent requirements on the characteristics of optical components comprising these systems, especially laser sources. Laser phase noise is one of the most important performance-limiting factors in systems with high spectral efficiency. In this research work, we study the effects of the spectral characteristics of laser phase noise on the characterization of lasers and their impact on the performance of digital coherent and self-coherent optical communication schemes. The results of this study show that the commonly-used metric to estimate the impact of laser phase noise on the performance, laser linewidth, is not reliable for all types of lasers. Instead, we propose a Lorentzian-equivalent linewidth as a general characterization parameter for laser phase noise to assess phase noise-related system performance. Practical aspects of determining the proposed parameter are also studied and its accuracy is validated by both numerical and experimental demonstrations. Furthermore, we study the phase noises in quantum-dot mode-locked lasers (QD-MLLs) and assess the feasibility of employing these devices in coherent applications at relatively low symbol rates with high SE. A novel multi-heterodyne scheme for characterizing the phase noise of laser frequency comb sources is also proposed and validated by experimental results with the QD-MLL. This proposed scheme is capable of measuring the differential phase noise between multiple spectral lines instantaneously by a single measurement. Moreover, we also propose an energy-efficient and cost-effective transmission scheme based on direct detection of field-modulated optical signals with advanced modulation formats, allowing for higher SE compared to the current pulse-amplitude modulation schemes. The proposed system combines the Kramers-Kronig self-coherent receiver technique, with the use of QD-MLLs, to transmit multi-channel optical signals using a single diode laser source without the use of the additional RF or optical components required by traditional techniques. Semi-numerical simulations based on experimentally captured waveforms from practical lasers show that the proposed system can be used even for metro scale applications. Finally, we study the properties of phase and intensity noise changes in unmodulated optical signals passing through saturated semiconductor optical amplifiers for intensity noise reduction. We report, for the first time, on the effect of phase noise enhancement that cannot be assessed or observed by traditional linewidth measurements. We demonstrate the impact of this phase noise enhancement on coherent transmission performance by both semi-numerical simulations and experimental validation

Digital Signal Processing for Optical Communications and Coherent LiDAR

Internet data traffic within data centre, access and metro networks is experiencing unprecedented growth driven by many data-intensive applications. Significant efforts have been devoted to the design and implementation of low-complexity digital signal processing (DSP) algorithms that are suitable for these short-reach optical links. In this thesis, a novel low-complexity frequency-domain (FD) multiple-input multiple-output (MIMO) equaliser with momentum-based gradient descent algorithm is proposed, capable of mitigating both static and dynamic impairments arising from the optical fibre. The proposed frequency-domain equaliser (FDE) also improves the robustness of the adaptive equaliser against feedback latencies which is the main disadvantage of FD adaptive equalisers under rapid channel variations. The development and maturity of optical fibre communication techniques over the past few decades have also been beneficial to many other fields, especially coherent light detection and ranging (LiDAR) techniques. Many applications of coherent LiDAR are also cost-sensitive, e.g., autonomous vehicles (AVs). Therefore, in this thesis, a low-cost and low-complexity single-photodiode-based coherent LiDAR system is investigated. The receiver sensitivity performance of this receiver architecture is assessed through both simulations and experiments, using two ranging waveforms known as double-sideband (DSB) amplitude-modulated chirp signal and single-sideband (SSB) frequency-modulated continuous-wave (FMCW) signals. Besides, the impact of laser phase noise on the ranging precision when operating within and beyond the laser coherence length is studied. Achievable ranging precision beyond the laser coherence length is quantified

Advanced digital signal processing for coherent optical OFDM transmissions

Coherent optical orthogonal frequency division multiplexing (CO-OFDM) has been actively considered as a potential candidate for long-haul transmission and 400 Gb/s to 1 Tb/s Ethernet transport because of its high spectral efficiency, efficient implementation, flexibility and robustness against linear impairments such as chromatic dispersion and polarization mode dispersion. However, due to the long symbol duration and narrow subcarrier spacing, CO-OFDM systems are sensitive to laser phase noise and fibre nonlinearity induced penalties. As a result, the development of CO-OFDM transmission technology crucially relies on efficient techniques to compensate for the laser phase noise and fibre nonlinearity impairments. In this thesis, high performance and low complexity digital signal processing techniques for laser phase noise and fibre nonlinearity compensation in CO-OFDM transmissions are demonstrated. For laser phase noise compensation, three novel techniques, namely quasipilot-aided, decision-directed-free blind and multiplier-free blind are introduced. For fibre nonlinear compensation, two novel techniques which are referred to as phase conjugated pilots and phase conjugated subcarrier coding, are proposed. All these abovementioned digital signal processing techniques offer high performances and flexibilities while requiring relatively low complexities in comparison with other existing phase noise and nonlinear compensation techniques. As a result of the developments of these digital signal processing techniques, CO-OFDM technology is expected to play a significant role in future ultra-high capacity optical network. In addition, this thesis also presents preliminary study on nonlinear Fourier transform based transmission schemes in which OFDM is a highly suitable modulation format. The obtained result paves the way towards a truly flexible nonlinear wave-division multiplexing system that allows the current nonlinear transmission limitations to be exceeded

Experimental implementation of a neural network optical channel equalizer in restricted hardware using pruning and quantization

The deployment of artificial neural networks-based optical channel equalizers on edge-computing devices is critically important for the next generation of optical communication systems. However, this is still a highly challenging problem, mainly due to the computational complexity of the artificial neural networks (NNs) required for the efficient equalization of nonlinear optical channels with large dispersion-induced memory. To implement the NN-based optical channel equalizer in hardware, a substantial complexity reduction is needed, while we have to keep an acceptable performance level of the simplified NN model. In this work, we address the complexity reduction problem by applying pruning and quantization techniques to an NN-based optical channel equalizer. We use an exemplary NN architecture, the multi-layer perceptron (MLP), to mitigate the impairments for 30 GBd 1000 km transmission over a standard single-mode fiber, and demonstrate that it is feasible to reduce the equalizer's memory by up to 87.12%, and its complexity by up to 78.34%, without noticeable performance degradation. In addition to this, we accurately define the computational complexity of a compressed NN-based equalizer in the digital signal processing (DSP) sense. Further, we examine the impact of using hardware with different CPU and GPU features on the power consumption and latency for the compressed equalizer. We also verify the developed technique experimentally, by implementing the reduced NN equalizer on two standard edge-computing hardware units: Raspberry Pi 4 and Nvidia Jetson Nano, which are used to process the data generated via simulating the signal's propagation down the optical-fiber system

Proceedings of the Second International Mobile Satellite Conference (IMSC 1990)

Presented here are the proceedings of the Second International Mobile Satellite Conference (IMSC), held June 17-20, 1990 in Ottawa, Canada. Topics covered include future mobile satellite communications concepts, aeronautical applications, modulation and coding, propagation and experimental systems, mobile terminal equipment, network architecture and control, regulatory and policy considerations, vehicle antennas, and speech compression

Raman fibre laser based amplification in coherent transmission systems

The thesis presents a detailed study of different Raman fibre laser (RFL) based amplification techniques and their applications in long-haul/unrepeatered coherent transmission systems. RFL based amplifications techniques were characterised from different aspects, including signal/noise power distributions, relative intensity noise (RIN), mode structures of induced Raman fibre lasers, and so on. It was found for the first time that RFL based amplification techniques could be divided into three categories in terms of the fibre laser regime, which were Fabry-Perot fibre laser with two FBGs, weak Fabry-Perot fibre laser with one FBG and very low reflection near the input, and random distributed feedback (DFB) fibre laser with one FBG. It was also found that lowering the reflection near the input could mitigate the RIN of the signal significantly, thanks to the reduced efficiency of the Stokes shift from the FW-propagated pump. In order to evaluate the transmission performance, different RFL based amplifiers were evaluated and optimised in long-haul coherent transmission systems. The results showed that Fabry-Perot fibre laser based amplifier with two FBGs gave >4.15 dB Q factor penalty using symmetrical bidirectional pumping, as the RIN of the signal was increased significantly. However, random distributed feedback fibre laser based amplifier with one FBG could mitigate the RIN of the signal, which enabled the use of bidirectional second order pumping and consequently give the best transmission performance up to 7915 km. Furthermore, using random DFB fibre laser based amplifier was proved to be effective to combat the nonlinear impairment, and the maximum reach was enhanced by >28% in mid-link single/dual band optical phase conjugator (OPC) transmission systems. In addition, unrepeatered transmission over >350 km fibre length using RFL based amplification technique were presented experimentally using DP-QPSK and DP-16QAM transmitter

Otimização do fronthaul ótico para redes de acesso de rádio (baseadas) em computação em nuvem (CC-RANs)

Doutoramento conjunto (MAP-Tele) em Engenharia Eletrotécnica/TelecomunicaçõesA proliferação de diversos tipos de dispositivos moveis, aplicações e serviços com grande necessidade de largura de banda têm contribuído para o aumento de ligações de banda larga e ao aumento do volume de trafego das redes de telecomunicações moveis. Este aumento exponencial tem posto uma enorme pressão nos mobile operadores de redes móveis (MNOs). Um dos aspetos principais deste recente desenvolvimento, é a necessidade que as redes têm de oferecer baixa complexidade nas ligações, como também baixo consumo energético, muito baixa latência e ao mesmo tempo uma grande capacidade por baixo usto. De maneira a resolver estas questões, os MNOs têm focado a sua atenção na redes de acesso por rádio em nuvem (C-RAN) principalmente devido aos seus benefícios em termos de otimização de performance e relação qualidade preço. O standard para a distribuição de sinais sem fios por um fronthaul C-RAN é o common public radio interface (CPRI). No entanto, ligações óticas baseadas em interfaces CPRI necessitam de uma grande largura de banda. Estes requerimentos podem também ser atingidos com uma implementação em ligação free space optical (FSO) que é um sistema ótico que usa comunicação sem fios. O FSO tem sido uma alternativa muito apelativa aos sistemas de comunicação rádio (RF) pois combinam a flexibilidade e mobilidade das redes RF ao mesmo tempo que permitem a elevada largura de banda permitida pelo sistema ótico. No entanto, as ligações FSO são suscetíveis a alterações atmosféricas que podem prejudicar o desempenho do sistema de comunicação. Estas limitações têm evitado o FSO de ser tornar uma excelente solução para o fronthaul. Uma caracterização precisa do canal e tecnologias mais avançadas são então necessárias para uma implementação pratica de ligações FSO. Nesta tese, vamos estudar uma implementação eficiente para fronthaul baseada em tecnologia á rádio-sobre-FSO (RoFSO). Propomos expressões em forma fechada para mitigação das perdas de propagação e para a estimação da capacidade do canal de maneira a aliviar a complexidade do sistema de comunicação. Simulações numéricas são também apresentadas para formatos de modulação adaptativas. São também considerados esquemas como um sistema hibrido RF/FSO e tecnologias de transmissão apoiadas por retransmissores que ajudam a alivar os requerimentos impostos por um backhaul/fronthaul de C-RAN. Os modelos propostos não só reduzem o esforço computacional, como também têm outros méritos, tais como, uma elevada precisão na estimação do canal e desempenho, baixo requisitos na capacidade de memória e uma rápida e estável operação comparativamente com o estado da arte em sistemas analíticos (PON)-FSO. Este sistema é implementado num recetor em tempo real que é emulado através de uma field-programmable gate array (FPGA) comercial. Permitindo assim um sistema aberto, interoperabilidade, portabilidade e também obedecer a standards de software aberto. Os esquemas híbridos têm a habilidade de suportar diferentes aplicações, serviços e múltiplos operadores a partilharem a mesma infraestrutura de fibra ótica.The proliferation of different mobile devices, bandwidth-intensive applications and services contribute to the increase in the broadband connections and the volume of traffic on the mobile networks. This exponential growth has put considerable pressure on the mobile network operators (MNOs). In principal, there is a need for networks that not only offer low-complexity, low-energy consumption, and extremely low-latency but also high-capacity at relatively low cost. In order to address the demand, MNOs have given significant attention to the cloud radio access network (C-RAN) due to its beneficial features in terms of performance optimization and cost-effectiveness. The de facto standard for distributing wireless signal over the C-RAN fronthaul is the common public radio interface (CPRI). However, optical links based on CPRI interfaces requires large bandwidth. Also, the aforementioned requirements can be realized with the implementation of free space optical (FSO) link, which is an optical wireless system. The FSO is an appealing alternative to the radio frequency (RF) communication system that combines the flexibility and mobility offered by the RF networks with the high-data rates provided by the optical systems. However, the FSO links are susceptible to atmospheric impairments which eventually hinder the system performance. Consequently, these limitations prevent FSO from being an efficient standalone fronthaul solution. So, precise channel characterizations and advanced technologies are required for practical FSO link deployment and operation. In this thesis, we study an efficient fronthaul implementation that is based on radio-on-FSO (RoFSO) technologies. We propose closedform expressions for fading-mitigation and for the estimation of channel capacity so as to alleviate the system complexity. Numerical simulations are presented for adaptive modulation scheme using advanced modulation formats. We also consider schemes like hybrid RF/FSO and relay-assisted transmission technologies that can help in alleviating the stringent requirements by the C-RAN backhaul/fronthaul. The propose models not only reduce the computational requirements/efforts, but also have a number of diverse merits such as high-accuracy, low-memory requirements, fast and stable operation compared to the current state-of-the-art analytical based approaches. In addition to the FSO channel characterization, we present a proof-of-concept experiment in which we study the transmission capabilities of a hybrid passive optical network (PON)-FSO system. This is implemented with the real-time receiver that is emulated by a commercial field-programmable gate array (FPGA). This helps in facilitating an open system and hence enables interoperability, portability, and open software standards. The hybrid schemes have the ability to support different applications, services, and multiple operators over a shared optical fiber infrastructure