Energy-Efficient Joint User-RB Association and Power Allocation for Uplink Hybrid NOMA-OMA

In this paper, energy efficient resource allocation is considered for an uplink hybrid system, where non-orthogonal multiple access (NOMA) is integrated into orthogonal multiple access (OMA). To ensure the quality of service for the users, a minimum rate requirement is pre-defined for each user. We formulate an energy efficiency (EE) maximization problem by jointly optimizing the user clustering, channel assignment and power allocation. To address this hard problem, a many-to-one bipartite graph is first constructed considering the users and resource blocks (RBs) as the two sets of nodes. Based on swap matching, a joint user-RB association and power allocation scheme is proposed, which converges within a limited number of iterations. Moreover, for the power allocation under a given user-RB association, we first derive the feasibility condition. If feasible, a low-complexity algorithm is proposed, which obtains optimal EE under any successive interference cancellation (SIC) order and an arbitrary number of users. In addition, for the special case of two users per cluster, analytical solutions are provided for the two SIC orders, respectively. These solutions shed light on how the power is allocated for each user to maximize the EE. Numerical results are presented, which show that the proposed joint user-RB association and power allocation algorithm outperforms other hybrid multiple access based and OMA-based schemes.Comment: Non-orthogonal multiple access (NOMA), energy efficiency (EE), power allocation (PA), uplink transmissio

Secure Beamforming Design in Relay-Assisted Internet of Things

A secure downlink transmission system which is exposed to multiple eavesdroppers and is appropriate for Internet of Things (IoT) applications is considered. A worst case scenario is assumed, in the sense that, in order to enhance their interception ability all eavesdroppers are located close to each other, near the controller and collude to form joint receive beamforming. For such a system, a novel cooperative non-orthogonal multiple access (NOMA) secure transmission scheme for which an IoT device with a stronger channel condition acts as an energy harvesting relay in order to assist a second IoT device operating under weaker channel conditions, is proposed and its performance is analyzed and evaluated. A secrecy sum rate (SSR) maximization problem is formulated and solved under three constraints: i) Transmit power; ii) Successive interference cancellation; iii) Quality of Service. By considering both passive and active eavesdroppers scenarios, two optimization schemes are proposed to improve the overall system SSR. On the one hand, for the passive eavesdropper scenario, an artificial noise-aided secure beamforming scheme is proposed. Since this optimization problem is nonconvex, instead of using traditional but highly complex, bruteforce two-dimensional search, it is conveniently transformed into a convex one by using an epigraph reformulation. On the other hand, for the active multi-antennas eavesdroppers' scenario, the orthogonal-projection-based beamforming scheme is considered, and by employing the successive convex approximation method, a suboptimal solution is proposed. Furthermore, since for single antenna transmission the orthogonal-projection-based scheme may not be applicable a simple power control scheme is proposed.Comment: IEEE Internet of Things Journal, Accepte

Resource Allocation for Downlink NOMA Systems: Key Techniques and Open Issues

This article presents advances in resource allocation (RA) for downlink non-orthogonal multiple access (NOMA) systems, focusing on user pairing (UP) and power allocation (PA) algorithms. The former pairs the users to obtain the high capacity gain by exploiting the channel gain difference between the users, while the later allocates power to users in each cluster to balance system throughput and user fairness. Additionally, the article introduces the concept of cluster fairness and proposes the divideand- next largest difference-based UP algorithm to distribute the capacity gain among the NOMA clusters in a controlled manner. Furthermore, performance comparison between multiple-input multiple-output NOMA (MIMO-NOMA) and MIMO-OMA is conducted when users have pre-defined quality of service. Simulation results are presented, which validate the advantages of NOMA over OMA. Finally, the article provides avenues for further research on RA for downlink NOMA.Comment: 5G, NOMA, Resource allocation, User pairing, Power allocatio

Optimal User Scheduling and Power Allocation for Millimeter Wave NOMA Systems

This paper investigates the application of non-orthogonal multiple access (NOMA) in millimeter wave (mmWave) communications by exploiting beamforming, user scheduling and power allocation. Random beamforming is invoked for reducing the feedback overhead of considered systems. A nonconvex optimization problem for maximizing the sum rate is formulated, which is proved to be NP-hard. The branch and bound (BB) approach is invoked to obtain the optimal power allocation policy, which is proved to converge to a global optimal solution. To elaborate further, low complexity suboptimal approach is developed for striking a good computational complexity-optimality tradeoff, where matching theory and successive convex approximation (SCA) techniques are invoked for tackling the user scheduling and power allocation problems, respectively. Simulation results reveal that: i) the proposed low complexity solution achieves a near-optimal performance; and ii) the proposed mmWave NOMA systems is capable of outperforming conventional mmWave orthogonal multiple access (OMA) systems in terms of sum rate and the number of served users.Comment: Submitted for possible publicatio

Rate-Splitting for Multi-Antenna Non-Orthogonal Unicast and Multicast Transmission: Spectral and Energy Efficiency Analysis

In a Non-Orthogonal Unicast and Multicast (NOUM) transmission system, a multicast stream intended to all the receivers is superimposed in the power domain on the unicast streams. One layer of Successive Interference Cancellation (SIC) is required at each receiver to remove the multicast stream before decoding its intended unicast stream. In this paper, we first show that a linearly-precoded 1-layer Rate-Splitting (RS) strategy at the transmitter can efficiently exploit this existing SIC receiver architecture. We further propose multi-layer transmission strategies based on the generalized RS and power-domain Non-Orthogonal Multiple Access (NOMA). Two different objectives are studied for the design of the precoders, namely, maximizing the Weighted Sum Rate (WSR) of the unicast messages and maximizing the system Energy Efficiency (EE), both subject to Quality of Service (QoS) rate requirements of all the messages and a sum power constraint. A Weighted Minimum Mean Square Error (WMMSE)-based algorithm and a Successive Convex Approximation (SCA)-based algorithm are proposed to solve the WSR and EE problems, respectively. Numerical results show that the proposed RS-assisted NOUM transmission strategies are more spectrally and energy efficient than the conventional Multi-User Linear-Precoding (MU-LP), Orthogonal Multiple Access (OMA) and power-domain NOMA in a wide range of user deployments (with a diversity of channel directions, channel strengths and qualities of channel state information at the transmitter) and network loads (underloaded and overloaded regimes). It is superior for the downlink multi-antenna NOUM transmission.Comment: Accepted by IEEE Transaction on Communication

Beamforming Design and Power Allocation for Secure Transmission with NOMA

In this work, we propose a novel beamforming design to enhance physical layer security of a non-orthogonal multiple access (NOMA) system with the aid of artificial noise (AN). The proposed design uses two scalars to balance the useful signal strength and interference at the strong and weak users, which is a generalized version of the existing beamforming designs in the context of physical layer security for NOMA. We determine the optimal power allocation among useful signals and AN together with the two optimal beamforming scalars in order to maximize the secrecy sum rate (SSR). Our asymptotic analysis in the high signal-to-noise ratio regime provides an efficient and near-optimal solution to optimizing the beamforming scalars and power allocation coefficients. Our analysis indicates that it is not optimal to form a beam towards either the strong user or the weak user in NOMA systems for security enhancement. In addition, the asymptotically optimal power allocation informs that, as the transmit power increases, more power should be allocated to the weak user or AN signals, while the power allocated to the strong user keeps constant. Our examination shows that the proposed novel beamforming design can significantly outperform two benchmark schemes

Precoder Design for Signal Superposition in MIMO-NOMA Multicell Networks

The throughput of users with poor channel conditions, such as those at a cell edge, is a bottleneck in wireless systems. A major part of the power budget must be allocated to serve these users in guaranteeing their quality-of-service (QoS) requirement, hampering QoS for other users and thus compromising the system reliability. In nonorthogonal multiple access (NOMA), the message intended for a user with a poor channel condition is decoded by itself and by another user with a better channel condition. The message intended for the latter is then successively decoded by itself after canceling the interference of the former. The overall information throughput is thus improved by this particular successive decoding and interference cancellation. This paper aims to design linear precoders/beamformers for signal superposition at the base stations of NOMA multi-input multi-output multi-cellular systems to maximize the overall sum throughput subject to the users' QoS requirements, which are imposed independently on the users' channel condition. This design problem is formulated as the maximization of a highly nonlinear and nonsmooth function subject to nonconvex constraints, which is very computationally challenging. Path-following algorithms for its solution, which invoke only a simple convex problem of moderate dimension at each iteration are developed. Generating a sequence of improved points, these algorithms converge at least to a local optimum. Extensive numerical simulations are then provided to demonstrate their merit.Comment: to appear in IEEE Journal on Selected Areas in Communications (JSAC), 201

NOMA-based Energy-Efficient Wireless Powered Communications

In this paper, we study the performance of non-orthogonal multiple access (NOMA) schemes in wireless powered communication networks (WPCN) focusing on the system energy efficiency (EE). We consider multiple energy harvesting user equipments (UEs) that operate based on harvest-then-transmit protocol. The uplink information transfer is carried out by using power-domain multiplexing, and the receiver decodes each UE's data in such a way that the UE with the best channel gain is decoded without interference. In order to determine optimal resource allocation strategies, we formulate optimization problems considering two models, namely half-duplex and asynchronous transmission, based on how downlink and uplink operations are coordinated. In both cases, we have concave-linear fractional problems, and hence Dinkelbach's method can be applied to obtain the globally optimal solutions. Thus, we first derive analytical expressions for the harvesting interval, and then we provide an algorithm to describe the complete procedure. Furthermore, we incorporate delay-limited sources and investigate the impact of statistical queuing constraints on the energy-efficient allocation of operating intervals. We formulate an optimization problem that maximizes the system effective-EE while UEs are applying NOMA scheme for uplink information transfer. Since the problem satisfies pseudo-concavity, we provide an iterative algorithm using bisection method to determine the unique solution. In the numerical results, we observe that broadcasting at higher power level is more energy efficient for WPCN with uplink NOMA. Additionally, exponential decay QoS parameter has considerable impact on the optimal solution, and in the presence of strict constraints, more time is allocated for downlink interval under half-duplex operation with uplink TDMA mode.Comment: 31 pages, 12 figures, to appear on IEEE Transactions on Green Communications and Networkin

Precoded Chebyshev-NLMS based pre-distorter for nonlinear LED compensation in NOMA-VLC

Visible light communication (VLC) is one of the main technologies driving the future 5G communication systems due to its ability to support high data rates with low power consumption, thereby facilitating high speed green communications. To further increase the capacity of VLC systems, a technique called non-orthogonal multiple access (NOMA) has been suggested to cater to increasing demand for bandwidth, whereby users' signals are superimposed prior to transmission and detected at each user equipment using successive interference cancellation (SIC). Some recent results on NOMA exist which greatly enhance the achievable capacity as compared to orthogonal multiple access techniques. However, one of the performance-limiting factors affecting VLC systems is the nonlinear characteristics of a light emitting diode (LED). This paper considers the nonlinear LED characteristics in the design of pre-distorter for cognitive radio inspired NOMA in VLC, and proposes singular value decomposition based Chebyshev precoding to improve performance of nonlinear multiple-input multiple output NOMA-VLC. A novel and generalized power allocation strategy is also derived in this work, which is valid even in scenarios when users experience similar channels. Additionally, in this work, analytical upper bounds for the bit error rate of the proposed detector are derived for square $M$-quadrature amplitude modulation.Comment: R. Mitra and V. Bhatia are with Indian Institute of Technology Indore, Indore-453552, India, Email:[email protected], [email protected]. This work was submitted to IEEE Transactions on Communications on October 26, 2016, decisioned on March 3, 2017, and revised on April 25, 2017, and is currently under review in IEEE Transactions on Communication

Power-Efficient Resource Allocation for MC-NOMA with Statistical Channel State Information

In this paper, we study the power-efficient resource allocation for multicarrier non-orthogonal multiple access (MC-NOMA) systems. The resource allocation algorithm design is formulated as a non-convex optimization problem which takes into account the statistical channel state information at transmitter and quality of service (QoS) constraints. To strike a balance between system performance and computational complexity, we propose a suboptimal power allocation and user scheduling with low computational complexity to minimize the total power consumption. The proposed design exploits the heterogeneity of QoS requirement to determine the successive interference cancellation decoding order. Simulation results demonstrate that the proposed scheme achieves a close-to-optimal performance and significantly outperforms a conventional orthogonal multiple access (OMA) scheme.Comment: 7 Pages, 5 figures, accepted to IEEE GLOBECOM 201