Sum Rates, Rate Allocation, and User Scheduling for Multi-User MIMO Vector Perturbation Precoding

This paper considers the multiuser multiple-input multiple-output (MIMO) broadcast channel. We consider the case where the multiple transmit antennas are used to deliver independent data streams to multiple users via vector perturbation. We derive expressions for the sum rate in terms of the average energy of the precoded vector, and use this to derive a high signal-to-noise ratio (SNR) closed-form upper bound, which we show to be tight via simulation. We also propose a modification to vector perturbation where different rates can be allocated to different users. We conclude that for vector perturbation precoding most of the sum rate gains can be achieved by reducing the rate allocation problem to the user selection problem. We then propose a low-complexity user selection algorithm that attempts to maximize the high-SNR sum rate upper bound. Simulations show that the algorithm outperforms other user selection algorithms of similar complexity.Comment: 27 pages with 6 figures and 2 tables. Accepted for publication in IEEE Trans. Wireless Comm

Secrecy Sum-Rates for Multi-User MIMO Regularized Channel Inversion Precoding

In this paper, we propose a linear precoder for the downlink of a multi-user MIMO system with multiple users that potentially act as eavesdroppers. The proposed precoder is based on regularized channel inversion (RCI) with a regularization parameter $\alpha$ and power allocation vector chosen in such a way that the achievable secrecy sum-rate is maximized. We consider the worst-case scenario for the multi-user MIMO system, where the transmitter assumes users cooperate to eavesdrop on other users. We derive the achievable secrecy sum-rate and obtain the closed-form expression for the optimal regularization parameter $\alpha_{\mathrm{LS}}$ of the precoder using large-system analysis. We show that the RCI precoder with $\alpha_{\mathrm{LS}}$ outperforms several other linear precoding schemes, and it achieves a secrecy sum-rate that has same scaling factor as the sum-rate achieved by the optimum RCI precoder without secrecy requirements. We propose a power allocation algorithm to maximize the secrecy sum-rate for fixed $\alpha$. We then extend our algorithm to maximize the secrecy sum-rate by jointly optimizing $\alpha$ and the power allocation vector. The jointly optimized precoder outperforms RCI with $\alpha_{\mathrm{LS}}$ and equal power allocation by up to 20 percent at practical values of the signal-to-noise ratio and for 4 users and 4 transmit antennas.Comment: IEEE Transactions on Communications, accepted for publicatio

On the Throughput of Large-but-Finite MIMO Networks using Schedulers

This paper studies the sum throughput of the {multi-user} multiple-input-single-output (MISO) networks in the cases with large but finite number of transmit antennas and users. Considering continuous and bursty communication scenarios with different users' data request probabilities, we derive quasi-closed-form expressions for the maximum achievable throughput of the networks using optimal schedulers. The results are obtained in various cases with different levels of interference cancellation. Also, we develop an efficient scheduling scheme using genetic algorithms (GAs), and evaluate the effect of different parameters, such as channel/precoding models, number of antennas/users, scheduling costs and power amplifiers' efficiency, on the system performance. Finally, we use the recent results on the achievable rates of finite block-length codes to analyze the system performance in the cases with short packets. As demonstrated, the proposed GA-based scheduler reaches (almost) the same throughput as in the exhaustive search-based optimal scheduler, with substantially less implementation complexity. Moreover, the power amplifiers' inefficiency and the scheduling delay affect the performance of the scheduling-based systems significantly

Optimality Properties, Distributed Strategies, and Measurement-Based Evaluation of Coordinated Multicell OFDMA Transmission

The throughput of multicell systems is inherently limited by interference and the available communication resources. Coordinated resource allocation is the key to efficient performance, but the demand on backhaul signaling and computational resources grows rapidly with number of cells, terminals, and subcarriers. To handle this, we propose a novel multicell framework with dynamic cooperation clusters where each terminal is jointly served by a small set of base stations. Each base station coordinates interference to neighboring terminals only, thus limiting backhaul signalling and making the framework scalable. This framework can describe anything from interference channels to ideal joint multicell transmission. The resource allocation (i.e., precoding and scheduling) is formulated as an optimization problem (P1) with performance described by arbitrary monotonic functions of the signal-to-interference-and-noise ratios (SINRs) and arbitrary linear power constraints. Although (P1) is non-convex and difficult to solve optimally, we are able to prove: 1) Optimality of single-stream beamforming; 2) Conditions for full power usage; and 3) A precoding parametrization based on a few parameters between zero and one. These optimality properties are used to propose low-complexity strategies: both a centralized scheme and a distributed version that only requires local channel knowledge and processing. We evaluate the performance on measured multicell channels and observe that the proposed strategies achieve close-to-optimal performance among centralized and distributed solutions, respectively. In addition, we show that multicell interference coordination can give substantial improvements in sum performance, but that joint transmission is very sensitive to synchronization errors and that some terminals can experience performance degradations.Comment: Published in IEEE Transactions on Signal Processing, 15 pages, 7 figures. This version corrects typos related to Eq. (4) and Eq. (28