Review of Recent Trends

This work was partially supported by the European Regional Development Fund (FEDER), through the Regional Operational Programme of Centre (CENTRO 2020) of the Portugal 2020 framework, through projects SOCA (CENTRO-01-0145-FEDER-000010) and ORCIP (CENTRO-01-0145-FEDER-022141). Fernando P. Guiomar acknowledges a fellowship from “la Caixa” Foundation (ID100010434), code LCF/BQ/PR20/11770015. Houda Harkat acknowledges the financial support of the Programmatic Financing of the CTS R&D Unit (UIDP/00066/2020).MIMO-OFDM is a key technology and a strong candidate for 5G telecommunication systems. In the literature, there is no convenient survey study that rounds up all the necessary points to be investigated concerning such systems. The current deeper review paper inspects and interprets the state of the art and addresses several research axes related to MIMO-OFDM systems. Two topics have received special attention: MIMO waveforms and MIMO-OFDM channel estimation. The existing MIMO hardware and software innovations, in addition to the MIMO-OFDM equalization techniques, are discussed concisely. In the literature, only a few authors have discussed the MIMO channel estimation and modeling problems for a variety of MIMO systems. However, to the best of our knowledge, there has been until now no review paper specifically discussing the recent works concerning channel estimation and the equalization process for MIMO-OFDM systems. Hence, the current work focuses on analyzing the recently used algorithms in the field, which could be a rich reference for researchers. Moreover, some research perspectives are identified.publishersversionpublishe

Técnicas de equalização para MIMO massivo com amplificação não linear

The dawn of the new generation of mobile communications and the trafic explosion that derives from its implementation pose great challenge. The milimeter wave band and the use of massive number of antennas are technologies which, when combined, allow the transmission of high data rate, functioning in zones of the electromagnetic spectrum that are less explored and with capability of allocation of dozens of GHz of bandwidth. In this dissertation we consider a massive MIMO millimeter wave system employing a hybrid architecture, i.e., the number of transmit and receive antennas are lower than the number of radio frequency chains. As consequence, the precoder and equalizers should be designed in both digital and analog domains. In the literature, most of the proposed hybrid beamforming schemes were evaluated without considering the effects of nonlinear amplifications. However, these systems face non-avoidable nonlinear effects due to power amplifiers functioning in nonlinear regions. The strong nonlinear effects throughout the transmission chain will have a negative impact on the overall system performance and thus its study and the design of equalizers that take into account these effects are of paramount importance. This dissertation proposes a hybrid iterative equalizer for massive MIMO millimeter wave SC-FDMA systems. The user terminals have low complexity, just equipped with analog precoders based on average angle of departure, each with a single radio frequency chain. At the base station it is designed an hybrid analog-digital iterative equalizer with fully connected architecture in order to eliminate both the multi-user interference and the nonlinear distortion caused by signal amplification during the transmission. The equalizer is optimized by minimizing the bit error rate, which is equivalent to minimize the mean square error rate. The impact of the saturation threshold of the amplifiers in the system performance is analysed, and it is demonstrated that the iterative process can efficiently remove the multi-user interference and the distortion, improving the overall system performance.O surgimento de uma nova geração de comunicações móveis e a explosão de tráfego que advém da sua implementação apresenta grandes desafios. A banda de ondas milimétricas e o uso massivo de antenas são tecnologias que, combinadas, permitem atingir elevadas taxas de transmissão, funcionando em zonas do espectro electromagnético menos exploradas e com capacidade de alocação de dezenas de GHz para largura de banda. Nesta dissertação foi considerado um sistema de MIMO massivo de ondas milimétricas usando uma arquitectura híbrida, i.e., o número de antenas para transmissão e recepção é menor que o número de cadeias de radiofrequência. Consequentemente, o pré-codificador e equalizadores devem ser projectados nos domínios digital e analógico. Na literatura, a maioria dos esquemas híbridos de beamforming são avaliados sem ter em conta os efeitos de não linearidade da amplificação do sinal. No entanto, estes sistemas sofrem inevitavelmente de efeitos não lineares devido aos amplificadores de potência operarem em regiões não lineares. Os fortes efeitos das não-linearidades ao longo da cadeia de transmissão têm um efeito nefasto no desempenho do sistema e portanto o seu estudo e projecto de equalizadores que tenham em conta estes efeitos são de extrema importância. Esta dissertação propõe um equalizador híbrido para sistemas baseados em ondas milimétricas para MIMO massivo com modulação SC-FDMA. Os terminais de utilizador possuem baixa complexidade, equipados apenas com pré-codificadores analógicos baseados no ângulo médio de partida, cada um com uma única cadeia de radiofrequência. Na estação base é projectado um equalizador iterativo híbrido analógico-digital com arquitectura completamente conectada de modo a eliminar a interferencia multi-utilizador e a distorção causada pela amplificação do sinal aquando da transmissão. O equalizador é optimizado minimizando a taxa de erro de bit, o que é equivalente a minimizar a taxa de erro quadrático médio. O impacto do limiar de saturação dos amplificadores no desempenho do sistema é analisado, e é demonstrado que o processo iterativo consegue eliminar de modo eficiente a interferência multi-utilizador e a distorção, melhorando o desempenho do sistema.Mestrado em Engenharia Eletrónica e Telecomunicaçõe

Space time transceiver design over multipath fading channels

Imperial Users onl

Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission

Performance enhancement for LTE and beyond systems

A thesis submitted to the University of Bedfordshire, in partial fulfilment of the requirements for the degree of Doctor of PhilosophyWireless communication systems have undergone fast development in recent years. Based on GSM/EDGE and UMTS/HSPA, the 3rd Generation Partnership Project (3GPP) specified the Long Term Evolution (LTE) standard to cope with rapidly increasing demands, including capacity, coverage, and data rate. To achieve this goal, several key techniques have been adopted by LTE, such as Multiple-Input and Multiple-Output (MIMO), Orthogonal Frequency-Division Multiplexing (OFDM), and heterogeneous network (HetNet). However, there are some inherent drawbacks regarding these techniques. Direct conversion architecture is adopted to provide a simple, low cost transmitter solution. The problem of I/Q imbalance arises due to the imperfection of circuit components; the orthogonality of OFDM is vulnerable to carrier frequency offset (CFO) and sampling frequency offset (SFO). The doubly selective channel can also severely deteriorate the receiver performance. In addition, the deployment of Heterogeneous Network (HetNet), which permits the co-existence of macro and pico cells, incurs inter-cell interference for cell edge users. The impact of these factors then results in significant degradation in relation to system performance. This dissertation aims to investigate the key techniques which can be used to mitigate the above problems. First, I/Q imbalance for the wideband transmitter is studied and a self-IQ-demodulation based compensation scheme for frequencydependent (FD) I/Q imbalance is proposed. This combats the FD I/Q imbalance by using the internal diode of the transmitter and a specially designed test signal without any external calibration instruments or internal low-IF feedback path. The instrument test results show that the proposed scheme can enhance signal quality by 10 dB in terms of image rejection ratio (IRR). In addition to the I/Q imbalance, the system suffers from CFO, SFO and frequency-time selective channel. To mitigate this, a hybrid optimum OFDM receiver with decision feedback equalizer (DFE) to cope with the CFO, SFO and doubly selective channel. The algorithm firstly estimates the CFO and channel frequency response (CFR) in the coarse estimation, with the help of hybrid classical timing and frequency synchronization algorithms. Afterwards, a pilot-aided polynomial interpolation channel estimation, combined with a low complexity DFE scheme, based on minimum mean squared error (MMSE) criteria, is developed to alleviate the impact of the residual SFO, CFO, and Doppler effect. A subspace-based signal-to-noise ratio (SNR) estimation algorithm is proposed to estimate the SNR in the doubly selective channel. This provides prior knowledge for MMSE-DFE and automatic modulation and coding (AMC). Simulation results show that this proposed estimation algorithm significantly improves the system performance. In order to speed up algorithm verification process, an FPGA based co-simulation is developed. Inter-cell interference caused by the co-existence of macro and pico cells has a big impact on system performance. Although an almost blank subframe (ABS) is proposed to mitigate this problem, the residual control signal in the ABS still inevitably causes interference. Hence, a cell-specific reference signal (CRS) interference cancellation algorithm, utilizing the information in the ABS, is proposed. First, the timing and carrier frequency offset of the interference signal is compensated by utilizing the cross-correlation properties of the synchronization signal. Afterwards, the reference signal is generated locally and channel response is estimated by making use of channel statistics. Then, the interference signal is reconstructed based on the previous estimate of the channel, timing and carrier frequency offset. The interference is mitigated by subtracting the estimation of the interference signal and LLR puncturing. The block error rate (BLER) performance of the signal is notably improved by this algorithm, according to the simulation results of different channel scenarios. The proposed techniques provide low cost, low complexity solutions for LTE and beyond systems. The simulation and measurements show good overall system performance can be achieved

Signal Processing and Learning for Next Generation Multiple Access in 6G

Wireless communication systems to date primarily rely on the orthogonality of resources to facilitate the design and implementation, from user access to data transmission. Emerging applications and scenarios in the sixth generation (6G) wireless systems will require massive connectivity and transmission of a deluge of data, which calls for more flexibility in the design concept that goes beyond orthogonality. Furthermore, recent advances in signal processing and learning have attracted considerable attention, as they provide promising approaches to various complex and previously intractable problems of signal processing in many fields. This article provides an overview of research efforts to date in the field of signal processing and learning for next-generation multiple access, with an emphasis on massive random access and non-orthogonal multiple access. The promising interplay with new technologies and the challenges in learning-based NGMA are discussed

Multi-Antenna Techniques for Next Generation Cellular Communications

Future cellular communications are expected to offer substantial improvements for the pre- existing mobile services with higher data rates and lower latency as well as pioneer new types of applications that must comply with strict demands from a wider range of user types. All of these tasks require utmost efficiency in the use of spectral resources. Deploying multiple antennas introduces an additional signal dimension to wireless data transmissions, which provides a significant alternative solution against the plateauing capacity issue of the limited available spectrum. Multi-antenna techniques and the associated key enabling technologies possess unquestionable potential to play a key role in the evolution of next generation cellular systems. Spectral efficiency can be improved on downlink by concurrently serving multiple users with high-rate data connections on shared resources. In this thesis optimized multi-user multi-input multi-output (MIMO) transmissions are investigated on downlink from both filter design and resource allocation/assignment points of view. Regarding filter design, a joint baseband processing method is proposed specifically for high signal-to-noise ratio (SNR) conditions, where the necessary signaling overhead can be compensated for. Regarding resource scheduling, greedy- and genetic-based algorithms are proposed that demand lower complexity with large number of resource blocks relative to prior implementations. Channel estimation techniques are investigated for massive MIMO technology. In case of channel reciprocity, this thesis proposes an overhead reduction scheme for the signaling of user channel state information (CSI) feedback during a relative antenna calibration. In addition, a multi-cell coordination method is proposed for subspace-based blind estimators on uplink, which can be implicitly translated to downlink CSI in the presence of ideal reciprocity. Regarding non-reciprocal channels, a novel estimation technique is proposed based on reconstructing full downlink CSI from a select number of dominant propagation paths. The proposed method offers drastic compressions in user feedback reports and requires much simpler downlink training processes. Full-duplex technology can provide up to twice the spectral efficiency of conventional resource divisions. This thesis considers a full-duplex two-hop link with a MIMO relay and investigates mitigation techniques against the inherent loop-interference. Spatial-domain suppression schemes are developed for the optimization of full-duplex MIMO relaying in a coverage extension scenario on downlink. The proposed methods are demonstrated to generate data rates that closely approximate their global bounds

Energy efficiency and interference management in long term evolution-advanced networks.

Doctoral Degree. University of KwaZulu-Natal, Durban.Cellular networks are continuously undergoing fast extraordinary evolution to overcome technological challenges. The fourth generation (4G) or Long Term Evolution-Advanced (LTE-Advanced) networks offer improvements in performance through increase in network density, while allowing self-organisation and self-healing. The LTE-Advanced architecture is heterogeneous, consisting of different radio access technologies (RATs), such as macrocell, smallcells, cooperative relay nodes (RNs), having various capabilities, and coexisting in the same geographical coverage area. These network improvements come with different challenges that affect users’ quality of service (QoS) and network performance. These challenges include; interference management, high energy consumption and poor coverage of marginal users. Hence, developing mitigation schemes for these identified challenges is the focus of this thesis. The exponential growth of mobile broadband data usage and poor networks’ performance along the cell edges, result in a large increase of the energy consumption for both base stations (BSs) and users. This due to improper RN placement or deployment that creates severe inter-cell and intracell interferences in the networks. It is therefore, necessary to investigate appropriate RN placement techniques which offer efficient coverage extension while reducing energy consumption and mitigating interference in LTE-Advanced femtocell networks. This work proposes energy efficient and optimal RN placement (EEORNP) algorithm based on greedy algorithm to assure improved and effective coverage extension. The performance of the proposed algorithm is investigated in terms of coverage percentage and number of RN needed to cover marginalised users and found to outperform other RN placement schemes. Transceiver design has gained importance as one of the effective tools of interference management. Centralised transceiver design techniques have been used to improve network performance for LTE-Advanced networks in terms of mean square error (MSE), bit error rate (BER) and sum-rate. The centralised transceiver design techniques are not effective and computationally feasible for distributed cooperative heterogeneous networks, the systems considered in this thesis. This work proposes decentralised transceivers design based on the least-square (LS) and minimum MSE (MMSE) pilot-aided channel estimations for interference management in uplink LTE-Advanced femtocell networks. The decentralised transceiver algorithms are designed for the femtocells, the macrocell user equipments (MUEs), RNs and the cell edge macrocell UEs (CUEs) in the half-duplex cooperative relaying systems. The BER performances of the proposed algorithms with the effect of channel estimation are investigated. Finally, the EE optimisation is investigated in half-duplex multi-user multiple-input multiple-output (MU-MIMO) relay systems. The EE optimisation is divided into sub-optimal EE problems due to the distributed architecture of the MU-MIMO relay systems. The decentralised approach is employed to design the transceivers such as MUEs, CUEs, RN and femtocells for the different sub-optimal EE problems. The EE objective functions are formulated as convex optimisation problems subject to the QoS and transmit powers constraints in case of perfect channel state information (CSI). The non-convexity of the formulated EE optimisation problems is surmounted by introducing the EE parameter substractive function into each proposed algorithms. These EE parameters are updated using the Dinkelbach’s algorithm. The EE optimisation of the proposed algorithms is achieved after finding the optimal transceivers where the unknown interference terms in the transmit signals are designed with the zero-forcing (ZF) assumption and estimation errors are added to improve the EE performances. With the aid of simulation results, the performance of the proposed decentralised schemes are derived in terms of average EE evaluation and found to be better than existing algorithms