Resource Management in Multicarrier Based Cognitive Radio Systems

The ever-increasing growth of the wireless application and services affirms the importance of the effective usage of the limited radio spectrum. Existing spectrum management policies have led to significant spectrum under-utilization. Recent measurements showed that large range of the spectrum is sparsely used in both temporal and spatial manner. This conflict between the inefficient usage of the spectrum and the continuous evolution in the wireless communication calls upon the development of more flexible management policies. Cognitive radio (CR) with the dynamic spectrum access (DSA) is considered to be a key technology in making the best solution of this conflict by allowing a group of secondary users (SUs) to share the radio spectrum originally allocated to the primary user (PUs). The operation of CR should not negatively alter the performance of the PUs. Therefore, the interference control along with the highly dynamic nature of PUs activities open up new resource allocation problems in CR systems. The resource allocation algorithms should ensure an effective share of the temporarily available frequency bands and deliver the solutions in timely fashion to cope with quick changes in the network. In this dissertation, the resource management problem in multicarrier based CR systems is considered. The dissertation focuses on three main issues: 1) design of efficient resource allocation algorithms to allocate subcarriers and powers between SUs such that no harmful interference is introduced to PUs, 2) compare the spectral efficiency of using different multicarrier schemes in the CR physical layer, specifically, orthogonal frequency division multiplexing (OFDM) and filter bank multicarrier (FBMC) schemes, 3) investigate the impact of the different constraints values on the overall performance of the CR system. Three different scenarios are considered in this dissertation, namely downlink transmission, uplink transmission, and relayed transmission. For every scenario, the optimal solution is examined and efficient sub-optimal algorithms are proposed to reduce the computational burden of obtaining the optimal solution. The suboptimal algorithms are developed by separate the subcarrier and power allocation into two steps in downlink and uplink scenarios. In the relayed scenario, dual decomposition technique is used to obtain an asymptotically optimal solution, and a joint heuristic algorithm is proposed to find the suboptimal solution. Numerical simulations show that the proposed suboptimal algorithms achieve a near optimal performance and perform better than the existing algorithms designed for cognitive and non-cognitive systems. Eventually, the ability of FBMC to overcome the OFDM drawbacks and achieve more spectral efficiency is verified which recommends the consideration of FBMC in the future CR systems.El crecimiento continuo de las aplicaciones y servicios en sistemas inal´ambricos, indica la importancia y necesidad de una utilizaci´on eficaz del espectro radio. Las pol´ıticas actuales de gesti´on del espectro han conducido a una infrautilizaci´on del propio espectro radioel´ectrico. Recientes mediciones en diferentes entornos han mostrado que gran parte del espectro queda poco utilizado en sus ambas vertientes, la temporal, y la espacial. El permanente conflicto entre el uso ineficiente del espectro y la evoluci´on continua de los sistemas de comunicaci´on inal´ambrica, hace que sea urgente y necesario el desarrollo de esquemas de gesti´on del espectro m´as flexibles. Se considera el acceso din´amico (DSA) al espectro en los sistemas cognitivos como una tecnolog´ıa clave para resolver este conflicto al permitir que un grupo de usuarios secundarios (SUs) puedan compartir y acceder al espectro asignado inicialmente a uno o varios usuarios primarios (PUs). Las operaciones de comunicaci´on llevadas a cabo por los sistemas radio cognitivos no deben en ning´un caso alterar (interferir) los sistemas primarios. Por tanto, el control de la interferencia junto al gran dinamismo de los sistemas primarios implica nuevos retos en el control y asignaci´on de los recursos radio en los sistemas de comunicaci´on CR. Los algoritmos de gesti´on y asignaci´on de recursos (Radio Resource Management-RRM) deben garantizar una participaci´on efectiva de las bandas con frecuencias disponibles temporalmente, y ofrecer en cada momento oportunas soluciones para hacer frente a los distintos cambios r´apidos que influyen en la misma red. En esta tesis doctoral, se analiza el problema de la gesti´on de los recursos radio en sistemas multiportadoras CR, proponiendo varias soluciones para su uso eficaz y coexistencia con los PUs. La tesis en s´ı, se centra en tres l´ıneas principales: 1) el dise˜no de algoritmos eficientes de gesti´on de recursos para la asignaci´on de sub-portadoras y distribuci´on de la potencia en sistemas segundarios, evitando asi cualquier interferencia que pueda ser perjudicial para el funcionamiento normal de los usuarios de la red primaria, 2) analizar y comparar la eficiencia espectral alcanzada a la hora de utilizar diferentes esquema de transmisi´on multiportadora en la capa f´ısica del sistema CR, espec´ıficamente en sistemas basados en OFDM y los basados en banco de filtros multiportadoras (Filter bank Multicarrier-FBMC), 3) investigar el impacto de las diferentes limitaciones en el rendimiento total del sistema de CR. Los escenarios considerados en esta tesis son tres, es decir; modo de transmisi´on descendente (downlink), modo de transmisi´on ascendente (uplink), y el modo de transmisi´on ”Relay”. En cada escenario, la soluci´on ´optima es examinada y comparada con algoritmos sub- ´optimos que tienen como objetivo principal reducir la carga computacional. Los algoritmos sub-´optimos son llevados a cabo en dos fases mediante la separaci´on del propio proceso de distribuci´on de subportadoras y la asignaci´on de la potencia en los modos de comunicaci´on descendente (downlink), y ascendente (uplink). Para los entornos de tipo ”Relay”, se ha utilizado la t´ecnica de doble descomposici´on (dual decomposition) para obtener una soluci´on asint´oticamente ´optima. Adem´as, se ha desarrollado un algoritmo heur´ıstico para poder obtener la soluci´on ´optima con un reducido coste computacional. Los resultados obtenidos mediante simulaciones num´ericas muestran que los algoritmos sub-´optimos desarrollados logran acercarse a la soluci´on ´optima en cada uno de los entornos analizados, logrando as´ı un mayor rendimiento que los ya existentes y utilizados tanto en entornos cognitivos como no-cognitivos. Se puede comprobar en varios resultados obtenidos en la tesis la superioridad del esquema multiportadora FBMC sobre los sistemas basados en OFDM para los entornos cognitivos, causando una menor interferencia que el OFDM en los sistemas primarios, y logrando una mayor eficiencia espectral. Finalmente, en base a lo analizado en esta tesis, podemos recomendar al esquema multiportadora FBMC como una id´onea y potente forma de comunicaci´on para las futuras redes cognitivas

Diseño de arquitecturas eficientes basadas en dispositivos lógicos programables para técnicas de acceso al medio en comunicaciones PLC

En el trabajo propuesto en esta tesis se han estudiado, analizado y desarrollado nuevas arquitecturas para la implementación de técnicas de acceso al medio en comunicaciones PLC de banda ancha. Estas arquitecturas se han incluido como periféricos avanzados en un sistema SoC general basado en FPGAs que integra un microprocesador soft encargado de realizar la supervisión del sistema y la gestión de las transferencias de datos. Además, la arquitectura SoC general dispone de un módulo DMA que asegura el flujo de datos necesario para cada técnica de acceso al medio, permitiendo que todo el sistema opere en tiempo real, atendiendo a los requisitos del estándar de PLC de banda ancha. Para la definición de las distintas arquitecturas, se ha realizado un exhaustivo estudio de las técnicas de acceso al medio consideradas. Dentro de este estudio se ha efectuado un análisis de distintos algoritmos para su implementación, evaluándose las opciones más idóneas en cada caso. El análisis de distintas alternativas ha permitido obtener una arquitectura con un bajo consumo de recursos y que a su vez disponga de un tiempo de cómputo que permita la implementación en tiempo real. Esto se ha conseguido con el ratio de paralelismo, el cual ha permitido una reutilización a lo largo del tiempo de los recursos implicados, obteniéndose un compromiso entre tiempo de procesamiento y recursos empleados. Asimismo, dado que las arquitecturas se van a implantar sobre un dispositivo FPGA, es necesario considerar en todo este estudio el efecto de la precisión finita, ya que es determinante a la hora de obtener unas prestaciones adecuadas. Para ello, se ha tenido en especial consideración el dispositivo en el que se iba a realizar la implementación, utilizando el ancho de palabra máximo de las celdas aritméticas y de las memorias disponibles. Para la comprobación de la calidad de las arquitecturas diseñadas se han desarrollado modelos de simulación en coma flotante y en coma fija. La utilización de modelos de simulación permite realizar análisis cuantitativo del efecto de la precisión finita y a su vez comprobar que la implementación desarrollada es correcta. Tanto los modelos de simulación, como las posteriores pruebas experimentales, han sido evaluados en distintas escenarios prácticos, permitiendo una verificación precisa de los datos obtenidos y su corroboración con los resultados simulados. Los escenarios considerados han tenido en cuenta distintos tipos de canales de transmisión, incrementando el nivel de ruido y atenuación gradualmente. En el primer caso se ha empleado un canal ideal, que ha permitido realizar un estudio del efecto de la precisión finita sobre las arquitecturas propuestas. En el segundo caso se ha empleado un cable SMA como canal de transmisión. El cable SMA presenta una buena respuesta en frecuencia y por tanto se puede comparar la calidad de las arquitecturas en un sistema de transmisión completo, cuyo canal se aproxima al ideal. Por último, el tercer caso introduce un canal más agresivo formado por un cable eléctrico de doce metros. Con este canal se ha realizado una estimación del comportamiento de la técnica de acceso al medio en un canal similar al real sin el empleo de ningún módulo de estimación e igualación de canal

Analysis of PAPR Reduction in 5G communication

The goal of this thesis is to analyze PAPR reduction performance in 5G communication. 5G communication technology is beyond 4G and LTE technology and expected to be employed around 2020. Research is going on for standardization of 5G technology. One of the key objective of 5G technology is to achieve high data rate (10Gbps). For this a large bandwidth is needed. Since limited frequency resources are available, the frequency spectrum should be efficiently utilized to obtain high data rate. Also to utilize white space, cognitive radio networks are needed. In cognitive radio network very low out of band radiation is desired. OFDM is used in 4G communication but it has the drawback of low spectral efficiency and high out of band radiation, which makes it a poor choice for 5G communication. So for 5G communication new waveform is required. FBMC, UFMC, GFDM are some of the waveform candidates for 5G communication. FBMC is a potential candidate for 5G communication and it is used in many 5G projects around the world. In this thesis FBMC is used as a waveform candidate for 5G communication. High PAPR is always a problem in multicarrier communication system. FBMC is also a multicarrier communication system, so it also suffers from high PAPR problem. To reduce the PAPR several PAPR reduction techniques have been proposed over the last few decades. Tone injection and companding are two promising techniques, which are used in PAPR reduction of multicarrier communication system. In this thesis a combined scheme of tone injection and companding is used, which gives significant performance improvement compared to the tone injection and companding techniques taken separately. Simulation is performed to analyses the PAPR and BER performance of FBMC-FMT and FBMC-SMT system. Also a new clipping based PAPR reduction scheme is proposed in this thesis. For this scheme simulation is performed to analyze the PAPR performance of FBMC-FMT, FBMC-SMT and FBMC-CMT system. All the simulations are performed in MATLAB

Analog radio over fiber solutions for multi-band 5g systems

This study presents radio over fiber (RoF) solutions for the fifth-generation (5G) of wireless networks. After the state of the art and a technical background review, four main contributions are reported. The first one is proposing and investigating a RoF technique based on a dual-drive Mach-Zehnder modulator (DD-MZM) for multi-band mobile fronthauls, in which two radiofrequency (RF) signals in the predicted 5G bands individually feed an arm of the optical modulator. Experimental results demonstrate the approach enhances the RF interference mitigation and can prevail over traditional methods. The second contribution comprises the integration of a 5G transceiver, previously developed by our group, in a passive optical network (PON) using RoF technology and wavelength division multiplexing (WDM) overlay. The proposed architecture innovates by employing DD-MZM and enables to simultaneously transport baseband and 5G candidate RF signals in the same PON infrastructure. The proof-of-concept includes the transmission of a generalized frequency division multiplexing (GFDM) signal generated by the 5G transceiver in the 700 MHz band, a 26 GHz digitally modulated signal as a millimeter-waves 5G band, and a baseband signal from an gigabit PON (GPON). Experimental results demonstrate the 5G transceiver digital performance when using RoF technology for distributing the GFDM signal, as well as Gbit/s throughput at 26 GHz. The third contribution is the implementation of a flexible-waveform and multi-application fiber-wireless (FiWi) system toward 5G. Such system includes the FiWi transmission of the GFDM and filtered orthogonal frequency division multiplexing (F-OFDM) signals at 788 MHz, toward long-range cells for remote or rural mobile access, as well as the recently launched 5G NR standard in microwave and mm-waves, aiming enhanced mobile broadband indoor and outdoor applications. Digital signal processing (DSP) is used for selecting the waveform and linearizing the RoF link. Experimental results demonstrate the suitability of the proposed solution to address 5G scenarios and requirements, besides the applicability of using existent fiber-to-the-home (FTTH) networks from Internet service providers for implementing 5G systems. Finally, the fourth contribution is the implementation of a multi-band 5G NR system with photonic-assisted RF amplification (PAA). The approach takes advantage of a novel PAA technique, based on RoF technology and four-wave mixing effect, that allows straightforward integration to the transport networks. Experimental results demonstrate iv uniform and stable 15 dB wideband gain for Long Term Evolution (LTE) and three 5G signals, distributed in the frequency range from 780 MHz to 26 GHz and coexisting in the mobile fronthaul. The obtained digital performance has efficiently met the Third-Generation Partnership Project (3GPP) requirements, demonstrating the applicability of the proposed approach for using fiber-optic links to distribute and jointly amplify LTE and 5G signals in the optical domain.Agência 1Este trabalho apresenta soluções de rádio sobre fibra (RoF) para aplicações em redes sem fio de quinta geração (5G), e inclui quatro contribuições principais. A primeira delas refere-se à proposta e investigação de uma técnica de RoF baseada no modulador eletroóptico de braço duplo, dual-drive Mach-Zehnder (DD-MZM), para a transmissão simultânea de sinais de radiofrequência (RF) em bandas previstas para redes 5G. Resultados experimentais demonstram que o uso do DD-MZM favorece a ausência de interferência entre os sinais de RF transmitidos. A segunda contribuição trata da integração de um transceptor de RF, desenvolvido para aplicações 5G e apto a prover a forma de onda conhecida como generalized frequency division multiplexing (GFDM), em uma rede óptica passiva (PON) ao utilizar RoF e multiplexação por divisão de comprimento de onda (WDM). A arquitetura proposta permite transportar, na mesma infraestrutura de rede, sinais em banda base e de radiofrequência nas faixas do espectro candidatas para 5G. A prova de conceito inclui a distribuição conjunta de três tipos de sinais: um sinal GFDM na banda de 700 MHz, proveniente do transceptor desenvolvido; um sinal digital na frequência de 26 GHz, assumindo a faixa de ondas milimétricas; sinais em banda base provenientes de uma PON dedicada ao serviço de Internet. Resultados experimentais demonstram o desempenho do transceptor de RF ao utilizar a referida arquitetura para distribuir sinais GFDM, além de taxas de transmissão de dados da ordem de Gbit/s na faixa de 26 GHz. A terceira contribuição corresponde à implementação de um sistema fibra/rádio potencial para redes 5G, operando inclusive com o padrão ―5G New Radio (5G NR)‖ nas faixas de micro-ondas e ondas milimétricas. Tal sistema é capaz de prover macro células na banda de 700 MHz para aplicações de longo alcance e/ou rurais, utilizando sinais GFDM ou filtered orthogonal frequency division multiplexing (F-OFDM), assim como femto células na banda de 26 GHz, destinada a altas taxas de transmissão de dados para comunicações de curto alcance. Resultados experimentais demonstram a aplicabilidade da solução proposta para redes 5G, além da viabilidade de utilizar redes ópticas pertencentes a provedores de Internet para favorecer sistemas de nova geração. Por fim, a quarta contribuição trata da implementação de um sistema 5G NR multibanda, assistido por amplificação de RF no domínio óptico. Esse sistema faz uso de um novo método de amplificação, baseado no efeito não linear da mistura de quatro ondas, que vi permite integração direta em redes de transporte envolvendo rádio sobre fibra. Resultados experimentais demonstram ganho de RF igual a 15 dB em uma ampla faixa de frequências (700 MHz até 26 GHz), atendendo simultaneamente tecnologias de quarta e quinta geração. O desempenho digital obtido atendeu aos requisitos estabelecidos pela 3GPP (Third-Generation Partnership Project), indicando a aplicabilidade da solução em questão para distribuir e conjuntamente amplificar sinais de RF em enlaces de fibra óptica

Unified Framework for Multicarrier and Multiple Access based on Generalized Frequency Division Multiplexing

The advancements in wireless communications are the key-enablers of new applications with stringent requirements in low-latency, ultra-reliability, high data rate, high mobility, and massive connectivity. Diverse types of devices, ranging from tiny sensors to vehicles, with different capabilities need to be connected under various channel conditions. Thus, modern connectivity and network techniques at all layers are essential to overcome these challenges. In particular, the physical layer (PHY) transmission is required to achieve certain link reliability, data rate, and latency. In modern digital communications systems, the transmission is performed by means of a digital signal processing module that derives analog hardware. The performance of the analog part is influenced by the quality of the hardware and the baseband signal denoted as waveform. In most of the modern systems such as fifth generation (5G) and WiFi, orthogonal frequency division multiplexing (OFDM) is adopted as a favorite waveform due to its low-complexity advantages in terms of signal processing. However, OFDM requires strict requirements on hardware quality. Many devices are equipped with simplified analog hardware to reduce the cost. In this case, OFDM does not work properly as a result of its high peak-to-average power ratio (PAPR) and sensitivity to synchronization errors. To tackle these problems, many waveforms design have been recently proposed in the literature. Some of these designs are modified versions of OFDM or based on conventional single subcarrier. Moreover, multicarrier frameworks, such as generalized frequency division multiplexing (GFDM), have been proposed to realize varieties of conventional waveforms. Furthermore, recent studies show the potential of using non-conventional waveforms for increasing the link reliability with affordable complexity. Based on that, flexible waveforms and transmission techniques are necessary to adapt the system for different hardware and channel constraints in order to fulfill the applications requirements while optimizing the resources. The objective of this thesis is to provide a holistic view of waveforms and the related multiple access (MA) techniques to enable efficient study and evaluation of different approaches. First, the wireless communications system is reviewed with specific focus on the impact of hardware impairments and the wireless channel on the waveform design. Then, generalized model of waveforms and MA are presented highlighting various special cases. Finally, this work introduces low-complexity architectures for hardware implementation of flexible waveforms. Integrating such designs with software-defined radio (SDR) contributes to the development of practical real-time flexible PHY.:1 Introduction 1.1 Baseband transmission model 1.2 History of multicarrier systems 1.3 The state-of-the-art waveforms 1.4 Prior works related to GFDM 1.5 Objective and contributions 2 Fundamentals of Wireless Communications 2.1 Wireless communications system 2.2 RF transceiver 2.2.1 Digital-analogue conversion 2.2.2 QAM modulation 2.2.3 Effective channel 2.2.4 Hardware impairments 2.3 Waveform aspects 2.3.1 Single-carrier waveform 2.3.2 Multicarrier waveform 2.3.3 MIMO-Waveforms 2.3.4 Waveform performance metrics 2.4 Wireless Channel 2.4.1 Line-of-sight propagation 2.4.2 Multi path and fading process 2.4.3 General baseband statistical channel model 2.4.4 MIMO channel 2.5 Summary 3 Generic Block-based Waveforms 3.1 Block-based waveform formulation 3.1.1 Variable-rate multicarrier 3.1.2 General block-based multicarrier model 3.2 Waveform processing techniques 3.2.1 Linear and circular filtering 3.2.2 Windowing 3.3 Structured representation 3.3.1 Modulator 3.3.2 Demodulator 3.3.3 MIMO Waveform processing 3.4 Detection 3.4.1 Maximum-likelihood detection 3.4.2 Linear detection 3.4.3 Iterative Detection 3.4.4 Numerical example and insights 3.5 Summary 4 Generic Multiple Access Schemes 57 4.1 Basic multiple access and multiplexing schemes 4.1.1 Infrastructure network system model 4.1.2 Duplex schemes 4.1.3 Common multiplexing and multiple access schemes 4.2 General multicarrier-based multiple access 4.2.1 Design with fixed set of pulses 4.2.2 Computational model 4.2.3 Asynchronous multiple access 4.3 Summary 5 Time-Frequency Analyses of Multicarrier 5.1 General time-frequency representation 5.1.1 Block representation 5.1.2 Relation to Zak transform 5.2 Time-frequency spreading 5.3 Time-frequency block in LTV channel 5.3.1 Subcarrier and subsymbol numerology 5.3.2 Processing based on the time-domain signal 5.3.3 Processing based on the frequency-domain signal 5.3.4 Unified signal model 5.4 summary 6 Generalized waveforms based on time-frequency shifts 6.1 General time-frequency shift 6.1.1 Time-frequency shift design 6.1.2 Relation between the shifted pulses 6.2 Time-frequency shift in Gabor frame 6.2.1 Conventional GFDM 6.3 GFDM modulation 6.3.1 Filter bank representation 6.3.2 Block representation 6.3.3 GFDM matrix structure 6.3.4 GFDM demodulator 6.3.5 Alternative interpretation of GFDM 6.3.6 Orthogonal modulation and GFDM spreading 6.4 Summary 7 Modulation Framework: Architectures and Applications 7.1 Modem architectures 7.1.1 General modulation matrix structure 7.1.2 Run-time flexibility 7.1.3 Generic GFDM-based architecture 7.1.4 Flexible parallel multiplications architecture 7.1.5 MIMO waveform architecture 7.2 Extended GFDM framework 7.2.1 Architectures complexity and flexibility analysis 7.2.2 Number of multiplications 7.2.3 Hardware analysis 7.3 Applications of the extended GFDM framework 7.3.1 Generalized FDMA 7.3.2 Enchantment of OFDM system 7.4 Summary 7 Conclusions and Future work

MIMO designs for filter bank multicarrier and multiantenna systems based on OQAM

From the perspective of increasingly data rate requirements in mobile communications, it is deemed necessary to do further research so that the future goals can be reached. To that end, the radio-based communications are resorting to multicarrier modulations and spatial diversity. Until today, the orthogonal frequency division multiplexing (OFDM) modulation is regarded as the dominant technology. On one hand, the OFDM modulation is able to accommodate multiantenna configurations in a very straightforward manner. On the other hand, the poor stopband attenuation exhibited by the OFDM modulation, highlights that a definitely tight synchronization is required. In addition, the cyclic prefix (CP) has to be sufficiently long to avoid inter-block interference, which may substantially reduce the spectral efficiency. In order to overcome the OFDM drawbacks, the filter bank multicarrier modulation based on OQAM (FBMC/OQAM) is introduced. This modulation does not need any CP and benefits from pulse shaping techniques. This aspect becomes crucial in cognitive radio networks and communication systems where nodes are unlikely to be synchronized. In principle, the poor frequency confinement exhibited by OFDM should tip the balance towards FBMC/OQAM. However, the perfect reconstruction property of FBMC/OQAM systems does not hold in presence of multipath fading. This means that the FBMC/OQAM modulation is affected by inter-symbol and inter-carrier interference, unless the channel is equalized to some extent. This observation highlights that the FBMC/OQAM extension to MIMO architectures becomes a big challenge due to the need to cope with both modulation- and multiantenna-induced interference. The goal of this thesis is to study how the FBMC/OQAM modulation scheme can benefit from the degrees of freedom provided by the spatial dimension. In this regard, the first attempt to put the research on track is based on designing signal processing techniques at reception. In this case the emphasis is on single-input-multiple-output (SIMO) architectures. Next, the possibility of pre-equalizing the channel at transmission is investigated. It is considered that multiple antennas are placed at the transmit side giving rise to a multiple-input-single-output (MISO) configuration. In this scenario, the research is not only focused on counteracting the channel but also on distributing the power among subcarriers. Finally, the joint transmitter and receiver design in multiple-input-multiple-output (MIMO) communication systems is covered. From the theory developed in this thesis, it is possible to conclude that the techniques originally devised in the OFDM context can be easily adapted to FBMC/OQAM systems if the channel frequency response is flat within the subchannels. However, metrics such as the peak to average power ratio or the sensitivity to the carrier frequency offset constraint the number of subcarriers, so that the frequency selectivity may be appreciable at the subcarrier level. Then, the flat fading assumption is not satisfied and the specificities of FBMC/OQAM systems have to be considered. In this situation, the proposed techniques allow FBMC/OQAM to remain competitive with OFDM. In addition, for some multiantenna configurations and propagation conditions FBMC/OQAM turns out to be the best choice. The simulation-based results together with the theoretical analysis conducted in this thesis contribute to make progress towards the application of FBMC/OQAM to MIMO channels. The signal processing techniques that are described in this dissertation allow designers to exploit the potentials of FBMC/OQAM and MIMO to improve the link reliability as well as the spectral efficiency

Diseño e implementación de técnicas de sincronización, estimación e igualación de canal para PLC

Los sistemas de comunicaciones PLC (Power Line communications) han despertado en los últimos años un gran interés investigador, existiendo ya algunas propuestas comerciales para conectividad multimedia en el hogar, y están jugando un papel importante en el desarrollo de las redes de distribución inteligentes de energía (Smart Grids). Al mismo tiempo han supuesto un cambio en la sociedad actual, siendo uno de los medios más importantes para proporcionar soporte de banda ancha para la transmisión de datos. El hecho de tratarse de un medio con un coste muy bajo de instalación al utilizar la red eléctrica ya existente en la mayoría de entornos públicos interiores (edificios, viviendas, fábricas, industrias, etc.) es una de sus principales ventajas. El canal PLC presenta ciertas particularidades, como son el fuerte desvanecimiento selectivo en frecuencia, la mayor duración efectiva del canal, así como la caracterización del ruido del canal en ruido de fondo y en tres tipos de ruido impulsivo. El estándar IEEE 1901-2010 propone el uso de Wavelet-OFDM como técnica de acceso al medio. Esta técnica permite mejorar la eficiencia espectral del sistema al definir mejor en frecuencia las subportadoras y, por tanto, reduce las emisiones fuera de la banda de emisión. Wavelet-OFDM introduce un filtrado por cada subportadora tras la DCT-IV, conocido como filtro prototipo. Este filtrado hace que símbolos consecutivos se solapen en el dominio del tiempo. El primer objetivo de la tesis es proponer un algoritmo robusto de sincronismo temporal en sistemas PLC de banda ancha, empleado como técnica de acceso al medio Wavelet-OFDM. Dicho algoritmo propone el uso de conjuntos complementarios de secuencias multinivel como símbolo piloto, debido a las propiedades óptimas de correlación que presentan éstas, haciendo posible realizar una sincronización precisa en el receptor. En segundo lugar, se analizan posibles métodos de igualación y estimación de canal para compensar los efectos que se introducen en la transmisión PLC. Para ello es necesario el estudio de diversas técnicas de transmisión, como la inserción del prefijo cíclico y el zero-padding, para seleccionar la que mejor se ajuste a las especificaciones. Al igual que antes para el sincronismo, los algoritmos propuestos para estimación e igualación de canal se basan en el empleo de secuencias Zadoff-Chu como símbolos piloto en los preámbulos de la transmisión PLC. Finalmente, se presenta una arquitectura eficiente basada en FPGAs (Field-Programmable Gate Arrays) para la implementación en tiempo real del algoritmo de sincronismo propuesto, junto con otra para la estimación e igualación del canal, susceptibles de ser integradas en un hipotético receptor PLC que emplea como técnica de acceso al medio Wavelet-OFDM

Spectrum Sharing, Latency, and Security in 5G Networks with Application to IoT and Smart Grid

The surge of mobile devices, such as smartphones, and tables, demands additional capacity. On the other hand, Internet-of-Things (IoT) and smart grid, which connects numerous sensors, devices, and machines require ubiquitous connectivity and data security. Additionally, some use cases, such as automated manufacturing process, automated transportation, and smart grid, require latency as low as 1 ms, and reliability as high as 99.99\%. To enhance throughput and support massive connectivity, sharing of the unlicensed spectrum (3.5 GHz, 5GHz, and mmWave) is a potential solution. On the other hand, to address the latency, drastic changes in the network architecture is required. The fifth generation (5G) cellular networks will embrace the spectrum sharing and network architecture modifications to address the throughput enhancement, massive connectivity, and low latency. To utilize the unlicensed spectrum, we propose a fixed duty cycle based coexistence of LTE and WiFi, in which the duty cycle of LTE transmission can be adjusted based on the amount of data. In the second approach, a multi-arm bandit learning based coexistence of LTE and WiFi has been developed. The duty cycle of transmission and downlink power are adapted through the exploration and exploitation. This approach improves the aggregated capacity by 33\%, along with cell edge and energy efficiency enhancement. We also investigate the performance of LTE and ZigBee coexistence using smart grid as a scenario. In case of low latency, we summarize the existing works into three domains in the context of 5G networks: core, radio and caching networks. Along with this, fundamental constraints for achieving low latency are identified followed by a general overview of exemplary 5G networks. Besides that, a loop-free, low latency and local-decision based routing protocol is derived in the context of smart grid. This approach ensures low latency and reliable data communication for stationary devices. To address data security in wireless communication, we introduce a geo-location based data encryption, along with node authentication by k-nearest neighbor algorithm. In the second approach, node authentication by the support vector machine, along with public-private key management, is proposed. Both approaches ensure data security without increasing the packet overhead compared to the existing approaches

Etude et évaluation d un multiplexage fréquentiel basé sur l OFDM/OQAM

Cette thèse est consacrée à l étude de la modulation OFDM/OQAM en tant qu alternative à la modulation OFDM. Nous traitons plus particulièrement le contexte multiusagers. De ce point de vue, les aspects de synchronisation sont déterminants. Les différentes options plus le choix de la forme d onde sont donc examinés de ce point de vue. Un autre objectif est de montrer de manière précise comment la modulation OFDM/OQAM peut s adapter à une transmission de type cellulaire, en prenant comme référence le système 3GPP/LTE. Les principales contributions que nous avons apportées sont : 1) Une analyse des phénomènes de désynchronisation : nous analysons l effet de la désynchronisation, suivant les axes temporel et fréquentiel, sur les performances de l OFDM/OQAM au récepteur. 2) Méthode de synchronisation : nous analysons une méthode de synchronisation temporelle définie dans un contexte de transmission OFDM/OQAM mono-usager et nous l adaptons à un scénario de type multi-usagers. 3) Proposition d un schéma d accès multiple : nous proposons un schéma d accès multiple basé sur la modulation OFDM/OQAM, alternatif aux techniques connues OFDMA et SC-FDMA, pour la transmission en liaison montante dans un contexte de type 3GPP/LTE.This thesis is dedicated to the study of the OFDM/OQAM modulation as an alternative to the OFDM modulation. We treat more especially the multi-user environment. In this respect, synchronization aspects are crucial. The different options plus the choice of the waveform are examined in this point of view. Another objective is to precisely show how the OFDM/OQAM can be adapted to a cellular transmission type, taking as reference the 3GPP/LTE system. The main contributions we have made are : 1) Analysis of the desynchronization phenomena : we analyze the effect of desynchronization, according to the time and frequency axes, on the performance of OFDM/OQAM at the receiver side. 2) Synchronization method : we analyze a method of temporal synchronization defined in a single user OFDM/OQAM transmission and we adapt it to a multi-user scenario type. 3) Proposing for a multiple access scheme : we propose a multiple access scheme based on theOFDM/OQAM modulation, alternative to the known techniques OFDMA and SC-FDMA, for the UL transmission in a 3GPP/LTE context.PARIS-CNAM (751032301) / SudocSudocFranceF