Investigation of non-binary trellis codes designed for impulsive noise environments

PhD ThesisIt is well known that binary codes with iterative decoders can achieve near Shannon limit performance on the additive white Gaussian noise (AWGN) channel, but their performance on more realistic wired or wireless channels can become degraded due to the presence of burst errors or impulsive noise. In such extreme environments, error correction alone cannot combat the serious e ect of the channel and must be combined with the signal processing techniques such as channel estimation, channel equalisation and orthogonal frequency division multiplexing (OFDM). However, even after the received signal has been processed, it can still contain burst errors, or the noise present in the signal maybe non Gaussian. In these cases, popular binary coding schemes such as Low-Density Parity-Check (LDPC) or turbo codes may not perform optimally, resulting in the degradation of performance. Nevertheless, there is still scope for the design of new non-binary codes that are more suitable for these environments, allowing us to achieve further gains in performance. In this thesis, an investigation into good non-binary trellis error-correcting codes and advanced noise reduction techniques has been carried out with the aim of enhancing the performance of wired and wireless communication networks in di erent extreme environments. These environments include, urban, indoor, pedestrian, underwater, and powerline communication (PLC). This work includes an examination of the performance of non-binary trellis codes in harsh scenarios such as underwater communications when the noise channel is additive S S noise. Similar work was also conducted for single input single output (SISO) power line communication systems for single carrier (SC) and multi carrier (MC) over realistic multi-path frequency selective channels. A further examination of multi-input multi-output (MIMO) wired and wireless systems on Middleton class A noise channel was carried out. The main focus of the project was non-binary coding schemes as it is well-known that they outperform their binary counterparts when the channel is bursty. However, few studies have investigated non-binary codes for other environments. The major novelty of this work is the comparison of the performance of non-binary trellis codes with binary trellis codes in various scenarios, leading to the conclusion that non-binary codes are, in most cases, superior in performance to binary codes. Furthermore, the theoretical bounds of SISO and MIMO binary and non-binary convolutional coded OFDM-PLC systems have been investigated for the rst time. In order to validate our results, the implementation of simulated and theoretical results have been obtained for di erent values of noise parameters and on di erent PLC channels. The results show a strong agreement between the simulated and theoretical analysis for all cases.University of Thi-Qar for choosing me for their PhD scholarship and the Iraqi Ministry of Higher Education and Scienti c Research (MOHESR) for granting me the funds to study in UK. In addition, there was ample support towards my stay in the UK from the Iraqi Cultural Attach e in Londo

Underwater acoustic communications in warm shallow water channels

Ph.DDOCTOR OF PHILOSOPH

Non-Gaussian and non-homogeneous Poisson models of snapping shrimp noise

The problem of sonar detection and underwater communication in the presence of impulsive snapping shrimp noise is considered. Non-Gaussian amplitude and nonhomogeneous Poisson temporal statistical models of shrimp noise are investigated from the perspective of a single hydrophone immersed in shallow waters. New statistical models of the noise are devised and used to both challenge the superiority of existing models, and to provide alternative insights into the underlying physical processes.A heuristic amplitude statistical model of snapping shrimp noise is derived from first principles and compared with the Symmetric-α-stable model. The models are shown to have similar variability through the body of the amplitude probability density functions of real shrimp noise, however the new model is shown to have a superior fit to the extreme tails. Narrow-band detection using locally optimum detectors derived from these models show that the Symmetric-α-stable detector retains it's superiority, despite providing a poorer overall fit to the amplitude probability density functions. The results also confirm the superiority of the Symmetric-α-stable detector for detection of narrowband signals in shrimp noise from Australian waters.The temporal nature of snapping from a field of shrimp is investigated by considering the snapping as a point process in time. Point process analysis techniques are drawn from the fields of optics, neuro-physics, molecular biology, finance and computer science, and applied to the problem of snapping shrimp noise. It is concluded that the snapping is not consistent with a homogeneous Poisson process and that correlations exist in the point process on three different time scales. The cause of short time correlations is identified as surface reflected replicas, and models of medium time correlations are investigated. It is shown that a Cox-Ingersoll-Ross driven doubly-stochastic Poisson model is able to describe the medium time correlations observed from the counting process, but a k[superscript]th-order interval analysis reveals that there is more information contained within the snapping than can be described by the model. Analysis of shrimp snap times over a full day provides evidence of correlation between snap events on long time scales. Simulation of ocean noise is conducted to illustrate the use of such temporal models, and implications for their use in detection algorithms are discussed

Polar codes combined with physical layer security on impulsive noise channels

Ph. D. ThesisThe need for secure communications is becoming more and more impor- tant in modern society as wired and wireless connectivity becomes more ubiquitous. Currently, security is achieved by using well established encryption techniques in the upper layers that rely on computational complexity to ensure security. However, processing power is continu- ally increasing and well-known encryption schemes are more likely to be cracked. An alternative approach to achieving secure communication is to exploit the properties of the communication channel. This is known as physical layer security and is mathematically proven to be secure. Phys- ical layer security is an active research area, with a significant amount of literature covering many different aspects. However, one issue that does not appear to have been investigated in the literature is the effect on physical layer security when the noise in the communication channel is impulsive. Impulsive noise adds large spikes to the transmitted signal for very short durations that can significantly degrade the signal. The main source of impulsive noise in wireless communications is electromag- netic interference generated by machinery. Therefore, this project will investigate the effect of impulsive noise on physical layer security. To ensure a high level of performance, advanced error-correcting codes are needed to correct the multiple errors due to this harsh channel. Turbo and Low-Density Parity-Check (LDPC) codes are capacity-approaching codes commonly used in current wireless communication standards, but their complexity and latency can be quite high and can be a limiting fac- tor when required very high data rates. An alternative error-correcting code is the polar code, which can actually achieve the Shannon capacity on any symmetric binary input discrete memoryless channel (B-DMC). Furthermore, the complexity of polar codes is low and this makes them an attractive error-correcting code for high data rate wireless commu- nications. In this project, polar codes are combined with physical layer security and the performance and security of the system is evaluated on impulsive noise channels for the first time. This project has three contributions: Polar codes designed for impulsive noise channels using density evo- lution are combined with physical layer security on a wire-tap chan- nel experiencing impulsive noise. The secrecy rate of polar codes is maximised. In the decoding of polar codes, the frozen bits play an important part. The posi- tions of the frozen bits has a significant impact on performance and therefore, the selection of optimal frozen bits is presented to opti- mise the performance while maintaining secure communications on impulsive noise wire-tap channels. Optimal puncturing patterns are investigated to obtain polar codes with arbitrary block lengths and can be applied to different modu- lation schemes, such as binary phase shift keying (BPSK) and M- ary Quadrature Amplitude Modulation (QAM), that can be rate compatible with practical communication systems. The punctured polar codes are combined with physical layer security, allowing the construction of a variety of different code rates while maintaining good performance and security on impulsive noise wire-tap chan- nels. The results from this work have demonstrated that polar codes are ro- bust to the effects of impulsive noise channel and can achieve secure communications. The work also addresses the issue of security on im- pulsive noise channels and has provided important insight into scenarios where the main channel between authorised users has varying levels of impulsiveness compared with the eavesdropper's channel. One of the most interesting results from this thesis is the observation that polar codes combined with physical layer security can achieve good perfor- mance and security even when the main channel is more impulsive than the eavesdropper's channel, which was unexpected. Therefore, this thesis concludes that the low-complexity polar codes are an excellent candidate for the error-correcting codes when combined with physical layer security in more harsh impulsive wireless communication channels

A Linear Subspace Approach to Burst Communication Signal Processing

This dissertation focuses on the topic of burst signal communications in a high interference environment. It derives new signal processing algorithms from a mathematical linear subspace approach instead of the common stationary or cyclostationary approach. The research developed new algorithms that have well-known optimality criteria associated with them. The investigation demonstrated a unique class of multisensor filters having a lower mean square error than all other known filters, a maximum likelihood time difference of arrival estimator that outperformed previously optimal estimators, and a signal presence detector having a selectivity unparalleled in burst interference environments. It was further shown that these improvements resulted in a greater ability to communicate, to locate electronic transmitters, and to mitigate the effects of a growing interference environment

Digital Communications in Additive White Symmetric Alpha-Stable Noise

Ph.DDOCTOR OF PHILOSOPH

Mobile underwater acoustic communications with multicarrier modulation in very shallow waters

Master'sMASTER OF ENGINEERIN

Reliable Cognitive Ultra Wideband Communication Systems Under Coexistence Constraints

RÉSUMÉ La croissance rapide des systèmes de communication sans fil et la rareté du spectre ont motivé les industries et les fournisseurs ouvrant dans le domaine de communication sans fil de développer des stratégies et des technologies de communication qui peuvent utiliser efficacement les ressources spectrales. La réutilisation pacifique du spectre sous-licence et sous-utilisé peut être une solution prometteuse pour certaines initiatives en cours telles que la communication mobile à haut débit, la communication machine-à-machine, et la connectivité WiFi. Un des plus gros facteurs qui empêche l'approche de cette réutilisation de fréquences est l'effet d'environnements bruyants sur les dispositifs coexistent dans la même bande de fréquence. Par conséquent, la demande pour une stratégie de coexistence pacifique entre les utilisateurs du spectre, des défis et des questions techniques qu'elle engêndre, motive notre recherche. Il est à noter que dans cette thèse, nous considérons un système pratique appelé MB-OFDM UWB (en anglais multiband orthogonal frequency division multiplexing ultra wideband) pour donner un aperçu pratique de ce concept. Pour atteindre cet objectif, d'abord nous examinons le problème d'interférence des utilisateurs secondaires sur les utilisateurs principaux. A cet effet, tenant compte d'un système secondaire OFDM, nous proposons des méthodes de mise en forme du spectre pour les applications de transmission à antennes simples et multiples. Nous présentons une technique débit-efficace nommée “Enhanced active interference cancellation (E - AIC)qui est en effet capable de créer des encoches ayant des caractéristiques flexibles. Afin de résoudre le problème de dépassement du spectre causé pas la technique classique-AIC, nous utilisons une approche multi-contraintes qui à son tour cause un problème multi-contrainte de minimisation (en anglais multi-constraint minimization problem, MCMP). Cependant, un nouvel algorithme itératif basé sur la technique SVD (en anglais singular value decomposition) est proposé, permettant ainsi de réduire la complexité de la solution de MCMP. Les résultats de simulation obtenus montrent que la technique E-AIC proposée fournit de meilleures performances en termes de suppression des lobes latéraux avec 0 dB de dépassement, moins de complexité de calcul et moins de perte de débit par rapport aux méthodes AIC précédentes. Quant aux antennes multiples, nous proposons deux nouvelles techniques AIC, qui utilisent l'idée principale des approches de sélection d'antennes d'émission (en anglais transmit antenna selection, TAS). Bien que les résultats montrent que les deux techniques permettent la création d'encoche identique, la technique per-tone TAS-AIC a la plus grande efficacité spectrale. Après avoir obtenu une emission sans interférence pour le système MB-OFDM UWB, nous analysons, modélisons et atténuons le bruit impulsif au récepteur MB-OFDM UWB. Pour ce faire, d'abord, nous proposons un cadre analytique qui décrit les principales caractéristiques d'interférence d'un système à ultra large bande et saut temporel (en anglais time-hopping UWB, TH-UWB) niveau de ces paramètres de signalisation. Les résultats montrent que la distribution d'interférence dépend fortement aux paramètres de saut temporel du système TH-UWB.----------ABSTRACT The rapid growth of wireless communication systems along with the radio spectrum's scarcity and regulatory considerations have put the onus on the wireless industries and service providers to develop wireless communication strategies and technologies that can efficiently utilize the spectral resources. Hence, peaceful reuse of underutilized licensed radio frequencies (by secondary users) can be a promising solution for some ongoing initiatives such as mobile broadband, machine-to-machine applications and WiFi connectivity. One of the biggest factors that prevents the spectrum reusing approach to effectively address the spectrum scarcity, is noisy environments result from coexistence of different devices in the same frequency band. Therefore, the request for a peaceful coexistence strategy between spectrum users, which leads to various challenges, and technical issues, motivates our research. It is worth noting that, in this thesis, we consider a practical system called multiband orthogonal frequency division multiplexing ultra wideband (MB-OFDM UWB) as an underlay system to provide a practical insight into this concept. However, all the obtained results and contributions are applicable to other OFDM-based communication systems. Towards this goal, we first investigate the problem of the interference from secondary users to the primary users. For this purpose, considering an OFDM-based secondary communication system, we propose spectrum-shaping methods for single and multiple transmit antennas applications. For single antenna scenario, we present a throughput-efficient enhanced active interference cancellation (E-AIC) technique, which is indeed capable of creating notches with flexible characteristics. In order to address the spectrum overshoot problem of conventional-AIC techniques, we employed a multi-constraint approach, which leads to a multi-constraint minimization problem (MCMP). Hence, a novel iterative singular value decomposition (SVD) based algorithm is proposed to reduce the complexity of the MCMP's solution. The obtained simulation results show that the proposed enhanced-AIC technique provides higher performance in terms of sidelobes suppression with 0 dB overshoot, less computational complexity and less throughput-loss compared to previous constrained-AIC methods. For multiple transmit antennas, we propose two novel AIC techniques employing main ideas behind bulk and per-tone transmit antenna selection (TAS) approaches. Simulation results show that although both techniques provide identical notch creation, the per-tone TAS-AIC technique has higher spectral efficiency

Performance analysis of OFDM-IM scheme under STO and CFO

In this letter, performance analysis of orthogonal frequency division multiplexing with index modulation (OFDM-IM) is presented in term of bit error rate (BERs). The analysis considers its performance under two impairments, symbol time offset (STO) and carrier frequency offset (CFO) in frequency-selective fading channel. As orthogonal multicarrier system, OFDM-IM is subject to both inter-symbol interference (ISI) and inter-carrier interference (ICI) in a frequency-selective fading channel. OFDM-IM is a new multicarrier communication system, where the active subcarriers indices are used to carry additional bits of information. In general, in the previous existing works, OFDM-IM are evaluated only for near-ideal communication scenarios by only incorporating the CFO factor. In this work, the OFDM-IM performance is investigated and compared with conventional OFDM in the presence of two impairments, STO and CFO. Simulation results show that OFDM-IM outperforms the conventional OFDM with the presence of STO and CFO, especially at high SNR areas