Analysis of millimeter wave and massive MIMO cellular networks

Millimeter wave (mmWave) communication and massive multiple-input multiple-output (MIMO) are promising techniques to increase system capacity in 5G cellular networks. The prior frameworks for conventional cellular systems do not directly apply to analyze mmWave or massive MIMO networks, as (i) mmWave cellular networks differ in the different propagation conditions and hardware constraints; and (ii) with a order of magnitude more antennas than conventional multi-user MIMO systems, massive MIMO systems will be operated in time-division duplex (TDD) mode, which renders pilot contamination a primary limiting factor. In this dissertation, I develop stochastic geometry frameworks to analyze the system-level performance of mmWave, sub-6 GHz massive MIMO, and mmWave massive MIMO cellular networks. The proposed models capture the key features of each technique, and allow for tractable signal-to-interference-plus-noise ratio (SINR) and rate analyses. In the first contribution, I develop an mmWave cellular network model that incorporates the blockage effect and directional beamforming, and analyze the SINR and rate distributions as functions of the base station density, blockage parameters, and antenna geometry. The analytical results demonstrate that with a sufficiently dense base station deployment, mmWave cellular networks are capable to achieve comparable SINR coverage and much higher rates than conventional networks. In my second contribution, I analyze the uplink SINR and rate in sub-6 GHz massive MIMO networks with the incorporation of pilot contamination and fractional power control. Based on the analysis, I show scaling laws between the number of antennas and scheduled users per cell that maintain the uplink signal-to-interference ratio (SIR) distributions are different for maximum ratio combining (MRC) and zero-forcing (ZF) receivers. In my third contribution, I extend the sub-6 GHz massive MIMO model to mmWave frequencies, by incorporating key mmWave features. I leverage the proposed model to investigate the asymptotic SINR performance, when the number of antennas goes to infinity. Numerical results show that mmWave massive MIMO outperforms its sub-6 GHz counterpart in cell throughput with a dense base station deployment, while the reverse can be true with a low base station density.Electrical and Computer Engineerin

Modeling and Performance of Uplink Cache-Enabled Massive MIMO Heterogeneous Networks

A significant burden on wireless networks is brought by the uploading of user-generated contents to the Internet by means of applications such as social media. To cope with this mobile data tsunami, we develop a novel multiple-input multiple-output (MIMO) network architecture with randomly located base stations (BSs) a large number of antennas employing cache-enabled uplink transmission. In particular, we formulate a scenario, where the users upload their content to their strongest BSs, which are Poisson point process distributed. In addition, the BSs, exploiting the benefits of massive MIMO, upload their contents to the core network by means of a finite-rate backhaul. After proposing the caching policies, where we propose the modified von Mises distribution as the popularity distribution function, we derive the outage probability and the average delivery rate by taking advantage of tools from the deterministic equivalent and stochastic geometry analyses. Numerical results investigate the realistic performance gains of the proposed heterogeneous cache-enabled uplink on the network in terms of cardinal operating parameters. For example, insights regarding the BSs storage size are exposed. Moreover, the impacts of the key parameters such as the file popularity distribution and the target bitrate are investigated. Specifically, the outage probability decreases if the storage size is increased, while the average delivery rate increases. In addition, the concentration parameter, defining the number of files stored at the intermediate nodes (popularity), affects the proposed metrics directly. Furthermore, a higher target rate results in higher outage because fewer users obey this constraint. Also, we demonstrate that a denser network decreases the outage and increases the delivery rate. Hence, the introduction of caching at the uplink of the system design ameliorates the network performance.Peer reviewe

Massive MIMO Systems with Non-Ideal Hardware: Energy Efficiency, Estimation, and Capacity Limits

The use of large-scale antenna arrays can bring substantial improvements in energy and/or spectral efficiency to wireless systems due to the greatly improved spatial resolution and array gain. Recent works in the field of massive multiple-input multiple-output (MIMO) show that the user channels decorrelate when the number of antennas at the base stations (BSs) increases, thus strong signal gains are achievable with little inter-user interference. Since these results rely on asymptotics, it is important to investigate whether the conventional system models are reasonable in this asymptotic regime. This paper considers a new system model that incorporates general transceiver hardware impairments at both the BSs (equipped with large antenna arrays) and the single-antenna user equipments (UEs). As opposed to the conventional case of ideal hardware, we show that hardware impairments create finite ceilings on the channel estimation accuracy and on the downlink/uplink capacity of each UE. Surprisingly, the capacity is mainly limited by the hardware at the UE, while the impact of impairments in the large-scale arrays vanishes asymptotically and inter-user interference (in particular, pilot contamination) becomes negligible. Furthermore, we prove that the huge degrees of freedom offered by massive MIMO can be used to reduce the transmit power and/or to tolerate larger hardware impairments, which allows for the use of inexpensive and energy-efficient antenna elements.Comment: To appear in IEEE Transactions on Information Theory, 28 pages, 15 figures. The results can be reproduced using the following Matlab code: https://github.com/emilbjornson/massive-MIMO-hardware-impairment