A review of spatial downscaling of satellite remotely sensed soil moisture

Satellite remote sensing technology has been widely used to estimate surface soil moisture. Numerous efforts have been devoted to develop global soil moisture products. However, these global soil moisture products, normally retrieved from microwave remote sensing data, are typically not suitable for regional hydrological and agricultural applications such as irrigation management and flood predictions, due to their coarse spatial resolution. Therefore, various downscaling methods have been proposed to improve the coarse resolution soil moisture products. The purpose of this paper is to review existing methods for downscaling satellite remotely sensed soil moisture. These methods are assessed and compared in terms of their advantages and limitations. This review also provides the accuracy level of these methods based on published validation studies. In the final part, problems and future trends associated with these methods are analyzed

Variational Downscaling, Fusion and Assimilation of Hydrometeorological States via Regularized Estimation

Improved estimation of hydrometeorological states from down-sampled observations and background model forecasts in a noisy environment, has been a subject of growing research in the past decades. Here, we introduce a unified framework that ties together the problems of downscaling, data fusion and data assimilation as ill-posed inverse problems. This framework seeks solutions beyond the classic least squares estimation paradigms by imposing proper regularization, which are constraints consistent with the degree of smoothness and probabilistic structure of the underlying state. We review relevant regularization methods in derivative space and extend classic formulations of the aforementioned problems with particular emphasis on hydrologic and atmospheric applications. Informed by the statistical characteristics of the state variable of interest, the central results of the paper suggest that proper regularization can lead to a more accurate and stable recovery of the true state and hence more skillful forecasts. In particular, using the Tikhonov and Huber regularization in the derivative space, the promise of the proposed framework is demonstrated in static downscaling and fusion of synthetic multi-sensor precipitation data, while a data assimilation numerical experiment is presented using the heat equation in a variational setting

DSCALE_mod16: A Model for Disaggregating Microwave Satellite Soil Moisture with Land Surface Evapotranspiration Products and Gridded Meteorological Data

Improving the spatial resolution of microwave satellite soil moisture (SM) products is important for various applications. Most of the downscaling methods that fuse optical/thermal and microwave data rely on remotely sensed land surface temperature (LST) or LST-derived SM indexes (SMIs). However, these methods suffer from the problems of “cloud contamination”, “decomposing uncertainty”, and “decoupling effect”. This study presents a new downscaling method, referred to as DSCALE_mod16, without using LST and LST-derived SMIs. This model combines MODIS ET products and a gridded meteorological data set to obtain Land surface Evaporative Efficiency (LEE) as the main downscaling factor. A cosine-square form of downscaling function was adopted to represent the quantitative relationship between LEE and SM. Taking the central part of the United States as the case study area, we downscaled SMAP (Soil Moisture Active and Passive) SM products with an original resolution of 36km to a resolution of 500m. The study period spans more than three years from 2015 to 2018. In situ SM measurements from three sparse networks and three core validation sites (CVS) were used to evaluate the downscaling model. The evaluation results indicate that the downscaled SM values maintain the spatial dynamic range of original SM data while providing more spatial details. Moreover, the moisture mass is conserved during the downscaling process. The downscaled SM values have a good agreement with in situ SM measurements. The unbiased root-mean-square errors (ubRMSEs) of downscaled SM values is 0.035 m3/m3 at Fort Cobb, 0.026 m3/m3 at Little Washita, and 0.055 m3/m3 at South Fork, which are comparable to ubRMSEs of original SM estimates at these three CVS

Impact of day/night time land surface temperature in soil moisture disaggregation algorithms

Since its launch in 2009, the ESA’s SMOS mission is providing global soil moisture (SM) maps at ~40 km, using the first L-band microwave radiometer on space. Its spatial resolution meets the needs of global applications, but prevents the use of the data in regional or local applications, which require higher spatial resolutions (~1-10 km). SM disaggregation algorithms based generally on the land surface temperature (LST) and vegetation indices have been developed to bridge this gap. This study analyzes the SM-LST relationship at a variety of LST acquisition times and its influence on SM disaggregation algorithms. Two years of in situ and satellite data over the central part of the river Duero basin and the Iberian Peninsula are used. In situ results show a strong anticorrelation of SM to daily maximum LST (R˜-0.5 to -0.8). This is confirmed with SMOS SM and MODIS LST Terra/Aqua at day time-overpasses (R˜-0.4 to -0.7). Better statistics are obtained when using MODIS LST day (R˜0.55 to 0.85; ubRMSD˜0.04 to 0.06 m3 /m3 ) than LST night (R˜0.45 to 0.80; ubRMSD˜0.04 to 0.07 m3 /m3 ) in the SM disaggregation. An averaged ensemble of day and night MODIS LST Terra/Aqua disaggregated SM estimates also leads to robust statistics (R˜0.55 to 0.85; ubRMSD˜0.04 to 0.07 m3 /m3 ) with a coverage improvement of ~10-20 %.Peer ReviewedPostprint (published version

Temporal stability of soil moisture and radar backscatter observed by the advanced Synthetic Aperture Radar (ASAR)

The high spatio-temporal variability of soil moisture is the result of atmospheric forcing and redistribution processes related to terrain, soil, and vegetation characteristics. Despite this high variability, many field studies have shown that in the temporal domain soil moisture measured at specific locations is correlated to the mean soil moisture content over an area. Since the measurements taken by Synthetic Aperture Radar (SAR) instruments are very sensitive to soil moisture it is hypothesized that the temporally stable soil moisture patterns are reflected in the radar backscatter measurements. To verify this hypothesis 73 Wide Swath (WS) images have been acquired by the ENVISAT Advanced Synthetic Aperture Radar (ASAR) over the REMEDHUS soil moisture network located in the Duero basin, Spain. It is found that a time-invariant linear relationship is well suited for relating local scale (pixel) and regional scale (50 km) backscatter. The observed linear model coefficients can be estimated by considering the scattering properties of the terrain and vegetation and the soil moisture scaling properties. For both linear model coefficients, the relative error between observed and modelled values is less than 5 % and the coefficient of determination (R-2) is 86 %. The results are of relevance for interpreting and downscaling coarse resolution soil moisture data retrieved from active (METOP ASCAT) and passive (SMOS, AMSR-E) instruments

Intercomparison of Downscaling Techniques for Satellite Soil Moisture Products

During recent decades, various downscaling methods of satellite soil moisture (SM) products, which incorporate geophysical variables such as land surface temperature and vegetation, have been studied for improving their spatial resolution. Most of these studies have used least squares regression models built from those variables and have demonstrated partial improvement in the downscaled SM. This study introduces a new downscaling method based on support vector regression (SVR) that includes the geophysical variables with locational weighting. Regarding the in situ SM, the SVR downscaling method exhibited a smaller root mean square error, from 0.09 to 0.07m(3).m(-3), and a larger average correlation coefficient increased, from 0.62 to 0.68, compared to the conventional method. In addition, the SM downscaled using the SVR method had a greater statistical resemblance to that of the original advanced scatterometer SM. A residual magnitude analysis for each model with two independent variables was performed, which indicated that only the residuals from the SVR model were not well correlated, suggesting a more effective performance than regression models with a significant contribution of independent variables to residual magnitude. The spatial variations of the downscaled SM products were affected by the seasonal patterns in temperature-vegetation relationships, and the SVR downscaling method showed more consistent performance in terms of seasonal effect. Based on these results, the suggested SVR downscaling method is an effective approach to improve the spatial resolution of satellite SM measurement

On the Statistical and Scaling Properties of Observed and Simulated Soil Moisture

abstract: Soil moisture (θ) is a fundamental variable controlling the exchange of water and energy at the land surface. As a result, the characterization of the statistical properties of θ across multiple scales is essential for many applications including flood prediction, drought monitoring, and weather forecasting. Empirical evidences have demonstrated the existence of emergent relationships and scale invariance properties in θ fields collected from the ground and airborne sensors during intensive field campaigns, mostly in natural landscapes. This dissertation advances the characterization of these relations and statistical properties of θ by (1) analyzing the role of irrigation, and (2) investigating how these properties change in time and across different landscape conditions through θ outputs of a distributed hydrologic model. First, θ observations from two field campaigns in Australia are used to explore how the presence of irrigated fields modifies the spatial distribution of θ and the associated scale invariance properties. Results reveal that the impact of irrigation is larger in drier regions or conditions, where irrigation creates a drastic contrast with the surrounding areas. Second, a physically-based distributed hydrologic model is applied in a regional basin in northern Mexico to generate hyperresolution θ fields, which are useful to conduct analyses in regions and times where θ has not been monitored. For this aim, strategies are proposed to address data, model validation, and computational challenges associated with hyperresolution hydrologic simulations. Third, analyses are carried out to investigate whether the hyperresolution simulated θ fields reproduce the statistical and scaling properties observed from the ground or remote sensors. Results confirm that (i) the relations between spatial mean and standard deviation of θ derived from the model outputs are very similar to those observed in other areas, and (ii) simulated θ fields exhibit the scale invariance properties that are consistent with those analyzed from aircraft-derived estimates. The simulated θ fields are then used to explore the influence of physical controls on the statistical properties, finding that soil properties significantly affect spatial variability and multifractality. The knowledge acquired through this dissertation provides insights on θ statistical properties in regions and landscape conditions that were never investigated before; supports the refinement of the calibration of multifractal downscaling models; and contributes to the improvement of hyperresolution hydrologic modeling.Dissertation/ThesisDoctoral Dissertation Civil, Environmental and Sustainable Engineering 201

An Initial Assessment of a SMAP Soil Moisture Disaggregation Scheme Using TIR Surface Evaporation Data over the Continental United States

The Soil Moisture Active Passive (SMAP) mission is dedicated toward global soil moisture mapping. Typically, an L-band microwave radiometer has spatial resolution on the order of 36-40 km, which is too coarse for many specific hydro-meteorological and agricultural applications. With the failure of the SMAP active radar within three months of becoming operational, an intermediate (9-km) and finer (3-km) scale soil moisture product solely from the SMAP mission is no longer possible. Therefore, the focus of this study is a disaggregation of the 36-km resolution SMAP passive-only surface soil moisture (SSM) using the Soil Evaporative Efficiency (SEE) approach to spatial scales of 3-km and 9-km. The SEE was computed using thermal-infrared (TIR) estimation of surface evaporation over Continental U.S. (CONUS). The disaggregation results were compared with the 3 months of SMAP-Active (SMAP-A) and Active/Passive (AP) products, while comparisons with SMAP-Enhanced (SMAP-E), SMAP-Passive (SMAP-P), as well as with more than 180 Soil Climate Analysis Network (SCAN) stations across CONUS were performed for a 19 month period. At the 9-km spatial scale, the TIR-Downscaled data correlated strongly with the SMAP-E SSM both spatially (r = 0.90) and temporally (r = 0.87). In comparison with SCAN observations, overall correlations of 0.49 and 0.47; bias of 0.022 and 0.019 and unbiased RMSD of 0.105 and 0.100 were found for SMAP-E and TIR-Downscaled SSM across the Continental U.S., respectively. At 3-km scale, TIR-Downscaled and SMAP-A had a mean temporal correlation of only 0.27. In terms of gain statistics, the highest percentage of SCAN sites with positive gains (>55%) was observed with the TIR-Downscaled SSM at 9-km. Overall, the TIR-based downscaled SSM showed strong correspondence with SMAP-E; compared to SCAN, and overall both SMAP-E and TIR-Downscaled performed similarly, however, gain statistics show that TIR-Downscaled SSM slightly outperformed SMAP-E