Design of Energy-Efficient A/D Converters with Partial Embedded Equalization for High-Speed Wireline Receiver Applications

As the data rates of wireline communication links increases, channel impairments such as skin effect, dielectric loss, fiber dispersion, reflections and cross-talk become more pronounced. This warrants more interest in analog-to-digital converter (ADC)-based serial link receivers, as they allow for more complex and flexible back-end digital signal processing (DSP) relative to binary or mixed-signal receivers. Utilizing this back-end DSP allows for complex digital equalization and more bandwidth-efficient modulation schemes, while also displaying reduced process/voltage/temperature (PVT) sensitivity. Furthermore, these architectures offer straightforward design translation and can directly leverage the area and power scaling offered by new CMOS technology nodes. However, the power consumption of the ADC front-end and subsequent digital signal processing is a major issue. Embedding partial equalization inside the front-end ADC can potentially result in lowering the complexity of back-end DSP and/or decreasing the ADC resolution requirement, which results in a more energy-effcient receiver. This dissertation presents efficient implementations for multi-GS/s time-interleaved ADCs with partial embedded equalization. First prototype details a 6b 1.6GS/s ADC with a novel embedded redundant-cycle 1-tap DFE structure in 90nm CMOS. The other two prototypes explain more complex 6b 10GS/s ADCs with efficiently embedded feed-forward equalization (FFE) and decision feedback equalization (DFE) in 65nm CMOS. Leveraging a time-interleaved successive approximation ADC architecture, new structures for embedded DFE and FFE are proposed with low power/area overhead. Measurement results over FR4 channels verify the effectiveness of proposed embedded equalization schemes. The comparison of fabricated prototypes against state-of-the-art general-purpose ADCs at similar speed/resolution range shows comparable performances, while the proposed architectures include embedded equalization as well

Design Techniques for High Performance Wireline Communication and Security Systems

As the amount of data traffic grows exponentially on the internet, towards thousands of exabytes by 2020, high performance and high efficiency communication and security solutions are constantly in high demand, calling for innovative solutions. Within server communication dominates todays network data transfer, outweighing between-server and server-to-user data transfer by an order of magnitude. Solutions for within-server communication tend to be very wideband, i.e. on the order of tens of gigahertz, equalizers are widely deployed to provide extended bandwidth at reasonable cost. However, using equalizers typically costs the available signal-to-noise ratio (SNR) at the receiver side. What is worse is that the SNR available at the channel becomes worse as data rate increases, making it harder to meet the tight constraint on error rate, delay, and power consumption. In this thesis, two equalization solutions that address optimal equalizer implementations are discussed. One is a low-power high-speed maximum likelihood sequence detection (MLSD) that achieves record energy efficiency, below 10 pico-Joule per bit. The other one is a phase-shaping equalizer design that suppresses inter-symbol interference at almost zero cost of SNR. The growing amount of communication use also challenges the design of security subsystems, and the emerging need for post-quantum security adds to the difficulties. Most of currently deployed cryptographic primitives rely on the hardness of discrete logarithms that could potentially be solved efficiently with a powerful enough quantum computer. Efficient post-quantum encryption solutions have become of substantial value. In this thesis a fast and efficient lattice encryption application-specific integrated circuit is presented that surpasses the energy efficiency of embedded processors by 4 orders of magnitude.PHDElectrical EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttps://deepblue.lib.umich.edu/bitstream/2027.42/146092/1/shisong_1.pd

Equalization Architectures for High Speed ADC-Based Serial I/O Receivers

The growth in worldwide network traffic due to the rise of cloud computing and wireless video consumption has required servers and routers to support increased serial I/O data rates over legacy channels with significant frequency-dependent attenuation. For these high-loss channel applications, ADC-based high-speed links are being considered due to their ability to enable powerful digital signal processing (DSP) algorithms for equalization and symbol detection. Relative to mixed-signal equalizers, digital implementations offer robustness to process, voltage and temperature (PVT) variations, are easier to reconfigure, and can leverage CMOS technology scaling in a straight-forward manner. Despite these advantages, ADC-based receivers are generally more complex and have higher power consumption relative to mixed-signal receivers. The ensuing digital equalization can also consume a significant amount of power which is comparable to the ADC contribution. Novel techniques to reduce complexity and improve power efficiency, both for the ADC and the subsequent digital equalization, are necessary. This dissertation presents efficient modeling and implementation approaches for ADC-based serial I/O receivers. A statistical modeling framework is developed, which is able to capture ADC related errors, including quantization noise, INL/DNL errors and time interleaving mismatch errors. A novel 10GS/s hybrid ADC-based receiver, which combines both embedded and digital equalization, is then presented. Leveraging a time-interleaved asynchronous successive approximation ADC architecture, a new structure for 3-tap embedded FFE inside the ADC with low power/area overhead is used. In addition, a dynamically-enabled digital 4-tap FFE + 3-tap DFE equalizer architecture is introduced, which uses reliable symbol detection to achieve remarkable savings in the digital equalization power. Measurement results over several FR4 channels verify the accuracy of the modeling approach and the effectiveness of the proposed receiver. The comparison of the fabricated prototype against state-of-the-art ADC-based receivers shows the ability of the proposed archi-tecture to compensate for the highest loss channel, while achieving the best power efficiency among other works

Modeling and Design of Architectures for High-Speed ADC-Based Serial Links

There is an ongoing dramatic rise in the volume of internet traffic. Standards such as 56Gb/s OIF very short reach (VSR), medium reach (MR) and long reach (LR) standards for chip to chip communication over channels with up to 10dB, 20dB and 30dB insertion loss at the PAM 4 Nyquist frequency, respectively, are being adopted. These standards call for the spectrally efficient PAM-4 signaling over NRZ signaling. PAM-4 signaling offers challenges such as a reduced SNR at the receiver, susceptibility to nonlinearities and increased sensitivity to residual ISI. Equalization provided by traditional mixed signal architectures can be insufficient to achieve the target BER requirements for very long reach channels. ADC-based receiver architectures for PAM-4 links take advantage of the more powerful equalization techniques, which lend themselves to easier and robust digital implementations, to extend the amount of insertion loss that the receiver can handle. However, ADC-based receivers can consume more power compared to mixed-signal implementations. Techniques that model the receiver performance to understand the various system trade-offs are necessary. This research presents a fast and accurate hybrid modeling framework to efficiently investigate system trade-offs for an ADC-based receiver. The key contribution being the addition of ADC related non-idealities such as quantization noise in the presence of integral and differential nonlinearities, and time-interleaving mismatch errors such as gain mismatch, bandwidth mismatch, offset mismatch and sampling skew. The research also presents a 52Gb/s ADC-based PAM-4 receiver prototype employing a 32-way time-interleaved, 2-bit/stage, 6-bit SAR ADC and a DSP with a 12-tap FFE and a 2-tap DFE. A new DFE architecture that reduces the complexity of a PAM-4 DFE to that of an NRZ DFE while simultaneously nearly doubling the maximum achievable data rate is presented. The receiver architecture also includes an analog front-end (AFE) consisting of a programmable two stage CTLE. A digital baud-rate CDR’s utilizing a Mueller-Muller phase detector sets the sampling phase. Measurement results show that for 32Gb/s operation a BER < 10⁻⁹ is achieved for a 30dB loss channel while for 52 Gb/s operation achieves a BER < 10⁻⁶ for a 31dB loss channel with a power efficiency of 8.06pj/bit

Low-Complexity Soft-Decision Detection for Combating DFE Burst Errors in IM/DD Links

The deployment of non-binary pulse amplitude modulation (PAM) and soft decision (SD)-forward error correction (FEC) in future intensity-modulation (IM)/direct-detection (DD) links is inevitable. However, high-speed IM/DD links suffer from inter-symbol interference (ISI) due to bandwidth-limited hardware. Traditional approaches to mitigate the effects of ISI are filters and trellis-based algorithms targeting symbol-wise maximum a posteriori (MAP) detection. The former approach includes decision-feedback equalizer (DFE), and the latter includes Max-Log-MAP (MLM) and soft-output Viterbi algorithm (SOVA). Although DFE is easy to implement, it introduces error propagation. Such burst errors distort the log-likelihood ratios (LLRs) required by SD-FEC, causing performance degradation. On the other hand, MLM and SOVA provide near-optimum performance, but their complexity is very high for high-order PAM. In this paper, we consider a one-tap partial response channel model, which is relevant for high-speed IM/DD links. We propose to combine DFE with either MLM or SOVA in a low-complexity architecture. The key idea is to allow MLM or SOVA to detect only 3 typical DFE symbol errors, and use the detected error information to generate LLRs in a modified demapper. The proposed structure enables a tradeoff between complexity and performance: (i) the complexity of MLM or SOVA is reduced and (ii) the decoding penalty due to error propagation is mitigated. Compared to SOVA detection, the proposed scheme can achieve a significant complexity reduction of up to 94% for PAM-8 transmission. Simulation and experimental results show that the resulting SNR loss is roughly 0.3 to 0.4 dB for PAM-4, and becomes marginal 0.18 dB for PAM-8.Comment: This manuscript has been submitted to JL

High Speed Reconfigurable NRZ/PAM4 Transceiver Design Techniques

While the majority of wireline standards use simple binary non-return-to-zero (NRZ) signaling, four-level pulse-amplitude modulation (PAM4) standards are emerging to increase bandwidth density. This dissertation proposes efficient implementations for high speed NRZ/PAM4 transceivers. The first prototype includes a dual-mode NRZ/PAM4 serial I/O transmitter which can support both modulations with minimum power and hardware overhead. A source-series-terminated (SST) transmitter achieves 1.2Vpp output swing and employs lookup table (LUT) control of a 31-segment output digital-to-analog converter (DAC) to implement 4/2-tap feed-forward equalization (FFE) in NRZ/PAM4 modes, respectively. Transmitter power is improved with low-overhead analog impedance control in the DAC cells and a quarter-rate serializer based on a tri-state inverter-based mux with dynamic pre-driver gates. The transmitter is designed to work with a receiver that implements an NRZ/PAM4 decision feedback equalizer (DFE) that employs 1 finite impulse response (FIR) and 2 infinite impulse response (IIR) taps for first post-cursor and long-tail ISI cancellation, respectively. Fabricated in GP 65-nm CMOS, the transmitter occupies 0.060mm² area and achieves 16Gb/s NRZ and 32Gb/s PAM4 operation at 10.4 and 4.9 mW/Gb/s while operating over channels with 27.6 and 13.5dB loss at Nyquist, respectively. The second prototype presents a 56Gb/s four-level pulse amplitude modulation (PAM4) quarter-rate wireline receiver which is implemented in a 65nm CMOS process. The frontend utilize a single stage continuous time linear equalizer (CTLE) to boost the main cursor and relax the pre-cursor cancelation requirement, requiring only a 2-tap pre-cursor feed-forward equalization (FFE) on the transmitter side. A 2-tap decision feedback equalizer (DFE) with one finite impulse response (FIR) tap and one infinite impulse response (IIR) tap is employed to cancel first post-cursor and longtail inter-symbol interference (ISI). The FIR tap direct feedback is implemented inside the CML slicers to relax the critical timing of DFE and maximize the achievable data-rate. In addition to the per-slice main 3 data samplers, an error sampler is utilized for background threshold control and an edge-based sampler performs both PLL-based CDR phase detection and generates information for background DFE tap adaptation. The receiver consumes 4.63mW/Gb/s and compensates for up to 20.8dB loss when operated with a 2- tap FFE transmitter. The experimental results and comparison with state-of-the-art shows superior power efficiency of the presented prototypes for similar data-rate and channel loss. The usage of proposed design techniques are not limited to these specific prototypes and can be applied for any wireline transceiver with different modulation, data-rate and CMOS technology

Estimation and detection techniques for doubly-selective channels in wireless communications

A fundamental problem in communications is the estimation of the channel. The signal transmitted through a communications channel undergoes distortions so that it is often received in an unrecognizable form at the receiver. The receiver must expend significant signal processing effort in order to be able to decode the transmit signal from this received signal. This signal processing requires knowledge of how the channel distorts the transmit signal, i.e. channel knowledge. To maintain a reliable link, the channel must be estimated and tracked by the receiver. The estimation of the channel at the receiver often proceeds by transmission of a signal called the 'pilot' which is known a priori to the receiver. The receiver forms its estimate of the transmitted signal based on how this known signal is distorted by the channel, i.e. it estimates the channel from the received signal and the pilot. This design of the pilot is a function of the modulation, the type of training and the channel. [Continues.

Near far resistant detection for CDMA personal communication systems.

The growth of Personal Communications, the keyword of the 90s, has already the signs of a technological revolution. The foundations of this revolution are currently set through the standardization of the Universal Mobile Telecommunication System (UMTS), a communication system with synergistic terrestrial and satellite segments. The main characteristic of the UMTS radio interface, is the provision of ISDN services. Services with higher than voice data rates require more spectrum, thus techniques that utilize spectrum as efficiently as possible are currently at the forefront of the research community interests. Two of the most spectrally efficient multiple access technologies, namely. Code Division Multiple Access (CDMA) and Time Division Multiple Access (TDMA) concentrate the efforts of the European telecommunity.This thesis addresses problems and. proposes solutions for CDMA systems that must comply with the UMTS requirements. Prompted by Viterbi's call for further extending the potential of CDMA through signal processing at the receiving end, we propose new Minimum Mean Square Error receiver architectures. MMSE detection schemes offer significant advantages compared to the conventional correlation based receivers as they are NEar FAr Resistant (NEFAR) over a wide range of interfering power levels. The NEFAR characteristic of these detectors reduces considerably the requirements of the power control loops currently found in commercial CDMA systems. MMSE detectors are also found, to have significant performance gains over other well established interference cancellation techniques like the decorrelating detector, especially in heavily loaded system conditions. The implementation architecture of MMSE receivers can be either Multiple-Input Multiple Output (MIMO) or Single-Input Single-Output. The later offers not only complexity that is comparable to the conventional detector, but also has the inherent advantage of employing adaptive algorithms which can be used to provide both the dispreading and the interference cancellation function, without the knowledge of the codes of interfering users. Furthermore, in multipath fading channels, adaptive MMSE detectors can exploit the multipath diversity acting as RAKE combiners. The later ability is distinctive to MMSE based receivers, and it is achieved in an autonomous fashion, without the knowledge of the multipath intensity profile. The communicator achieves its performance objectives by the synergy of the signal processor and the channel decoder. According to the propositions of this thesis, the form of the signal processor needs to be changed, in order to exploit the horizons of spread spectrum signaling. However, maximum likelihood channel decoding algorithms need not change. It is the way that these algorithms are utilized that needs to be revis ed. In this respect, we identify three major utilization scenarios and an attempt is made to quantify which of the three best matches the requirements of a UMTS oriented CDMA radio interface. Based on our findings, channel coding can be used as a mapping technique from the information bit to a more ''intelligent" chip, matching the ''intelligence" of the signal processor

Deterministic Jitter in Broadband Communication

The past decade has witnessed a drastic change in the design of high-speed serial links. While Silicon fabrication technology has produced smaller, faster transistors, transmission line interconnects between chips and through backplanes have not substantially improved and have a practical bandwidth of around 3GHz. As serial link speeds increase, new techniques must be introduced to overcome the bandwidth limitation and maintain digital signal integrity. This thesis studies timing issues pertaining to bandwidth-limited interconnects. Jitter is defined as the timing uncertainty at a threshold used to detect the digital signal. Reliable digital communication requires minimizing jitter. The analysis and modeling presented here focuses on two types of deterministic jitter. First, dispersion of the digital signal in a bandwidth-limited channel creates data-dependent jitter. Our analysis links data sequences to unique timing deviations through the channel response and is shown for general linear time-invariant systems. A Markov model is constructed to study the impact of jitter on the operation of the serial link and provide insight in circuit performance. Second, an analysis of bounded-uncorrected jitter resulting from crosstalk induced in parallel serial links is presented. Timing equalization is introduced to improve the signal integrity of high-speed links. The analysis of deterministic jitter leads to novel techniques for compensating the timing ambiguity in the received data. Data-dependent jitter equalization is discussed at both the receiver, where it complements the operation of clock and data recovery circuits, and as a phase pre-emphasis technique. Crosstalk-induced, bounded-uncorrected jitter can also be compensated. By detecting electromagnetic modes between neighboring serial links, a transmitter or receiver anticipates the timing deviation that has occurred along the transmission line. Finally, we discuss a new circuit technique for submillimeter integrated circuits. Demands of wireless communication and the high speed of Silicon Germanium transistors provide opportunities for unique radio architectures for submillimeter integrated circuits. Scalable, fully-integrated phased arrays control a radiated beam pattern electronically through tiling multiple chips. Coupled-oscillator arrays are used for the first time to subharmonically injection-lock across a chip or between multiple chips to provide phase coherence across an array.</p