On Low-Resolution ADCs in Practical 5G Millimeter-Wave Massive MIMO Systems

Nowadays, millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems is a favorable candidate for the fifth generation (5G) cellular systems. However, a key challenge is the high power consumption imposed by its numerous radio frequency (RF) chains, which may be mitigated by opting for low-resolution analog-to-digital converters (ADCs), whilst tolerating a moderate performance loss. In this article, we discuss several important issues based on the most recent research on mmWave massive MIMO systems relying on low-resolution ADCs. We discuss the key transceiver design challenges including channel estimation, signal detector, channel information feedback and transmit precoding. Furthermore, we introduce a mixed-ADC architecture as an alternative technique of improving the overall system performance. Finally, the associated challenges and potential implementations of the practical 5G mmWave massive MIMO system {with ADC quantizers} are discussed.Comment: to appear in IEEE Communications Magazin

Approaching universal frequency reuse through base station cooperation

Base Station (BS) architectures are a promising cellular wireless solution to mitigate the interference issues and to avoid the high frequency reuse factors implemented in conventional systems. Combined with block transmission techniques, such as Orthogonal Frequency-Division Multiplexing (OFDM) for the downlink and Single-Carrier with Frequency-Domain Equalization (SC-FDE) for the uplink, these systems provide a significant performance improvement to the overall system. Block transmission techniques are suitable for broadband wireless communication systems, which have to deal with strongly frequency-selective fading channels and are able to provide high bit rates despite the channel adversities. In BS cooperation schemes users in adjacent cells share the same physical channel and the signals received by each BS are sent to a Central Processing Unit (CPU) that combines the different signals and performs the user detections and/or separation, which can be regarded as a Multi-User Detection (MUD) technique. The work presented in this thesis is focused on the study of uplink transmissions in BS cooperations systems, considering single carrier block transmission schemes and iterative receivers based on the Iterative-Block Decision Feedback Equalization (IB-DFE) concept, which combined with the employment of Cyclic Prefix (CP)-assisted block transmission techniques are appropriate to scenarios with strongly time-dispersive channels. Furthermore, the impact of the sampling and quantization applied to the received signals from each Mobile Terminal (MT) to the corresponding BS is studied, with the achievement of the spectral characterization of the quantization noise. This thesis also provides a conventional analytical model for the BER (Bit Error Rate) performance complemented with an approach to improve its results. Finally, this thesis addresses the contextualization of BS cooperation schemes in clustered C-RAN (Centralized-Radio Access Network)-type solutions.As arquitecturas BS cooperation são uma solução promissora de redes celulares sem fios para atenuar o problema da interferência e evitar os factores de reuso elevados, que se encontram implementados nos sistemas convencionais. Combinadas com técnicas de transmissão por blocos, como o OFDM para o downlink e o SC-FDE no uplink, estes sistemas fornecem uma melhoria significativa no desempenho geral do sistema. Técnicas de transmissão por blocos são adequadas para sistemas de comunicações de banda larga sem fios, que têm que lidar com canais que possuem um forte desvanescimento selectivo na frequência e são capazes de fornecer ligações com taxas de transmissão altas apesar das adversidades do canal. Em esquemas BS cooperation os terminais móveis situados em células adjacentes partilham o mesmo canal físico e os sinais recebidos em cada estação de base são enviados para uma Unidade Central de Processamento (CPU) que combina os diferentes sinais recebidos associados a um dado utilizador e realiza a detecção e/ou separação do mesmo, sendo esta considerada uma técnica de Detecção Multi-Utilizador (MUD). O trabalho apresentado nesta tese concentra o seu estudo no uplink de transmissões em sistemas BS cooperation, considerando transmissões em bloco de esquemas monoportadoras e receptores iterativos baseados no conceito B-DFE, em que quando combinados com a implementação de técnicas de transmissao por blocos assistidas por prefixos cíclicos (CP) são apropriados a cenários com canais fortemente dispersivos no tempo. Além disso, é estudado o impacto do processo de amostragem e quantização aplicados aos sinais recebidos de cada terminal móvel para a estação de base, com a obtenção da caracterização espectral do ruído de quantização. Esta tese também fornece um modelo analítico convencional para a computação do desempenho da taxa de erros de bit (BER), com um método melhorado para o mesmo. Por último, esta tese visa a contextualização dos sistemas BS cooperation em soluções do tipo C-RAN

Achievable Rate and Modulation for Bandlimited Channels with Oversampling and 1-Bit Quantization at the Receiver

Sustainably realizing applications of the future with high performance demands requires that energy efficiency becomes a central design criterion for the entire system. For example, the power consumption of the analog-to-digital converter (ADC) can become a major factor when transmitting at large bandwidths and carrier frequencies, e.g., for ultra-short range high data rate communication. The consumed energy per conversion step increases with the sampling rate such that high resolution ADCs become unfeasible in the sub-THz regime at the very high sampling rates required. This makes signaling schemes adapted to 1-bit quantizers a promising alternative. We therefore quantify the performance of bandlimited 1-bit quantized wireless communication channels using techniques like oversampling and faster-than-Nyquist (FTN) signaling to compensate for the loss of achievable rate. As a limiting case, we provide bounds on the mutual information rate of the hard bandlimited 1-bit quantized continuous-time – i.e., infinitely oversampled – additive white Gaussian noise channel in the mid-to-high signal-to-noise ratio (SNR) regime. We derive analytic expressions using runlength encoded input signals. For real signals the maximum value of the lower bound on the spectral efficiency in the high-SNR limit was found to be approximately 1.63 bit/s/Hz. Since in practical scenarios the oversampling ratio remains finite, we derive bounds on the achievable rate of the bandlimited oversampled discrete-time channel. These bounds match the results of the continuous-time channel remarkably well. We observe spectral efficiencies up to 1.53 bit/s/Hz in the high-SNR limit given hard bandlimitation. When excess bandwidth is tolerable, spectral efficiencies above 2 bit/s/Hz per domain are achievable w.r.t. the 95 %-power containment bandwidth. Applying the obtained bounds to a bandlimited oversampled 1-bit quantized multiple-input multiple-output channel, we show the benefits when using appropriate power allocation schemes. As a constant envelope modulation scheme, continuous phase modulation is considered in order to relieve linearity requirements on the power amplifier. Noise-free performance limits are investigated for phase shift keying (PSK) and continuous phase frequency shift keying (CPFSK) using higher-order modulation alphabets and intermediate frequencies. Adapted waveforms are designed that can be described as FTN-CPFSK. With the same spectral efficiency in the high-SNR limit as PSK and CPFSK, these waveforms provide a significantly improved bit error rate (BER) performance. The gain in SNR required for achieving a certain BER can be up to 20 dB.Die nachhaltige Realisierung von zukünftigen Übertragungssystemen mit hohen Leistungsanforderungen erfordert, dass die Energieeffizienz zu einem zentralen Designkriterium für das gesamte System wird. Zum Beispiel kann die Leistungsaufnahme des Analog-Digital-Wandlers (ADC) zu einem wichtigen Faktor bei der Übertragung mit großen Bandbreiten und Trägerfrequenzen werden, z. B. für die Kommunikation mit hohen Datenraten über sehr kurze Entfernungen. Die verbrauchte Energie des ADCs steigt mit der Abtastrate, so dass hochauflösende ADCs im Sub-THz-Bereich bei den erforderlichen sehr hohen Abtastraten schwer einsetzbar sind. Dies macht Signalisierungsschemata, die an 1-Bit-Quantisierer angepasst sind, zu einer vielversprechenden Alternative. Wir quantifizieren daher die Leistungsfähigkeit von bandbegrenzten 1-Bit-quantisierten drahtlosen Kommunikationssystemen, wobei Techniken wie Oversampling und Faster-than-Nyquist (FTN) Signalisierung eingesetzt werden, um den durch Quantisierung verursachten Verlust der erreichbaren Rate auszugleichen. Wir geben Grenzen für die Transinformationsrate des Extremfalls eines strikt bandbegrenzten 1-Bit quantisierten zeitkontinuierlichen – d.h. unendlich überabgetasteten – Kanals mit additivem weißen Gauß’schen Rauschen bei mittlerem bis hohem Signal-Rausch-Verhältnis (SNR) an. Wir leiten analytische Ausdrücke basierend auf lauflängencodierten Eingangssignalen ab. Für reelle Signale ist der maximale Wert der unteren Grenze der spektralen Effizienz im Hoch-SNR-Bereich etwa 1,63 Bit/s/Hz. Da die Überabtastrate in praktischen Szenarien endlich bleibt, geben wir Grenzen für die erreichbare Rate eines bandbegrenzten, überabgetasteten zeitdiskreten Kanals an. Diese Grenzen stimmen mit den Ergebnissen des zeitkontinuierlichen Kanals bemerkenswert gut überein. Im Hoch-SNR-Bereich sind spektrale Effizienzen bis zu 1,53 Bit/s/Hz bei strikter Bandbegrenzung möglich. Wenn Energieanteile außerhalb des Frequenzbandes tolerierbar sind, können spektrale Effizienzen über 2 Bit/s/Hz pro Domäne – bezogen auf die Bandbreite, die 95 % der Energie enthält – erreichbar sein. Durch die Anwendung der erhaltenen Grenzen auf einen bandbegrenzten überabgetasteten 1-Bit quantisierten Multiple-Input Multiple-Output-Kanal zeigen wir Vorteile durch die Verwendung geeigneter Leistungsverteilungsschemata. Als Modulationsverfahren mit konstanter Hüllkurve betrachten wir kontinuierliche Phasenmodulation, um die Anforderungen an die Linearität des Leistungsverstärkers zu verringern. Beschränkungen für die erreichbare Datenrate bei rauschfreier Übertragung auf Zwischenfrequenzen mit Modulationsalphabeten höherer Ordnung werden für Phase-shift keying (PSK) and Continuous-phase frequency-shift keying (CPFSK) untersucht. Weiterhin werden angepasste Signalformen entworfen, die als FTN-CPFSK beschrieben werden können. Mit der gleichen spektralen Effizienz im Hoch-SNR-Bereich wie PSK und CPFSK bieten diese Signalformen eine deutlich verbesserte Bitfehlerrate (BER). Die Verringerung des erforderlichen SNRs zur Erreichung einer bestimmten BER kann bis zu 20 dB betragen