MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Doctor of Philosophy

dissertationThe demand for high speed communication has been increasing in the past two decades. Multicarrier communication technology has been suggested to address this demand. Orthogonal frequency-division multiplexing (OFDM) is the most widely used multicarrier technique. However, OFDM has a number of disadvantages in time-varying channels, multiple access, and cognitive radios. On the other hand, filterbank multicarrier (FBMC) communication has been suggested as an alternative to OFDM that can overcome the disadvantages of OFDM. In this dissertation, we investigate the application of filtered multitone (FMT), a subset of FBMC modulation methods, to slow fading and fast fading channels. We investigate the FMT transmitter and receiver in continuous and discrete time domains. An efficient implementation of FMT systems is derived and the conditions for perfect reconstruction in an FBMC communication system are presented. We derive equations for FMT in slow fading channels that allow evaluation of FMT when applied to mobile wireless communication systems. We consider using fractionally spaced per tone channel equalizers with different number of taps. The numerical results are presented to investigate the performance of these equalizers. The numerical results show that single-tap equalizers suffice for typical wireless channels. The equalizer design study is advanced by introducing adaptive equalizers which use channel estimation. We derive equations for a minimum mean square error (MMSE) channel estimator and improve the channel estimation by considering the finite duration of channel impulse response. The results of optimum equalizers (when channel is known perfectly) are compared with those of the adaptive equalizers, and it is found that a loss of 1 dB or less incurs. We also introduce a new form of FMT which is specially designed to handle doubly dispersive channels. This method is called FMT-dd (FMT for doubly dispersive channels). The proposed FMT-dd is applied to two common methods of data symbol orientation in the time-frequency space grid; namely, rectangular and hexagonal lattices. The performance of these methods along with OFDM and the conventional FMT are compared and a significant improvement in performance is observed. The FMT-dd design is applied to real-world underwater acoustic (UWA) communication channels. The experimental results from an at-sea experiment (ACOMM10) show that this new design provides a significant gain over OFDM. The feasibility of implementing a MIMO system for multicarrier UWA communication channels is studied through computer simulations. Our study emphasizes the bandwidth efficiency of multicarrier MIMO communications .We show that the value of MIMO to UWA communication is very limited

PAPR Analysis for Dual-Polarization FBMC

In a recent work we proposed a new radio access technique based on filter bank multi-carrier (FBMC) modulation using two orthogonal polarizations: dual-polarization FBMC (DP-FBMC). We showed that with good cross-polarization discrimination (XPD), DP-FBMC solves the intrinsic imaginary interference shortcoming of FBMC without extra processing. DP-FBMC also has other interesting advantages over cyclic prefix orthogonal frequency-division multiplexing (CP-OFDM) and FBMC such as more robustness in dispersive channels, and it is also more robust to receiver carrier frequency offset (CFO) and timing offset (TO). In this paper we analyze the peak to average power ratio (PAPR) of DP-FBMC and compare PAPR simulation results with that of conventional FBMC, for different prototype filters and overlapping factors. According to the analysis and results, with a proper choice of prototype filter, DP-FBMC has comparable PAPR to FBMC.Comment: This paper has been published in IEEE MILCOM Conference 2018. Some results has been changed from first versio

On Time-Variant Distortions in Multicarrier Transmission with Application to Frequency Offsets and Phase Noise

Phase noise and frequency offsets are due to their time-variant behavior one of the most limiting disturbances in practical OFDM designs and therefore intensively studied by many authors. In this paper we present a generalized framework for the prediction of uncoded system performance in the presence of time-variant distortions including the transmitter and receiver pulse shapes as well as the channel. Therefore, unlike existing studies, our approach can be employed for more general multicarrier schemes. To show the usefulness of our approach, we apply the results to OFDM in the context of frequency offset and Wiener phase noise, yielding improved bounds on the uncoded performance. In particular, we obtain exact formulas for the averaged performance in AWGN and time-invariant multipath channels.Comment: 10 pages (twocolumn), 5 figure

Alamouti OFDM/OQAM systems with time reversal technique

Orthogonal Frequency Division Multiplexing with Offset Quadrature Amplitude Modulation (OFDM/OQAM) is a multicarrier modulation scheme that can be considered as an alternative to the conventional Orthogonal Frequency Division Multiplexing (OFDM) with Cyclic Prefix (CP) for transmission over multipath fading channels. In this paper, we investigate the combination of the OFDM/OQAM with Alamouti system with Time Reversal (TR) technique. TR can be viewed as a precoding scheme which can be combined with OFDM/OQAM and easily carried out in a Multiple Input Single Output (MISO) context such as Alamouti system. We present the simulation results of the performance of OFDM/OQAM system in SISO case compared with the conventional CP-OFDM system and the performance of the combination Alamouti OFDM/OQAM with TR compared to Alamouti CP-OFDM. The performance is derived by computing the Bit Error Rate (BER) as a function of the transmit signal-to-noise ratio (SNR)

Optimal channel equalization for filterbank transceivers in presence of white noise

Filterbank transceivers are widely employed in data communication networks to cope with inter-symbol-interference (ISI) through the use of redundancies. This dissertation studies the design of the optimal channel equalizer for both time-invariant and time-varying channels, and wide-sense stationary (WSS) and possible non-stationary white noise processes. Channel equalization is investigated via the filterbank transceivers approach. All perfect reconstruction (PR) or zero-forcing (ZF) receiver filterbanks are parameterized in an affine form, which eliminate completely the ISI. The optimal channel equalizer is designed through minimization of the mean-squared-error (MSE) between the detected signals and the transmitted signals. Our main results show that the optimal channel equalizer has the form of state estimators, and is a modified Kalman filter. The results in this dissertation are applicable to discrete wavelet multitone (DWMT) systems, multirate transmultiplexers, orthogonal frequency division multiplexing (OFDM), and direct-sequence/spread-spectrum (DS/SS) based code division multiple access (CDMA) networks. Design algorithms for the optimal channel equalizers are developed for different channel models, and white noise processes, and simulation examples are worked out to illustrate the proposed design algorithms