Joint Delay and Phase Precoding Under True-Time Delay Constraints for THz Massive MIMO

A new approach is presented to the problem of compensating the beam squint effect arising in wideband terahertz (THz) hybrid massive multiple-input multiple-output (MIMO) systems, based on the joint optimization of the phase shifter (PS) and true-time delay (TTD) values under per-TTD device time delay constraints. Unlike the prior approaches, the new approach does not require the unbounded time delay assumption; the range of time delay values that a TTD device can produce is strictly limited in our approach. Instead of focusing on the design of TTD values, we jointly optimize both the TTD and PS values to effectively cope with the practical time delay constraints. Simulation results that illustrate the performance benefits of the new method for the beam squint compensation are presented. Through simulations and analysis, we show that our approach is a generalization of the prior TTD-based precoding approaches

Array Architectures and Physical Layer Design for Millimeter-Wave Communications Beyond 5G

Ever increasing demands in mobile data rates have resulted in exploration of millimeter-wave (mmW) frequencies for the next generation (5G) wireless networks. Communications at mmW frequencies is presented with two keys challenges. Firstly, high propagation loss requires base stations (BSs) and user equipment (UEs) to use a large number of antennas and narrow beams to close the link with sufficient received signal power. Consequently, communications using narrow beams create a new challenge in channel estimation and link establishment based on fine angular probing. Current mmW system use analog phased arrays that can probe only one angle at the time which results in high latency during link establishment and channel tracking. It is desirable to design low latency beam training by exploring both physical layer designs and array architectures that could replace current 5G approaches and pave the way to the communications for frequency bands in higher mmW band and sub-THz region where larger antenna arrays and communications bandwidth can be exploited. To this end, we propose a novel signal processing techniques exploiting unique properties of mmW channel, and show both theoretically, in simulation and experiments its advantages over conventional approaches. Secondly, we explore different array architecture design and analyze their trade-offs between spectral efficiency and power consumption and area. For comprehensive comparison, we have developed a methodology for optimal design of system parameters for different array architecture candidates based on the spectral efficiency target, and use these parameters to estimate the array area and power consumption based on the circuits reported in the literature. We show that the hybrid analog and digital architectures have severe scalability concerns in radio frequency signal distribution with increased array size and spatial multiplexing levels, while the fully-digital array architectures have the best performance and power/area trade-offs.The developed approaches are based on a cross-disciplinary research that combines innovation in model based signal processing, machine learning, and radio hardware. This work is the first to apply compressive sensing (CS), a signal processing tool that exploits sparsity of mmW channel model, to accelerate beam training of mmW cellular system. The algorithm is designed to address practical issues including the requirement of cell discovery and synchronization that involves estimation of angular channel together with carrier frequency offset and timing offsets. We have analyzed the algorithm performance in the 5G compliant simulation and showed that an order of magnitude saving is achieved in initial access latency for the desired channel estimation accuracy. Moreover, we are the first to develop and implement a neural network assisted compressive beam alignment to deal with hardware impairments in mmW radios. We have used 60GHz mmW testbed to perform experiments and show that neural networks approach enhances alignment rate compared to CS. To further accelerate beam training, we proposed a novel frequency selective probing beams using the true-time-delay (TTD) analog array architecture. Our approach utilizes different subcarriers to scan different directions, and achieves a single-shot beam alignment, the fastest approach reported to date. Our comprehensive analysis of different array architectures and exploration of emerging architectures enabled us to develop an order of magnitude faster and energy efficient approaches for initial access and channel estimation in mmW systems

True-Time Delay-Based Hybrid Precoding Under Time Delay Constraints in Wideband THz Massive MIMO Systems

The beam squint effect that arises in the wideband Terahertz (THz) massive multiple-input multiple-output (MIMO) communication produces a serious array gain loss. True-time delay (TTD)-based hybrid precoding has been considered to compensate for the beam squint effect. By fixing the phase shifter (PS) precoder, a common strategy has been designing TTD precoder under the assumption of unbounded time delay values. In this paper, we present a new approach to the problem of beam squint compensation, based on the joint optimization of the TTD and PS precoders under per TTD device time delay constraints. We first derive a lower bound of the achievable rate and show that in the large system limit the ideal analog precoder that completely compensates for the beam squint is equivalent to the one that maximizes the achievable rate lower bound. Unlike the prior approaches, our approach does not require the unbounded time delay assumption; the range of time delay values that a TTD can produce is strictly limited in our approach. Instead of focusing on the design of TTD values only, we jointly optimize both the TTD and PS values to effectively cope with the practical time delay constraints. Taking the advantage of the proposed joint TTD and PS precoder optimization approach, we quantify the minimum number of TTDs required to produce a predefined array gain performance. The simulation results illustrate the substantially improved performance with the array gain performance guarantee of the proposed joint optimization method

Metamaterials and Metasurfaces

Ye

Algorithms and Circuits for Analog-Digital Hybrid Multibeam Arrays

Fifth generation (5G) and beyond wireless communication systems will rely heavily on larger antenna arrays combined with beamforming to mitigate the high free-space path-loss that prevails in millimeter-wave (mmW) and above frequencies. Sharp beams that can support wide bandwidths are desired both at the transmitter and the receiver to leverage the glut of bandwidth available at these frequency bands. Further, multiple simultaneous sharp beams are imperative for such systems to exploit mmW/sub-THz wireless channels using multiple reflected paths simultaneously. Therefore, multibeam antenna arrays that can support wider bandwidths are a key enabler for 5G and beyond systems. In general, N-beam systems using N-element antenna arrays will involve circuit complexities of the order of N2. This dissertation investigates new analog, digital and hybrid low complexity multibeam beamforming algorithms and circuits for reducing the associated high size, weight, and power (SWaP) complexities in larger multibeam arrays. The research efforts on the digital beamforming aspect propose the use of a new class of discrete Fourier transform (DFT) approximations for multibeam generation to eliminate the need for digital multipliers in the beamforming circuitry. For this, 8-, 16- and 32-beam multiplierless multibeam algorithms have been proposed for uniform linear array applications. A 2.4 GHz 16-element array receiver setup and a 5.8 GHz 32-element array receiver system which use field programmable gate arrays (FPGAs) as digital backend have been built for real-time experimental verification of the digital multiplierless algorithms. The multiplierless algorithms have been experimentally verified by digitally measuring beams. It has been shown that the measured beams from the multiplierless algorithms are in good agreement with the exact counterpart algorithms. Analog realizations of the proposed approximate DFT transforms have also been investigated leading to low-complex, high bandwidth circuits in CMOS. Further, a novel approach for reducing the circuit complexity of analog true-time delay (TTD) N-beam beamforming networks using N-element arrays has been proposed for wideband squint-free operation. A sparse factorization of the N-beam delay Vandermonde beamforming matrix is used to reduce the total amount of TTD elements that are needed for obtaining N number of beams in a wideband array. The method has been verified using measured responses of CMOS all-pass filters (APFs). The wideband squint-free multibeam algorithm is also used to propose a new low-complexity hybrid beamforming architecture targeting future 5G mmW systems. Apart from that, the dissertation also explores multibeam beamforming architectures for uniform circular arrays (UCAs). An algorithm having N log N circuit complexity for simultaneous generation of N-beams in an N-element UCA is explored and verified

Robust cell-free mmWave/sub-THz access using minimal coordination and coarse synchronization

This study investigates simpler alternatives to coherent joint transmission for supporting robust connectivity against signal blockage in mmWave/sub-THz access networks. By taking an information-theoretic viewpoint, we demonstrate analytically that with a careful design, full macrodiversity gains and significant SNR gains can be achieved through canonical receivers and minimal coordination and synchronization requirements at the infrastructure side. Our proposed scheme extends non-coherent joint transmission by employing a special form of diversity to counteract artificially induced deep fades that would otherwise make this technique often compare unfavorably against standard transmitter selection schemes. Additionally, the inclusion of an Alamouti-like space-time coding layer is shown to recover a significant fraction of the optimal performance. Our conclusions are based on an insightful multi-point intermittent block fading channel model that enables rigorous ergodic and outage rate analysis, while also considering timing offsets due to imperfect delay compensation. Although simplified, our approach captures the essential features of modern mmWave/sub-THz communications, thereby providing practical design guidelines for realistic systems