Analysis and Ad-hoc Networking Solutions for Cooperative Relaying Systems

Users of mobile networks are increasingly demanding higher data rates from their service providers. To cater to this demand, various signal processing and networking algorithms have been proposed. Amongst them the multiple input multiple output (MIMO) scheme of wireless communications is one of the most promising options. However, due to certain physical restrictions, e.g., size, it is not possible for many devices to have multiple antennas on them. Also, most of the devices currently in use are single-antenna devices. Such devices can make use of the MIMO scheme by employing cooperative MIMO methods. This involves nearby nodes utilizing the antennas of each other to form virtual antenna arrays (VAAs). Nodes with limited communication ranges can further employ multi-hopping to be able to communicate with far away nodes. However, an ad-hoc communications scheme with cooperative MIMO multi-hopping can be challenging to implement because of its de-centralized nature and lack of a centralized controling entity such as a base-station. This thesis looks at methods to alleviate the problems faced by such networks.In the first part of this thesis, we look, analytically, at the relaying scheme under consideration and derive closed form expressions for certain performance measures (signal to noise ratio (SNR), symbol error rate (SER), bit error rate (BER), and capacity) for the co-located and cooperative multiple antenna schemes in different relaying configurations (amplify-and-forward and decode-and-forward) and different antenna configurations (single input single output (SISO), single input multiple output (SIMO) and MIMO). These expressions show the importance of reducing the number of hops in multi-hop communications to achieve a better performance. We can also see the impact of different antenna configurations and different transmit powers on the number of hops through these simplified expressions.We also look at the impact of synchronization errors on the cooperative MIMO communications scheme and derive a lower bound of the SINR and an expression for the BER in the high SNR regime. These expressions can help the network designers to ensure that the quality of service (QoS) is satisfied even in the worst-case scenarios. In the second part of the thesis we present some algorithms developed by us to help the set-up and functioning of cluster-based ad-hoc networks that employ cooperative relaying. We present a clustering algorithm that takes into account the battery status of nodes in order to ensure a longer network life-time. We also present a routing mechanism that is tailored for use in cooperative MIMO multi-hop relaying. The benefits of both schemes are shown through simulations.A method to handle data in ad-hoc networks using distributed hash tables (DHTs) is also presented. Moreover, we also present a physical layer security mechanism for multi-hop relaying. We also analyze the physical layer security mechanism for the cooperative MIMO scheme. This analysis shows that the cooperative MIMO scheme is more beneficial than co-located MIMO in terms of the information theoretic limits of the physical layer security.Nutzer mobiler Netzwerke fordern zunehmend höhere Datenraten von ihren Dienstleistern. Um diesem Bedarf gerecht zu werden, wurden verschiedene Signalverarbeitungsalgorithmen entwickelt. Dabei ist das "Multiple input multiple output" (MIMO)-Verfahren für die drahtlose Kommunikation eine der vielversprechendsten Techniken. Jedoch ist aufgrund bestimmter physikalischer Beschränkungen, wie zum Beispiel die Baugröße, die Verwendung von mehreren Antennen für viele Endgeräte nicht möglich. Dennoch können solche Ein-Antennen-Geräte durch den Einsatz kooperativer MIMO-Verfahren von den Vorteilen des MIMO-Prinzips profitieren. Dabei schließen sich naheliegende Knoten zusammen um ein sogenanntes virtuelles Antennen-Array zu bilden. Weiterhin können Knoten mit beschränktem Kommunikationsbereich durch mehrere Hops mit weiter entfernten Knoten kommunizieren. Allerdings stellt der Aufbau eines solchen Ad-hoc-Netzwerks mit kooperativen MIMO-Fähigkeiten aufgrund der dezentralen Natur und das Fehlen einer zentral-steuernden Einheit, wie einer Basisstation, eine große Herausforderung dar. Diese Arbeit befasst sich mit den Problemstellungen dieser Netzwerke und bietet verschiedene Lösungsansätze.Im ersten Teil dieser Arbeit werden analytisch in sich geschlossene Ausdrücke für ein kooperatives Relaying-System bezüglicher verschiedener Metriken, wie das Signal-Rausch-Verhältnis, die Symbolfehlerrate, die Bitfehlerrate und die Kapazität, hergeleitet. Dabei werden die "Amplify-and forward" und "Decode-and-forward" Relaying-Protokolle, sowie unterschiedliche Mehrantennen-Konfigurationen, wie "Single input single output" (SISO), "Single input multiple output" (SIMO) und MIMO betrachtet. Diese Ausdrücke zeigen die Bedeutung der Reduzierung der Hop-Anzahl in Mehr-Hop-Systemen, um eine höhere Leistung zu erzielen. Zudem werden die Auswirkungen verschiedener Antennen-Konfigurationen und Sendeleistungen auf die Anzahl der Hops analysiert.  Weiterhin wird der Einfluss von Synchronisationsfehlern auf das kooperative MIMO-Verfahren herausgestellt und daraus eine untere Grenze für das Signal-zu-Interferenz-und-Rausch-Verhältnis, sowie ein Ausdruck für die Bitfehlerrate bei hohem Signal-Rausch-Verhältnis entwickelt. Diese Zusammenhänge sollen Netzwerk-Designern helfen die Qualität des Services auch in den Worst-Case-Szenarien sicherzustellen. Im zweiten Teil der Arbeit werden einige innovative Algorithmen vorgestellt, die die Einrichtung und die Funktionsweise von Cluster-basierten Ad-hoc-Netzwerken, die kooperative Relays verwenden, erleichtern und verbessern. Darunter befinden sich ein Clustering-Algorithmus, der den Batteriestatus der Knoten berücksichtigt, um eine längere Lebensdauer des Netzwerks zu gewährleisten und ein Routing-Mechanismus, der auf den Einsatz in kooperativen MIMO Mehr-Hop-Systemen zugeschnitten ist. Die Vorteile beider Algorithmen werden durch Simulationen veranschaulicht. Eine Methode, die Daten in Ad-hoc-Netzwerken mit verteilten Hash-Tabellen behandelt wird ebenfalls vorgestellt. Darüber hinaus wird auch ein Sicherheitsmechanismus für die physikalische Schicht in Multi-Hop-Systemen und kooperativen MIMO-Systemen präsentiert. Eine Analyse zeigt, dass das kooperative MIMO-Verfahren deutliche Vorteile gegenüber dem konventionellen MIMO-Verfahren hinsichtlich der informationstheoretischen Grenzen der Sicherheit auf der physikalischen Schicht aufweist

Machine Learning in Digital Signal Processing for Optical Transmission Systems

The future demand for digital information will exceed the capabilities of current optical communication systems, which are approaching their limits due to component and fiber intrinsic non-linear effects. Machine learning methods are promising to find new ways of leverage the available resources and to explore new solutions. Although, some of the machine learning methods such as adaptive non-linear filtering and probabilistic modeling are not novel in the field of telecommunication, enhanced powerful architecture designs together with increasing computing power make it possible to tackle more complex problems today. The methods presented in this work apply machine learning on optical communication systems with two main contributions. First, an unsupervised learning algorithm with embedded additive white Gaussian noise (AWGN) channel and appropriate power constraint is trained end-to-end, learning a geometric constellation shape for lowest bit-error rates over amplified and unamplified links. Second, supervised machine learning methods, especially deep neural networks with and without internal cyclical connections, are investigated to combat linear and non-linear inter-symbol interference (ISI) as well as colored noise effects introduced by the components and the fiber. On high-bandwidth coherent optical transmission setups their performances and complexities are experimentally evaluated and benchmarked against conventional digital signal processing (DSP) approaches. This thesis shows how machine learning can be applied to optical communication systems. In particular, it is demonstrated that machine learning is a viable designing and DSP tool to increase the capabilities of optical communication systems

New Algorithms andMethodology for Analysing Distances

Distances arise in a wide variety of di�erent contexts, one of which is partitional clustering, that is, the problem of �nding groups of similar objects within a set of objects.¿ese groups are seemingly very easy to �nd for humans, but very di�cult to �nd for machines as there are two major di�culties to be overcome: the �rst de�ning an objective criterion for the vague notion of “groups of similar objects”, and the second is the computational complexity of �nding such groups given a criterion. In the �rst part of this thesis, we focus on the �rst di�culty and show that even seemingly similar optimisation criteria used for partitional clustering can produce vastly di�erent results. In the process of showing this we develop a new metric for comparing clustering solutions called the assignment metric. We then prove some new NP-completeness results for problems using two related “sum-of-squares” clustering criteria. Closely related to partitional clustering is the problem of hierarchical clustering. We extend and formalise this problem to the problem of constructing rooted edge-weighted X-trees, that is trees with a leafset X. It is well known that an X-tree can be uniquely reconstructed from a distance on X if the distance is an ultrametric. But in practice the complete distance on X may not always be available. In the second part of this thesis we look at some of the circumstances under which a tree can be uniquely reconstructed from incomplete distance information. We use a concept called a lasso and give some theoretical properties of a special type of lasso. We then develop an algorithm which can construct a tree together with a lasso from partial distance information and show how this can be applied to various incomplete datasets

Design of tch-type sequences for communications

This thesis deals with the design of a class of cyclic codes inspired by TCH codewords. Since TCH codes are linked to finite fields the fundamental concepts and facts about abstract algebra, namely group theory and number theory, constitute the first part of the thesis. By exploring group geometric properties and identifying an equivalence between some operations on codes and the symmetries of the dihedral group we were able to simplify the generation of codewords thus saving on the necessary number of computations. Moreover, we also presented an algebraic method to obtain binary generalized TCH codewords of length N = 2k, k = 1,2, . . . , 16. By exploring Zech logarithm’s properties as well as a group theoretic isomorphism we developed a method that is both faster and less complex than what was proposed before. In addition, it is valid for all relevant cases relating the codeword length N and not only those resulting from N = p

Anticodes and error-correcting for digital data transmission

The work reported in this thesis is an investigation in the field of error-control coding. This subject is concerned with increasing the reliability of digital data transmission through a noisy medium, by coding the transmitted data. In this respect, an extension and development of a method for finding optimum and near-optimum codes, using N.m digital arrays known as anticodes, is established and described. The anticodes, which have opposite properties to their complementary related error-control codes, are disjoined fron the original maximal-length code, known as the parent anticode, to leave good linear block codes. The mathematical analysis of the parent anticode and as a result the mathematical analysis of its related anticodes has given some useful insight into the construction of a large number of optimum and near-optimum anticodes resulting respectively in a large number of optimum and near-optimum codes. This work has been devoted to the construction of anticodes from unit basic (small dimension) anticodes by means of various systematic construction and refinement techniques, which simplifies the construction of the associated linear block codes over a wide range of parameters. An extensive list of these anticodes and codes is given in the thesis. The work also has been extended to the construction of anticodes in which the symbols have been chosen from the elements of the finite field GF(q), and, in particular, a large number of optimum and near-optimum codes over GF(3) have been found. This generalises the concept of anticodes into the subject of multilevel codes