Spectral convergence of non-compact quasi-one-dimensional spaces

We consider a family of non-compact manifolds X_\eps (``graph-like manifolds'') approaching a metric graph $X_0$ and establish convergence results of the related natural operators, namely the (Neumann) Laplacian \laplacian {X_\eps} and the generalised Neumann (Kirchhoff) Laplacian \laplacian {X_0} on the metric graph. In particular, we show the norm convergence of the resolvents, spectral projections and eigenfunctions. As a consequence, the essential and the discrete spectrum converge as well. Neither the manifolds nor the metric graph need to be compact, we only need some natural uniformity assumptions. We provide examples of manifolds having spectral gaps in the essential spectrum, discrete eigenvalues in the gaps or even manifolds approaching a fractal spectrum. The convergence results will be given in a completely abstract setting dealing with operators acting in different spaces, applicable also in other geometric situations.Comment: some references added, still 36 pages, 4 figure

Band width estimates via the Dirac operator

Let $M$ be a closed connected spin manifold such that its spinor Dirac operator has non-vanishing (Rosenberg) index. We prove that for any Riemannian metric on $V = M \times [-1,1]$ with scalar curvature bounded below by $\sigma > 0$, the distance between the boundary components of $V$ is at most $C_n/\sqrt{\sigma}$, where $C_n = \sqrt{(n-1)/{n}} \cdot C$ with $C < 8(1+\sqrt{2})$ being a universal constant. This verifies a conjecture of Gromov for such manifolds. In particular, our result applies to all high-dimensional closed simply connected manifolds $M$ which do not admit a metric of positive scalar curvature. We also establish a quadratic decay estimate for the scalar curvature of complete metrics on manifolds, such as $M \times \mathbb{R}^2$, which contain $M$ as a codimension two submanifold in a suitable way. Furthermore, we introduce the "$\mathcal{KO}$-width" of a closed manifold and deduce that infinite $\mathcal{KO}$-width is an obstruction to positive scalar curvature.Comment: 24 pages, 2 figures; v2: minor additions and improvements; v3: minor corrections and slightly improved estimates. To appear in J. Differential Geo

Quantitative spectral perturbation theory for compact operators on a Hilbert space

We introduce compactness classes of Hilbert space operators by grouping together all operators for which the associated singular values decay at a certain speed and establish upper bounds for the norm of the resolvent of operators belonging to a particular compactness class. As a consequence we obtain explicitly computable upper bounds for the Hausdorff distance of the spectra of two operators belonging to the same compactness class in terms of the distance of the two operators in operator norm.Comment: 26 page

Schrödinger operators with δ and δ′-potentials supported on hypersurfaces

Self-adjoint Schrödinger operators with δ and δ′-potentials supported on a smooth compact hypersurface are defined explicitly via boundary conditions. The spectral properties of these operators are investigated, regularity results on the functions in their domains are obtained, and analogues of the Birman–Schwinger principle and a variant of Krein’s formula are shown. Furthermore, Schatten–von Neumann type estimates for the differences of the powers of the resolvents of the Schrödinger operators with δ and δ′-potentials, and the Schrödinger operator without a singular interaction are proved. An immediate consequence of these estimates is the existence and completeness of the wave operators of the corresponding scattering systems, as well as the unitary equivalence of the absolutely continuous parts of the singularly perturbed and unperturbed Schrödinger operators. In the proofs of our main theorems we make use of abstract methods from extension theory of symmetric operators, some algebraic considerations and results on elliptic regularity