Application Of Polarimetric SAR For Surface Parameter Inversion And Land Cover Mapping Over Agricultural Areas

In this thesis, novel methodology is developed to extract surface parameters under vegetation cover and to map crop types, from the polarimetric Synthetic Aperture Radar (PolSAR) images over agricultural areas. The extracted surface parameters provide crucial information for monitoring crop growth, nutrient release efficiency, water capacity, and crop production. To estimate surface parameters, it is essential to remove the volume scattering caused by the crop canopy, which makes developing an efficient volume scattering model very critical. In this thesis, a simplified adaptive volume scattering model (SAVSM) is developed to describe the vegetation scattering as crop changes over time through considering the probability density function of the crop orientation. The SAVSM achieved the best performance in fields of wheat, soybean and corn at various growth stages being in convert with the crop phenological development compared with current models that are mostly suitable for forest canopy. To remove the volume scattering component, in this thesis, an adaptive two-component model-based decomposition (ATCD) was developed, in which the surface scattering is a X-Bragg scattering, whereas the volume scattering is the SAVSM. The volumetric soil moisture derived from the ATCD is more consistent with the verifiable ground conditions compared with other model-based decomposition methods with its RMSE improved significantly decreasing from 19 [vol.%] to 7 [vol.%]. However, the estimation by the ATCD is biased when the measured soil moisture is greater than 30 [vol.%]. To overcome this issue, in this thesis, an integrated surface parameter inversion scheme (ISPIS) is proposed, in which a calibrated Integral Equation Model together with the SAVSM is employed. The derived soil moisture and surface roughness are more consistent with verifiable observations with the overall RMSE of 6.12 [vol.%] and 0.48, respectively

Soil moisture retrieval over agricultural fields from L-band multi-incidence and multitemporal PolSAR observations using polarimetric decomposition techniques

Surface soil moisture (SM) retrieval over agricultural areas from polarimetric synthetic aperture radar (PolSAR) has long been restricted by vegetation attenuation, simplified polarimetric scattering modelling, and limited SAR measurements. This study proposes a modified polarimetric decomposition framework to retrieve SM from multi-incidence and multitemporal PolSAR observations. The framework is constructed by combining the X-Bragg model, the extended double Fresnel scattering model and the generalised volume scattering model (GVSM). Compared with traditional decomposition models, the proposed framework considers the depolarisation of dihedral scattering and the diverse vegetation contribution. Under the assumption that SM is invariant for the PolSAR observations at two different incidence angles and that vegetation scattering does not change between two consecutive measurements, analytical parameter solutions, including the dielectric constant of soil and crop stem, can be obtained by solving multivariable nonlinear equations. The proposed framework is applied to the time series of L-band uninhabited aerial vehicle synthetic aperture radar data acquired during the Soil Moisture Active Passive Validation Experiment in 2012. In this study, we assess retrieval performance by comparing the inversion results with in-situ measurements over bean, canola, corn, soybean, wheat and winter wheat areas and comparing the different performance of SM retrieval between the GVSM and Yamaguchi volume scattering models. Given that SM estimation is inherently influenced by crop phenology and empirical parameters which are introduced in the scattering models, we also investigate the influence of surface depolarisation angle and co-pol phase difference on SM estimation. Results show that the proposed retrieval framework provides an inversion accuracy of RMSE<6.0% and a correlation of R≥0.6 with an inversion rate larger than 90%. Over wheat and winter wheat fields, a correlation of 0.8 between SM estimates and measurements is observed when the surface scattering is dominant. Specifically, stem permittivity, which is retrieved synchronously with SM also shows a linear relationship with crop biomass and plant water content over bean, corn, soybean and wheat fields. We also find that a priori knowledge of surface depolarisation angle, co-pol phase difference and adaptive volume scattering could help to improve the performance of the proposed SM retrieval framework. However, the GVSM model is still not fully adaptive because the co-pol power ratio of volume scattering is potentially influenced by ground scattering.This work was supported by the National Natural Science Foundation of China [grant numbers 61971318, 41771377, 41901286, 42071295, 41901284, U2033216]; the China Postdoctoral Science Foundation [grant number 2018M642914]. This work was supported in part by the Spanish Ministry of Science and Innovation, the State Agency of Research (AEI), and the European Funds for Regional Development (EFRD) under Project TEC2017-85244-C2-1-P

Soil Moisture Retrieval from Microwave Remote Sensing Observations

This chapter mainly describes the vegetated soil moisture retrieval approaches based on microwave remote sensing data. It will be comprised of three topics: (1) SAR polarimetric decomposition is to model the full coherency matrix as a summation of the surface, dihedral, and volume scattering mechanisms. After removing the volume scattering component, the soil moisture is estimated from the surface and dihedral scattering components. Particularly, various dynamic volume scattering models will be critically reviewed, allowing the readers to select the appropriate one to capture the complex variations of the volume scattering mechanism with crop phenological growth. (2) Radiative transfer model is to express the radar backscattering coefficient as the incoherent summation of different scattering components. Hereby, we will review the water cloud model and its several extensions for enhanced soil moisture retrieval. (3) Compared to the active radar, the passive radiometer possesses high temporal resolution but coarse spatial resolution. The third topic is dedicated to review the microwave emission models and the active-passive combined approaches, in the context of Soil Moisture and Ocean Salinity (SMOS) and Soil Moisture Active and Passive (SMAP) missions

Advances in Radar Remote Sensing of Agricultural Crops: A Review

There are enormous advantages of a review article in the field of emerging technology like radar remote sensing applications in agriculture. This paper aims to report select recent advancements in the field of Synthetic Aperture Radar (SAR) remote sensing of crops. In order to make the paper comprehensive and more meaningful for the readers, an attempt has also been made to include discussion on various technologies of SAR sensors used for remote sensing of agricultural crops viz. basic SAR sensor, SAR interferometry (InSAR), SAR polarimetry (PolSAR) and polarimetric interferometry SAR (PolInSAR). The paper covers all the methodologies used for various agricultural applications like empirically based models, machine learning based models and radiative transfer theorem based models. A thorough literature review of more than 100 research papers indicates that SAR polarimetry can be used effectively for crop inventory and biophysical parameters estimation such are leaf area index, plant water content, and biomass but shown less sensitivity towards plant height as compared to SAR interferometry. Polarimetric SAR Interferometry is preferable for taking advantage of both SAR polarimetry and SAR interferometry. Numerous studies based upon multi-parametric SAR indicate that optimum selection of SAR sensor parameters enhances SAR sensitivity as a whole for various agricultural applications. It has been observed that researchers are widely using three models such are empirical, machine learning and radiative transfer theorem based models. Machine learning based models are identified as a better approach for crop monitoring using radar remote sensing data. It is expected that the review article will not only generate interest amongst the readers to explore and exploit radar remote sensing for various agricultural applications but also provide a ready reference to the researchers working in this field

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

A Qualitative Study on Microwave Remote Sensing and Challenges Faced in India

Over the past few decades remote sensing has expanded its limits with exponential rise in technology that facilitates accurate data fetching in real time. In view of some of the major problems faced by developing nations, particularly India with its recent advancement in space technology, remote sensing has a vital role to play in resolving many such problems. In the light of recent Global Space Programs where several satellites have been launched for large area mapping using microwave sensors, microwave remote sensing can play a vital role as India experiences a large number of disasters every year. Also, majority of Indian population relies on farming for their livelihood. Microwave remote sensing can have significant effects in both these two scenarios as opposed to its conventional counterpart, optical remote sensing under diverse conditions and facilitate better results in terms of disaster management, prediction and increasing crop yield. The current paper brings out the various details on the work done by using active microwave remote sensing, with specific illustrative examples, for disaster management support, crop management techniques and the challenges associated on carrying out such researches in a diverse terrain like India

Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans

Remote Sensing of Complex Permittivity and Penetration Depth of Soils Using P-Band SAR Polarimetry

A P-band SAR moisture estimation method is introduced for complex soil permittivity and penetration depth estimation using fully polarimetric P-band SAR signals. This method combines eigen- and model-based decomposition techniques for separation of the total backscattering signal into three scattering components (soil, dihedral, and volume). The incorporation of a soil scattering model allows for the first time the estimation of complex soil permittivity and permittivity-based penetration depth. The proposed method needs no prior assumptions on land cover characteristics and is applicable to a variety of vegetation types. The technique is demonstrated for airborne P-band SAR measurements acquired during the AirMOSS campaign (2012–2015). The estimated complex permittivity agrees well with climate and soil conditions at different monitoring sites. Based on frequency and permittivity, P-band penetration depths vary from 5 cm to 35 cm. This value range is in accordance with previous studies in the literature. Comparison of the results is challenging due to the sparsity of vertical soil in situ sampling. It was found that the disagreement between in situ measurements and SAR-based estimates originates from the discrepancy between the in situ measuring depth of the top-soil layer (0–5 cm) and the median penetration depth of the P-band waves (24.5–27 cm)

Soil moisture estimation of eucalyptus forests in Portugal with l-band SAR using polarimetric - Decompositions and machine learning

Dissertation submitted in partial fulfilment of the requirements for the Degree of Master of Science in Geospatial TechnologiesSoil moisture is a critical ecological parameter because it is a primary input for all processes that involve the complex interaction between land surface and the atmosphere. Remote sensing, especially using microwaves, has shown great promise in measuring soil moisturewith several operating satellites focused on its continuous estimation and monitoring on a global scale. Portugal is predominantly characterized by Mediterranean and semi-arid climates that feature low and sporadic precipitation. Over 10% of Portugal’s land area has been planted with Eucalyptus globulus- a non-native, fast-growing tree primarily planted for industrial use. Some studies have demonstrated that eucalyptus plantations adversely affect water availability, but overall results have been inconclusive as there are numerous other confounding variables. The goals of this study were to determine, using fully polarimetric L-band SAR and machine learning, if soil moisture could be accurately predicted in eucalyptus forests, and if there is a significant difference in soil moisture inside eucalyptus forests relative to other forests. Vegetated surfaces complicate the estimation of soil moisture because their structure and water content contribute significantly to backscatter of the radar signal. Thus, four polarimetric decompositions were compared to separate vegetative versus surface backscatter. The inputs from those decompositions, as well as several additional radar indices and polarizations from the microwave images, were used as feature inputs into two different machine learning models. After a feature selection process, the soil moisture estimations were retrieved and compared using cross-validation. The best overall soil moisture retrieval for Eucalyptus forests came from Random Forest with a RMSE of 0.021, a MAE of 0.017, and a MBE of 0.001. Through a statistical t-test, predicted soil moisture values in eucalyptus forests did not differ significantly as compared to other forest types in the study area