The role of earth observation in an integrated deprived area mapping “system” for low-to-middle income countries

Urbanization in the global South has been accompanied by the proliferation of vast informal and marginalized urban areas that lack access to essential services and infrastructure. UN-Habitat estimates that close to a billion people currently live in these deprived and informal urban settlements, generally grouped under the term of urban slums. Two major knowledge gaps undermine the efforts to monitor progress towards the corresponding sustainable development goal (i.e., SDG 11—Sustainable Cities and Communities). First, the data available for cities worldwide is patchy and insufficient to differentiate between the diversity of urban areas with respect to their access to essential services and their specific infrastructure needs. Second, existing approaches used to map deprived areas (i.e., aggregated household data, Earth observation (EO), and community-driven data collection) are mostly siloed, and, individually, they often lack transferability and scalability and fail to include the opinions of different interest groups. In particular, EO-based-deprived area mapping approaches are mostly top-down, with very little attention given to ground information and interaction with urban communities and stakeholders. Existing top-down methods should be complemented with bottom-up approaches to produce routinely updated, accurate, and timely deprived area maps. In this review, we first assess the strengths and limitations of existing deprived area mapping methods. We then propose an Integrated Deprived Area Mapping System (IDeAMapS) framework that leverages the strengths of EO- and community-based approaches. The proposed framework offers a way forward to map deprived areas globally, routinely, and with maximum accuracy to support SDG 11 monitoring and the needs of different interest groups

Population mapping in informal settlements with high-resolution satellite imagery and equitable ground-truth

We propose a generalizable framework for the population estimation of dense, informal settlements in low-income urban areas–so called ’slums’–using high-resolution satellite imagery. Precise population estimates are a crucial factor for efficient resource allocations by government authorities and NGO’s, for instance in medical emergencies. We utilize equitable ground-truth data, which is gathered in collaboration with local communities: Through training and community mapping, the local population contributes their unique domain knowledge, while also maintaining agency over their data. This practice allows us to avoid carrying forward potential biases into the modeling pipeline, which might arise from a less rigorous ground-truthing approach. We contextualize our approach in respect to the ongoing discussion within the machine learning community, aiming to make real-world machine learning applications more inclusive, fair and accountable. Because of the resource intensive ground-truth generation process, our training data is limited. We propose a gridded population estimation model, enabling flexible and customizable spatial resolutions. We test our pipeline on three experimental site in Nigeria, utilizing pre-trained and fine-tune vision networks to overcome data sparsity. Our findings highlight the difficulties of transferring common benchmark models to real-world tasks. We discuss this and propose steps forward

Application of the trajectory error matrix for assessing the temporal transferability of OBIA for slum detection

High temporal and spatial-resolution imageries are a valuable data source for slum monitoring. However, the transferability of OBIA methods across space and time remains problematic, due to the complexity of the term “slum”. Hence, transparency is important when analysing the transferability of OBIA methods for slum mapping. Our research developed a framework for measuring the temporal transferability of OBIA methods employing the trajectory error matrix (TEM). We found relatively low trajectory accuracies indicating low temporal transferability of OBIA methods for slum monitoring using point-based assessment methods. However, the analysis of change needs to be combined with an analysis of the certainty of this change by considering the context of the change to deal with common problems such as variations of the viewing angles and uncertainties in producing reference data on slums

Implementing Support Vector Machine Algorithm for Early Slum Identification in Yogyakarta City, Indonesia Using Pleiades Images

Slums are one of the urban problems that continue to get the attention of the government and the city of Yogyakarta. Over time, cities continue to experience changes in land use due to population growth and migration. Therefore, it is necessary to monitor the existence of slums continuously. The objectives of this study are to conduct early identification of the slum using the Support Vector Machine (SVM) Algorithm, which is applied to the Pleiades Image in parts of Yogyakarta City, to test the accuracy of the slum mapping results generated from the SVM compared to the Slum Map of the KOTAKU Program. The data used are Pleiades Image, administrative maps, and existing slum maps of the KOTAKU Program, which are used to test the accuracy. The method used is Machine Learning with a Support Vector Machine Algorithm. The parameters used for early identification of the slums are the characteristics of the object (characteristics of buildings), settlement (density and shape), and the environment (location and its proximity to rivers and industries). We separate slum and non-slum based on texture, morphology, and spectral approaches. Based on the accuracy test results between the SVM classification results map of the slum and the map from the KOTAKU Program, the accuracy is 86.25% with a kappa coefficient of 0.796

Integrating openstreetmap data and sentinel-2 Imagery for classifying and monitoring informal settlements

Dissertation submitted in partial fulfilment of the requirements for the degree of Master of Science in Geospatial TechnologiesThe identification and monitoring of informal settlements in urban areas is an important step in developing and implementing pro-poor urban policies. Understanding when, where and who lives inside informal settlements is critical to efforts to improve their resilience. This study aims at integrating OSM data and sentinel-2 imagery for classifying and monitoring the growth of informal settlements methods to map informal areas in Kampala (Uganda) and Dar es Salaam (Tanzania) and to monitor their growth in Kampala. Three building feature characteristics of size, shape and Distance to nearest Neighbour were derived and used to cluster and classify informal areas using Hotspot Cluster analysis and ML approach on OSM buildings data. The resultant informal regions in Kampala were used with Sentinel-2 image tiles to investigate the spatiotemporal changes in informal areas using Convolutional Neural Networks (CNNs). Results from Optimized Hot Spot Analysis and Random Forest Classification show that Informal regions can be mapped based on building outline characteristics. An accuracy of 90.3% was achieved when an optimally trained CNN was executed on a test set of 2019 satellite image tiles. Predictions of informality from new datasets for the years 2016 and 2017 provided promising results on combining different open source geospatial datasets to identify, classify and monitor informal settlements