Vegetation height products between 60° S and 60° N from ICESat GLAS data.

We present new coarse resolution (0.5� ×0.5�)vegetation height and vegetation-cover fraction data sets between 60� S and 60� N for use in climate models and ecological models. The data sets are derived from 2003–2009 measurements collected by the Geoscience Laser Altimeter System (GLAS) on the Ice, Cloud and land Elevation Satellite (ICESat), the only LiDAR instrument that provides close to global coverage. Initial vegetation height is calculated from GLAS data using a development of the model of Rosette et al. (2008) with further calibration on desert sites. Filters are developed to identify and eliminate spurious observations in the GLAS data, e.g. data that are affected by clouds, atmosphere and terrain and as such result in erroneous estimates of vegetation height or vegetation cover. Filtered GLAS vegetation height estimates are aggregated in histograms from 0 to 70m in 0.5m intervals for each 0.5�×0.5�. The GLAS vegetation height product is evaluated in four ways. Firstly, the Vegetation height data and data filters are evaluated using aircraft LiDAR measurements of the same for ten sites in the Americas, Europe, and Australia. Application of filters to the GLAS vegetation height estimates increases the correlation with aircraft data from r =0.33 to r =0.78, decreases the root-mean-square error by a factor 3 to about 6m (RMSE) or 4.5m (68% error distribution) and decreases the bias from 5.7m to −1.3 m. Secondly, the global aggregated GLAS vegetation height product is tested for sensitivity towards the choice of data quality filters; areas with frequent cloud cover and areas with steep terrain are the most sensitive to the choice of thresholds for the filters. The changes in height estimates by applying different filters are, for the main part, smaller than the overall uncertainty of 4.5–6m established from the site measurements. Thirdly, the GLAS global vegetation height product is compared with a global vegetation height product typically used in a climate model, a recent global tree height product, and a vegetation greenness product and is shown to produce realistic estimates of vegetation height. Finally, the GLAS bare soil cover fraction is compared globally with the MODIS bare soil fraction (r = 0.65) and with bare soil cover fraction estimates derived from AVHRR NDVI data (r =0.67); the GLAS treecover fraction is compared with the MODIS tree-cover fraction (r =0.79). The evaluation indicates that filters applied to the GLAS data are conservative and eliminate a large proportion of spurious data, while only in a minority of cases at the cost of removing reliable data as well. The new GLAS vegetation height product appears more realistic than previous data sets used in climate models and ecological models and hence should significantly improve simulations that involve the land surface

Capability of GLAS/ICESat data to estimate forest canopy height and volume in mountainous forests of Iran

International audienceThe importance of measuring biophysical properties of forest for ecosystem health monitoring and forest management encourages researchers to find precise, yet low cost methods especially in mountainous and large area. In the present study Geoscience Laser Altimeter System (GLAS) on board ICESat was used to estimate three biophysical characteristics of forests located in north of Iran: 1) maximum canopy height (Hmax), 2) Lorey's height (HLorey), and 3) Forest volume (V). A large number of Multiple Linear Regressions (MLR) and also Random Forest (RF) regressions were developed using different set of variables: waveform metrics, Principal Components (PCs) produced from Principal Component Analysis (PCA) and Wavelet Coefficients (WCs) generated from wavelet transformation. To validate and compare different models, statistical criteria were calculated based on a five-fold cross validation. The best model concerning the maximum canopy height was an MLR with an RMSE of 5.0 m which combined two metrics extracted from waveforms (waveform extent "Wext" and height at 50% of waveform energy "H50"), and one from the Digital Elevation Model (Terrain Index: TI). The mean absolute error (MAPE) of maximum canopy height estimates is about 16.4%. For Lorey's height, a simple MLR model including two metrics (Wext and TI) represents the highest performance (RMSE=5.1 m, MAPE=24.0%). Totally, MLR models showed better performance rather than RF models, and accuracy of height estimations using waveform metrics was greater than those based on PCs or WCs. Concerning forest volume, employing regression models to estimate volume directly from GLAS data led to a better result (RMSE=128.8 m3/ha) rather than volume-HLorey relationship (RMSE=167.8 m3/ha)

Airborne LiDAR for DEM generation: some critical issues

Airborne LiDAR is one of the most effective and reliable means of terrain data collection. Using LiDAR data for DEM generation is becoming a standard practice in spatial related areas. However, the effective processing of the raw LiDAR data and the generation of an efficient and high-quality DEM remain big challenges. This paper reviews the recent advances of airborne LiDAR systems and the use of LiDAR data for DEM generation, with special focus on LiDAR data filters, interpolation methods, DEM resolution, and LiDAR data reduction. Separating LiDAR points into ground and non-ground is the most critical and difficult step for DEM generation from LiDAR data. Commonly used and most recently developed LiDAR filtering methods are presented. Interpolation methods and choices of suitable interpolator and DEM resolution for LiDAR DEM generation are discussed in detail. In order to reduce the data redundancy and increase the efficiency in terms of storage and manipulation, LiDAR data reduction is required in the process of DEM generation. Feature specific elements such as breaklines contribute significantly to DEM quality. Therefore, data reduction should be conducted in such a way that critical elements are kept while less important elements are removed. Given the highdensity characteristic of LiDAR data, breaklines can be directly extracted from LiDAR data. Extraction of breaklines and integration of the breaklines into DEM generation are presented

Lorey's height regression for ICESAT-GLAS waveforms in hyrcanian deciduous forests of Iran

IGARSS 2015, Milan, ITA, 26-/07/2015 - 31/07/2015International audienceSince Lidar technology provides the most direct measurements of 3D of phenomena, it plays a critical role in a variety of applications. Forest canopy height as a main factor in forest biomass estimation is costly and time consuming to be measured on the ground. This study aims to estimate Lorey's height “Hlorey” using GLAS data based on regression models. Different metrics like waveform extent “Wext”, trail-edge extent “Htrail” and lead-edge extent “Hlead” were extracted from waveforms and a terrain index “TI” was also calculated using a digital elevation model. Hlorey estimated using multiple regression models were compared to field measurements data. A 5-fold cross validation method was used to validate the results. Best model with lowest AIC (297.440) was resulted using combination of Wext and TI (R_a^2=0.72; RMSE= 5.04m). The results show capability of ICESat-GLAS to estimate Lorey's height in sloped area with a simple regression model. It is prospected to reach better result using other statistical methods and also improvement of processing techniques for LiDAR waveforms in the case of sloped terrai

Aboveground biomass mapping in French Guiana by combining remote sensing, forest inventories and environmental data

International audienceMapping forest aboveground biomass (AGB) has become an important task, particularly for the reporting of carbon stocks and changes. AGB can be mapped using synthetic aperture radar data (SAR) or passive optical data. However, these data are insensitive to high AGB levels (>150 Mg/ha, and >300 Mg/ha for P-band), which are commonly found in tropical forests. Studies have mapped the rough variations in AGB by combining optical and environmental data at regional and global scales. Nevertheless, these maps cannot represent local variations in AGB in tropical forests. In this paper, we hypothesize that the problem of misrepresenting local variations in AGB and AGB estimation with good precision occurs because of both methodological limits (signal saturation or dilution bias) and a lack of adequate calibration data in this range of AGB values. We test this hypothesis by developing a calibrated regression model to predict variations in high AGB values (mean >300 Mg/ha) in French Guiana by a methodological approach for spatial extrapolation with data from the optical geoscience laser altimeter system (GLAS), forest inventories, radar, optics, and environmental variables for spatial inter-and extrapolation. Given their higher point count, GLAS data allow a wider coverage of AGB values. We find that the metrics from GLAS footprints are correlated with field AGB estimations (R 2 =0.54, RMSE=48.3 Mg/ha) with no bias for high values. First, predictive models, including remote-sensing, environmental variables and spatial correlation functions, allow us to obtain "wall-to-wall" AGB maps over French Guiana with an RMSE for the in situ AGB estimates of ~51 Mg/ha and R²=0.48 at a 1-km grid size. We conclude that a calibrated regression model based on GLAS with dependent environmental data can produce good AGB predictions even for high AGB values if the calibration data fit the AGB range. We also demonstrate that small temporal and spatial mismatches between field data and GLAS footprints are not a problem for regional and global calibrated regression models because field data aim to predict large and deep tendencies in AGB variations from environmental gradients and do not aim to represent high but stochastic and temporally limited variations from forest dynamics. Thus, we advocate including a greater variety of data, even if less precise and shifted, to better represent high AGB values in global models and to improve the fitting of these models for high values

Performance of GEDI space-borne LiDAR for quantifying structural variation in the temperate forests of South-Eastern Australia

Monitoring forest structural properties is critical for a range of applications because structure is key to understanding and quantifying forest biophysical functioning, including stand dynamics, evapotranspiration, habitat, and recovery from disturbances. Monitoring of forest structural properties at desirable frequencies and cost globally is enabled by space-borne LiDAR missions such as the global ecosystem dynamics investigation (GEDI) mission. This study assessed the accuracy of GEDI estimates for canopy height, total plant area index (PAI), and vertical profile of plant area volume density (PAVD) and elevation over a gradient of canopy height and terrain slope, compared to estimates derived from airborne laser scanning (ALS) across two forest age-classes in the Central Highlands region of south-eastern Australia. ALS was used as a reference dataset for validation of GEDI (Version 2) dataset. Canopy height and total PAI analyses were carried out at the landscape level to understand the influence of beam-type, height of the canopy, and terrain slope. An assessment of GEDI’s terrain elevation accuracy was also carried out at the landscape level. The PAVD profile evaluation was carried out using footprints grouped into two forest age-classes, based on the areas of mountain ash (Eucalyptus regnans) forest burnt in the Central Highlands during the 1939 and 2009 wildfires. The results indicate that although GEDI is found to significantly under-estimate the total PAI and slightly over-estimate the canopy height, the GEDI estimates of canopy height and the vertical PAVD profile (above 25 m) show a good level of accuracy. Both beam-types had comparable accuracies, with increasing slope having a slightly detrimental effect on accuracy. The elevation accuracy of GEDI found the RMSE to be 10.58 m and bias to be 1.28 m, with an R2 of 1.00. The results showed GEDI is suitable for canopy densities and height in complex forests of south-eastern Australia

Estimation of water resources on continental surfaces by multi-sensor microwave remote sensing

L'estimació dels recursos hídrics de les superfícies continentals a escala regional i global és fonamental per a una bona gestió dels recursos hídrics. Aquesta estimació cobreix una àmplia gamma de temes i camps, incloent-hi la caracterització dels sòls i dels recursos hídrics a l’escala de la conca, la modelització hidrològica i la predicció i la cartografia d'inundacions. En aquest context, la caracterització dels estats de la superfície continental, per a obtenir millors paràmetres d’entrada als models hidrològics, és essencial per millorar la precisió en la simulació de cabals, sequeres i inundacions. L’estimació del contingut d’aigua en el sistema, incloses les diferents masses d’aigua i l’aigua lliure en el sòl, és especialment necessària per a una descripció precisa dels processos hidrològics i, en general, del cicle de l’aigua a les superfícies continentals. Per caracteritzar millor els processos hidrològics, les intervencions antropogèniques no es poden negligir. L'home influeix en el cicle de l'aigua, principalment mitjançant el reg i la construcció de preses, fet que s’ha de quantificar correctament. L’objectiu de la tesi és la millora de l’estimació remota dels recursos hídrics, incloent-hi la quantificació dels factors antròpics, mitjançant l’ús de diversos sensors llançats recentment, aprofitant recents desenvolupaments en la tecnologia de teledetecció. Amb l'arribada de les constel·lacions Sentinel (Sentinel-1, 2, 3), disposem de millors eines per estimar els recursos hídrics, incloent-hi els impactes humans, amb una major precisió i cobertura. Aquest treball de tesi consta principalment de dues línies de recerca on s’estimen les intervencions humanes en el cicle hidrològic: la cartografia del reg (com a aplicació en humitat del sòl), i el forçament d’embassaments en simulacions hidrològiques (com a aplicació de l’altimetria). En la primera linia s’estima la humitat del sòl a partir de l’anàlisi estadística de les dades SAR de Sentinel-1. Es desenvolupen dues metodologies per obtenir la humitat del sòl amb una resolució espacial de 100 m basant-se en la interpretació de les dades de Sentinel-1 obtingudes amb la polarització VV (vertical-vertical), que es combina amb dades òptiques Sentinel-2 per a l'anàlisi dels efectes de la vegetació. Com aplicació de la humitat del sòl, es cartografia el reg en diverses condicions meteorològiques, i amb una alta resolució espacial i temporal. Es proposa una metodologia per a la cartografia del reg mitjançant dades SAR obtingudes en polaritzacions VV (vertical-vertical) i VH (vertical-horitzontal). A partir de la sèrie temporal Sentinel-1, s’analitzen diferents estadístiques i mètriques, incloent-hi el valor mitjà, la variància del senyal, la longitud de la correlació i la dimensió fractal, a partir dels quals es classifiquen els arbres irrigats, els cultius irrigats i els cultius no irrigats. En la segona línia, s’estima el nivell dels embassaments a partir de les dades d’altimetria de Sentinel-3, amb l’altímetre SAR (SRAL), basant-se en diferents algorismes per millorar la precisió. Aquest estudi presenta tres algorismes especialitzats o retrackers destinats a obtenir el nivell de la superfície dels cossos d’aigua estudiats, minimitzant la contaminació de les formes d’ona degut al sòl que els envolta. Es compara el rendiment del mètode proposat de selecció de la porció d’ona amb tres retrackers, és a dir, un retracker de llindar, el retracker del centre de gravetat (OCOG) i un retracker de base física de dos passos. S’obtenen sèries temporals del nivell de la làmina d’aigua d’embassaments situats a la conca del riu Ebre (Espanya). Com aplicació, les sèries de nivell dels embassaments obtingudes s’utilitzen per a forçar els embassaments en simulacions hidrològiques.La estimación de los recursos hídricos de las superficies continentales a escala regional y global es fundamental para una buena gestión de los recursos hídricos. Esta estimación cubre una amplia gama de temas y campos, incluyendo la caracterización de los suelos y de los recursos hídricos a escala de cuenca, la modelización hidrológica y la predicción y la cartografía de inundaciones. En este contexto, la caracterización de los estados de la superficie continental, para obtener mejores parámetros de entrada para los modelos hidrológicos, es esencial para mejorar la precisión en la simulación de caudales, sequías e inundaciones. La estimación del contenido de agua en el sistema, incluidas las diferentes masas de agua y el agua libre en el suelo, es especialmente necesaria para una descripción precisa de los procesos hidrológicos y, en general, del ciclo del agua en las superficies continentales. Una caracterización precisa de los procesos hidrológicos requiere no descuidar las intervenciones humanas. El hombre influye en el ciclo del agua, principalmente mediante el riego y la construcción de embalses, lo que se debe cuantificar correctamente. El objetivo de la tesis es la mejora de la estimación remota de los recursos hídricos, incluyendo la cuantificación de los factores humanos, mediante el uso de varios sensores lanzados recientemente, aprovechando recientes desarrollos en la tecnología de teledetección. Con la llegada de las constelaciones Sentinel (Sentinel-1, 2, 3), disponemos de mejores herramientas para estimar los recursos hídricos, incluyendo los impactos humanos, con una mayor precisión y cobertura. Este trabajo de tesis consta principalmente en dos ejes de investigación donde se estiman las intervenciones humanas en el ciclo hidrológico: la cartografía del riego (como aplicación en humedad del suelo), y el forzamiento de embalses en simulaciones hidrológicas (como aplicación de la altimetría). En relación al primer eje, se estima la humedad del suelo a partir del análisis estadístico de los datos SAR de Sentinel-1. Se desarrollan dos metodologías para obtener la humedad del suelo con una resolución espacial de 100 m basándose en la interpretación de los datos de Sentinel-1 obtenidas con la polarización VV (vertical-vertical), que se combina con datos ópticas Sentinel-2 para el análisis de los efectos de la vegetación. Como aplicación de la humedad del suelo, se cartografía el riego en diversas condiciones meteorológicas, y con una alta resolución espacial y temporal. Se propone una metodología para la cartografía del riego mediante datos SAR obtenidos en polarizaciones VV (vertical-vertical) y VH (vertical-horizontal). A partir de la serie temporal Sentinel-1, se analizan diferentes estadísticas y métricas, incluyendo el valor medio, la varianza de la señal, la longitud de la correlación y la dimensión fractal, a partir de los cuales se clasifican los árboles irrigados, los cultivos irrigados y los cultivos no irrigados. En el segundo eje, se estima el nivel de los embalses a partir de los datos de altimetría de Sentinel-3, con el altímetro SAR (SRAL), basándose en diferentes algoritmos para mejorar la precisión. Este estudio presenta tres algoritmos especializados o retrackers destinados a obtener el nivel de la superficie de los cuerpos de agua estudiados, minimizando la contaminación de las formas de onda debido al suelo que los rodea. Se compara el rendimiento del método propuesto de selección de la porción de onda con tres retrackers, es decir, un retracker de umbral, el retracker del centro de gravedad (OCOG) y un retracker de base física de dos pasos. Se obtienen series temporales del nivel de la lámina de agua de embalses situados en la cuenca del río Ebro (España). Como aplicación, las series de nivel de los embalses obtenidas se utilizan para forzar los embalses en simulaciones hidrológicas.The estimation of the water resources of the continental surfaces at a regional and global scale is fundamental for good water resources management. This estimation covers a wide range of topics and fields, including the characterisation of soils and water resources at the basin scale, hydrological modelling and flood prediction and mapping. In this context, the characterisation of the states of the continental surface, to obtain better input parameters for hydrological models, is essential to improve the precision in the simulation of flows, droughts, and floods. The estimation of the water content in the system, including the different water bodies and the free water in the soil, is especially necessary for a precise description of the hydrological processes and, in general, of the water cycle on the continental surfaces. To better characterise hydrological processes, human interventions cannot be neglected. Humans influence the water cycle, mainly through irrigation and the construction of reservoirs, which must be correctly quantified. The objective of the thesis is the improvement of the remote estimation of water resources, including the quantification of human factors, using several sensors recently launched, taking advantage of recent developments in remote sensing technology. With the arrival of the Sentinel constellations (Sentinel-1, 2, 3), we have better tools to estimate water resources, including human impacts, with greater precision and coverage. This thesis consists mainly of two parts where human interventions in the water cycle are considered: irrigation cartography (as an application of soil moisture), and the forcing of reservoirs in hydrological simulations (as an application of altimetry). Firstly, soil moisture is estimated from the statistical analysis of Sentinel-1 SAR data. Two methodologies are developed to obtain soil moisture with a spatial resolution of 100 m based on the interpretation of Sentinel-1 data collected with the VV polarization (vertical-vertical), which is combined with optical data of Sentinel-2 for the analysis of the effects of vegetation. Secondly, irrigation is mapped under various meteorological conditions, including high spatial and temporal resolution. A methodology for irrigation mapping is proposed using SAR data obtained in VV (vertical-vertical) and VH (vertical-horizontal) polarizations. With Sentinel-1 time series, different statistics and metrics are analysed, including the mean value, the variance of the signal, the correlation length and the fractal dimension, based on which the classification of irrigated trees, irrigated crops, and non-irrigated crops are derived. Finally, the level of the reservoirs is estimated from the Sentinel-3 altimetry data, with the SAR altimeter (SRAL), based on different algorithms to improve the accuracy. This study presents three specialised algorithms or retrackers designed to obtain the level of the surface of the studied inland bodies of water, minimising the contamination of the waveforms due to the surrounding soil. The performance of the selection method of the proposed wave portion is compared with three retrackers, that is, the centre of gravity retracker (OCOG) and the two-step physical-based retracker. Temporal series of the water level of reservoirs located in the basin of the Ebro River (Spain) are obtained. As an application, the level series of the reservoirs obtained are used to force the reservoirs in hydrological simulations.L'estimation et le suivi des ressources en eau des surfaces continentales aux niveaux régional et global est essentielle pour la gestion du bilan hydrique, particulièrement dans le contexte des changements climatiques et anthropiques. Ils couvrent un large éventail de thèmes et de domaines, incluant la caractérisation des ressources en eau à l'échelle du bassin, la modélisation hydrologique ainsi que la prévision et la cartographie des inondations. Dans ce contexte, la caractérisation des états de surface, en tant que paramètres d’entrée dans les modèles hydrologiques, est essentielle pour obtenir une meilleure précision de la simulation, qui est liée à la précision prévisionnelle des débits des cours d’eau et le suivi des sécheresses et des inondations. L'estimation de la teneur en eau des surfaces continentales, incluant l’état hydrique du sol et les niveaux des surfaces couvertes d’eau, est particulièrement nécessaire pour une description précise des processus hydrologiques et plus généralement du cycle de l'eau sur les surfaces continentales. Afin de mieux comprendre les processus hydrologiques, l'influence humaine (l’effet anthropique) sur le cycle de l'eau nécessite une évaluation fine. Elle est particulièrement liée à la gestion de l’irrigation et la construction de barrages. L'objectif de la thèse était d'améliorer l'estimation des ressources en eau et une meilleure caractérisation des interventions anthropiques à travers l'utilisation de nouveaux capteurs satellitaires multi-configurations du programme européen Copernicus. Avec le développement de la technologie de télédétection spatiale, et plus particulièrement avec l’arrivée des constellations Sentinel (Sentinel-1, 2, 3) à haute résolution spatiale et temporelle, il existe un meilleur outil pour estimer les états des surfaces continentales. Ce travail de thèse comprend principalement deux priorités liées à des interventions humaines dans le cycle hydrologique:la cartographie de l'irrigation en tant que action humaine liée directement à l'humidité du sol et le forçage des barrages dans un modèle de simulation de rivière en tant qu'application liée à l’estimation du niveau de l'eau libre. Un premier axe de recherche a été basé sur une analyse statistique des données SAR Sentinel-1 pour caractériser l’état hydrique du sol. Deux méthodes ont été développées pour estimer ce paramètre avec une résolution spatiale de 100 m. Elles sont basées sur des approches de détection de changement à partir des données Sentinel-1 acquises en polarisation VV (verticale-verticale), combinées aux données optiques Sentinel-2 pour corriger les effets de la végétation. L’application consistait à cartographier l'irrigation, avec des résolutions spatiale et temporelle élevées. Une méthodologie de cartographie de l'irrigation utilisant des données SAR Sentinel-1 a été proposée. Elle estbasée sur les acquisitions en polarisations VV (vertical-vertical) et VH (vertical-horizontal). A partir de la série temporelle des mesures Sentinel-1, des paramètres statistiques tel que la valeur moyenne, la variance du signal, la longueur de corrélation temporelle et la dimension fractale, sont analysées, en fonction du type de culture; cultures annuelles irriguées, arbres irrigués et cultures pluviales. Des classifications supervisées utilisant les approches Random Forest et SVM sont testées. En deuxième axe, l'estimation de la hauteur de la surface de l'eau à partir des données altimétriques de Sentinel-3 avec l’altimètre SAR (SRAL) a été réalisée à l'aide de différents algorithmes afin d'améliorer la précision sur des petites surfaces. Cette étude présente trois algorithmes spécialisés (ou retrackers) dédiées à la minimisation de la contamination des sols par les formes d’ondes permettant de récupérer les niveaux d’eau à partir de données altimétriques SAR sur des masses d’eaux intérieures. Les performances de la méthode de sélection de portion de forme d'onde proposée avec trois retrackers, à savoir, le retracker à seuil, le retracker à centre de gravité décalé (OCOG) et le retracker à base physique à 2 étapes, sont comparées. Des séries chronologiques de niveaux d'eau sont extraites pour les masses d'eau du bassin de l'Èbre (Espagne). Une application des produits altimétriques est proposée. Le produit de niveau d’eau a été utilisé comme paramètre d’entrée pour analyser l’effet tampon des barrages dans les simulations de débits fluviaux

Metabolic scaling theory and remote sensing to model large-scale patterns of forest biophysical properties

Advanced understanding of the global carbon budget requires large-scale and long-term information on forest carbon pools and fluxes. In situ and remote sensing measurements have greatly enhanced monitoring of forest carbon dynamics, but incomplete data coverage in space and time results in significant uncertainties in carbon accounting. Although theoretical and mechanistic models have enabled continental-scale and global mapping, robust predictions of forest carbon dynamics are difficult without initialization, adjustment, and parameterization using observations. Therefore, this dissertation is focused on a synergistic combination of lidar measurements and modeling that incorporates biophysical principles underlying forest growth. First, spaceborne lidar data from the Geoscience Laser Altimeter System (GLAS) were analyzed for monitoring and modeling of forest heights over the U.S. Mainland. Results showed the best GLAS metric representing the within-footprint heights to be dependent on topography. Insufficient data sampling by the GLAS sensor was problematic for spatially-complete carbon quantification. A modeling approach, called Allometric Scaling and Resource Limitations (ASRL), successfully alleviated this problem. The metabolic scaling theory and water-energy balance equations embedded within the model also provided a generalized mechanistic understanding of valid relationships between forest structure and geo-predictors including topographic and climatic variables. Second, the ASRL model was refined and applied to predict large-scale patterns of forest structure. This research successfully expanded model applicability by including eco-regional and forest-type variations, and disturbance history. Baseline maps (circa 2005; 1-km2 grids) of forest heights and aboveground biomass were generated over the U.S. Mainland. The Pacific Northwest/California forests were simulated as the most favorable region for hosting large trees, consistent with observations. Through sensitivity and uncertainty analyses, this research found that the refined ASRL model showed promise for prognostic applications, in contrast to conventional black-box approaches. The model predicted temporal evolution of forest carbon stocks during the 21st century. The results demonstrate the effects of CO2 fertilization and climate feedbacks across water- and energy-limited environments. This dissertation documents the complex mechanisms determining forest structure, given availability of local resources. These mechanisms can be used to monitor and forecast forest carbon pools in combination with satellite observations to advance our understanding of the global carbon cycle

Regional scale rain-forest height mapping using regression-kriging of spaceborne and airborne lidar data : application on French Guiana

LiDAR data has been successfully used to estimate forest parameters such as canopy heights and biomass. Major limitation of LiDAR systems (airborne and spaceborne) arises from their limited spatial coverage. In this study, we present a technique for canopy height mapping using airborne and spaceborne LiDAR data (from the Geoscience Laser Altimeter System (GLAS)). First, canopy heights extracted from both airborne and spaceborne LiDAR were extrapolated from available environmental data. The estimated canopy height maps using Random Forest (RF) regression from airborne or GLAS calibration datasets showed similar precisions (~6 m). To improve the precision of canopy height estimates, regression-kriging was used. Results indicated an improvement in terms of root mean square error (RMSE, from 6.5 to 4.2 m) using the GLAS dataset, and from 5.8 to 1.8 m using the airborne LiDAR dataset. Finally, in order to investigate the impact of the spatial sampling of future LiDAR missions on canopy height estimates precision, six subsets were derived from the initial airborne LiDAR dataset. Results indicated that using the regression-kriging approach a precision of 1.8 m on the canopy height map was achievable with a flight line spacing of 5 km. This precision decreased to 4.8 m for flight line spacing of 50 km

A Novel Methodology to Estimate Single-Tree Biophysical Parameters from 3D Digital Imagery Compared to Aerial Laser Scanner Data

Airborne laser scanner (ALS) data provide an enhanced capability to remotely map two key variables in forestry: leaf area index (LAI) and tree height (H). Nevertheless, the cost, complexity and accessibility of this technology are not yet suited for meeting the broad demands required for estimating and frequently updating forest data. Here we demonstrate the capability of alternative solutions based on the use of low-cost color infrared (CIR) cameras to estimate tree-level parameters, providing a cost-effective solution for forest inventories. ALS data were acquired with a Leica ALS60 laser scanner and digital aerial imagery (DAI) was acquired with a consumer-grade camera modified for color infrared detection and synchronized with a GPS unit. In this paper we evaluate the generation of a DAI-based canopy height model (CHM) from imagery obtained with low-cost CIR cameras using structure from motion (SfM) and spatial interpolation methods in the context of a complex canopy, as in forestry. Metrics were calculated from the DAI-based CHM and the DAI-based Normalized Difference Vegetation Index (NDVI) for the estimation of tree height and LAI, respectively. Results were compared with the models estimated from ALS point cloud metrics. Field measurements of tree height and effective leaf area index (LAIe) were acquired from a total of 200 and 26 trees, respectively. Comparable accuracies were obtained in the tree height and LAI estimations using ALS and DAI data independently. Tree height estimated from DAI-based metrics (Percentile 90 (P90) and minimum height (MinH)) yielded a coefficient of determination (R2) = 0.71 and a root mean square error (RMSE) = 0.71 m while models derived from ALS-based metrics (P90) yielded an R2 = 0.80 and an RMSE = 0.55 m. The estimation of LAI from DAI-based NDVI using Percentile 99 (P99) yielded an R2 = 0.62 and an RMSE = 0.17 m2/m−2. A comparative analysis of LAI estimation using ALS-based metrics (laser penetration index (LPI), interquartile distance (IQ), and Percentile 30 (P30)) yielded an R2 = 0.75 and an RMSE = 0.14 m2/m−2. The results provide insight on the appropriateness of using cost-effective 3D photo-reconstruction methods for targeting single trees with irregular and heterogeneous tree crowns in complex open-canopy forests. It quantitatively demonstrates that low-cost CIR cameras can be used to estimate both single-tree height and LAI in forest inventories