Robust frequency-domain turbo equalization for multiple-input multiple-output (MIMO) wireless communications

This dissertation investigates single carrier frequency-domain equalization (SC-FDE) with multiple-input multiple-output (MIMO) channels for radio frequency (RF) and underwater acoustic (UWA) wireless communications. It consists of five papers, selected from a total of 13 publications. Each paper focuses on a specific technical challenge of the SC-FDE MIMO system. The first paper proposes an improved frequency-domain channel estimation method based on interpolation to track fast time-varying fading channels using a small amount of training symbols in a large data block. The second paper addresses the carrier frequency offset (CFO) problem using a new group-wise phase estimation and compensation algorithm to combat phase distortion caused by CFOs, rather than to explicitly estimate the CFOs. The third paper incorporates layered frequency-domain equalization with the phase correction algorithm to combat the fast phase rotation in coherent communications. In the fourth paper, the frequency-domain equalization combined with the turbo principle and soft successive interference cancelation (SSIC) is proposed to further improve the bit error rate (BER) performance of UWA communications. In the fifth paper, a bandwidth-efficient SC-FDE scheme incorporating decision-directed channel estimation is proposed for UWA MIMO communication systems. The proposed algorithms are tested by extensive computer simulations and real ocean experiment data. The results demonstrate significant performance improvements in four aspects: improved channel tracking, reduced BER, reduced computational complexity, and enhanced data efficiency --Abstract, page iv

Applying Spatial Diversity to Mitigate Partial Band Interference in Undersea Networks

Many acoustic channels suffer from interference which is neither narrowband nor impulsive. This relatively long duration partial band interference can be particularly detrimental to system performance. We survey recent work in interference mitigation and orthogonal frequency division multiplexing (OFDM) as background motivation to develop a spatial diversity receiver for use in underwater networks. The network consists of multiple distributed cabled hydrophones that receive data transmitted over a time-varying multipath channel in the presence of partial band interference produced by interfering active sonar signals as well as marine mammal vocalizations. In operational networks, many “dropped” messages are lost due to partial band interference which corrupts different portions of the received signal depending on the relative position of the interferers, information source and receivers due to the slow speed of propagation

A chaotic spread spectrum system for underwater acoustic communication

The work is supported in part by NSFC (Grant no. 61172070), IRT of Shaanxi Province (2013KCT-04), EPSRC (Grant no.Ep/1032606/1).Peer reviewedPostprin

Frequency-Domain Turbo Equalization for MIMO Underwater Acoustic Communications

This paper investigates a low-complexity frequency-domain turbo equalization (FDTE) based on linear minimum mean square error (LMMSE) criterion for single-carrier (SC) multiple-input multiple-output (MIMO) underwater acoustic communications (UAC). The receiver incorporates both the equalizer and the decoder which exchange the extrinsic information on the coded bits for each other to implement the iterative detection. The channel impulse responses (CIRs) required in the equalization are estimated in the frequency domain (FD) by inserting the well-designed pilot blocks which are frequency-orthogonal Chu sequences. The proposed SC-MIMO-FDTE architecture is applied to the fixed-to-fixed underwater data gathered during SPACE08 ocean experiments in October 2008, where multiple transducers and hydrophones are deployed in communication ranges of 200m and 1000m, and the channel bandwidth is 9.765625 kHz. The phase shift keying (PSK) signals are transmitted from multiple transducers in various block sizes. The proposed transceiver has been demonstrated to improve the bit-error-rate (BER) performance significantly by processing the QPSK data blocks with block length of 1024 in 200m and 1000m ranges. The average BERs obtained by turbo detection with 3 iterations can achieve approximately 1.4 × 10-4 for the 200m system and 4.4 × 10-5 for the 1000m system

UNDERWATER COMMUNICATIONS WITH ACOUSTIC STEGANOGRAPHY: RECOVERY ANALYSIS AND MODELING

In the modern warfare environment, communication is a cornerstone of combat competence. However, the increasing threat of communications-denied environments highlights the need for communications systems with low probability of intercept and detection. This is doubly true in the subsurface environment, where communications and sonar systems can reveal the tactical location of platforms and capabilities, subverting their covert mission set. A steganographic communication scheme that leverages existing technologies and unexpected data carriers is a feasible means of increasing assurance of communications, even in denied environments. This research works toward a covert communication system by determining and comparing novel symbol recovery schemes to extract data from a signal transmitted under a steganographic technique and interfered with by a simulated underwater acoustic channel. We apply techniques for reliably extracting imperceptible information from unremarkable acoustic events robust to the variability of the hostile operating environment. The system is evaluated based on performance metrics, such as transmission rate and bit error rate, and we show that our scheme is sufficient to conduct covert communications through acoustic transmissions, though we do not solve the problems of synchronization or equalization.Lieutenant, United States NavyApproved for public release. Distribution is unlimited

Low-complexity iterative receiver algorithms for multiple-input multiple-output underwater wireless communications

This dissertation proposes three low-complexity iterative receiver algorithms for multiple-input multiple-output (MIMO) underwater acoustic (UWA) communications. First is a bidirectional soft-decision feedback Turbo equalizer (Bi-SDFE) which harvests the time-reverse diversity in severe multipath MIMO channels. The Bi-SDFE outperforms the original soft-decision feedback Turbo equalizer (SDFE) while keeping its total computational complexity similar to that of the SDFE. Second, this dissertation proposes an efficient direct adaptation Turbo equalizer for MIMO UWA communications. Benefiting from the usage of soft-decision reference symbols for parameter adaptation as well as the iterative processing inside the adaptive equalizer, the proposed algorithm is efficient in four aspects: robust performance in tough channels, high spectral efficiency with short training overhead, time efficient with fast convergence and low complexity in hardware implementation. Third, a frequency-domain soft-decision block iterative equalizer combined with iterative channel estimation is proposed for the uncoded single carrier MIMO systems with high data efficiency. All the three new algorithms are evaluated by data recorded in real world ocean experiment or pool experiment. Finally, this dissertation also compares several Turbo equalizers in single-input single-output (SISO) UWA channels. Experimental results show that the channel estimation based Turbo equalizers are robust in SISO underwater transmission under harsh channel conditions --Abstract, page iv

Model-Driven Based Deep Unfolding Equalizer for Underwater Acoustic OFDM Communications

It is challenging to design an equalizer for the complex time-frequency doubly-selective channel. In this paper, we employ the deep unfolding approach to establish an equalizer for the underwater acoustic (UWA) orthogonal frequency division multiplexing (OFDM) system, namely UDNet. Each layer of UDNet is designed according to the classical minimum mean square error (MMSE) equalizer. Moreover, we consider the QPSK equalization as a four-classification task and adopt minimum Kullback-Leibler (KL) to achieve a smaller symbol error rate (SER) with the one-hot coding instead of the MMSE criterion. In addition, we introduce a sliding structure based on the banded approximation of the channel matrix to reduce the network size and aid UDNet to perform well for different-length signals without changing the network structure. Furthermore, we apply the measured at-sea doubly-selective UWA channel and offshore background noise to evaluate the proposed equalizer. Experimental results show that the proposed UDNet performs better with low computational complexity. Concretely, the SER of UDNet is nearly an order of magnitude lower than that of MMSE