Wireless receiver designs: from information theory to VLSI implementation

Receiver design, especially equalizer design, in communications is a major concern in both academia and industry. It is a problem with both theoretical challenges and severe implementation hurdles. While much research has been focused on reducing complexity for optimal or near-optimal schemes, it is still common practice in industry to use simple techniques (such as linear equalization) that are generally significantly inferior. Although digital signal processing (DSP) technologies have been applied to wireless communications to enhance the throughput, the users' demands for more data and higher rate have revealed new challenges. For example, to collect the diversity and combat fading channels, in addition to the transmitter designs that enable the diversity, we also require the receiver to be able to collect the prepared diversity. Most wireless transmissions can be modeled as a linear block transmission system. Given a linear block transmission model assumption, maximum likelihood equalizers (MLEs) or near-ML decoders have been adopted at the receiver to collect diversity which is an important metric for performance, but these decoders exhibit high complexity. To reduce the decoding complexity, low-complexity equalizers, such as linear equalizers (LEs) and decision feedback equalizers (DFEs) are often adopted. These methods, however, may not utilize the diversity enabled by the transmitter and as a result have degraded performance compared to MLEs. In this dissertation, we will present efficient receiver designs that achieve low bit-error-rate (BER), high mutual information, and low decoding complexity. Our approach is to first investigate the error performance and mutual information of existing low-complexity equalizers to reveal the fundamental condition to achieve full diversity with LEs. We show that the fundamental condition for LEs to collect the same (outage) diversity as MLE is that the channels need to be constrained within a certain distance from orthogonality. The orthogonality deficiency (od) is adopted to quantify the distance of channels to orthogonality while other existing metrics are also introduced and compared. To meet the fundamental condition and achieve full diversity, a hybrid equalizer framework is proposed. The performance-complexity trade-off of hybrid equalizers is quantified by deriving the distribution of od. Another approach is to apply lattice reduction (LR) techniques to improve the ``quality' of channel matrices. We present two widely adopted LR methods in wireless communications, the Lenstra-Lenstra-Lovasz (LLL) algorithm [51] and Seysen's algorithm (SA), by providing detailed descriptions and pseudo codes. The properties of output matrices of the LLL algorithm and SA are also quantified. Furthermore, other LR algorithms are also briefly introduced. After introducing LR algorithms, we show how to adopt them into the wireless communication decoding process by presenting LR-aided hard-output detectors and LR-aided soft-output detectors for coded systems, respectively. We also analyze the performance of proposed efficient receivers from the perspective of diversity, mutual information, and complexity. We prove that LR techniques help to restore the diversity of low-complexity equalizers without increasing the complexity significantly. When it comes to practical systems and simulation tool, e.g., MATLAB, only finite bits are adopted to represent numbers. Therefore, we revisit the diversity analysis for finite-bit represented systems. We illustrate that the diversity of MLE for systems with finite-bit representation is determined by the number of non-vanishing eigenvalues. It is also shown that although theoretically LR-aided detectors collect the same diversity as MLE in the real/complex field, it may show different diversity orders when finite-bit representation exists. Finally, the VLSI implementation of the complex LLL algorithms is provided to verify the practicality of our proposed designs.Ph.D.Committee Chair: Ma, Xiaoli; Committee Member: Anderson, David; Committee Member: Barry, John; Committee Member: Chen, Xu-Yan; Committee Member: Kornegay, Kevi

Design and Implementation of Efficient Algorithms for Wireless MIMO Communication Systems

En la última década, uno de los avances tecnológicos más importantes que han hecho culminar la nueva generación de banda ancha inalámbrica es la comunicación mediante sistemas de múltiples entradas y múltiples salidas (MIMO). Las tecnologías MIMO han sido adoptadas por muchos estándares inalámbricos tales como LTE, WiMAS y WLAN. Esto se debe principalmente a su capacidad de aumentar la máxima velocidad de transmisión , junto con la fiabilidad alcanzada y la cobertura de las comunicaciones inalámbricas actuales sin la necesidad de ancho de banda extra ni de potencia de transmisión adicional. Sin embargo, las ventajas proporcionadas por los sistemas MIMO se producen a expensas de un aumento sustancial del coste de implementación de múltiples antenas y de la complejidad del receptor, la cual tiene un gran impacto sobre el consumo de energía. Por esta razón, el diseño de receptores de baja complejidad es un tema importante que se abordará a lo largo de esta tesis. En primer lugar, se investiga el uso de técnicas de preprocesado de la matriz de canal MIMO bien para disminuir el coste computacional de decodificadores óptimos o bien para mejorar las prestaciones de detectores subóptimos lineales, SIC o de búsqueda en árbol. Se presenta una descripción detallada de dos técnicas de preprocesado ampliamente utilizadas: el método de Lenstra, Lenstra, Lovasz (LLL) para lattice reduction (LR) y el algorimo VBLAST ZF-DFE. Tanto la complejidad como las prestaciones de ambos métodos se han evaluado y comparado entre sí. Además, se propone una implementación de bajo coste del algoritmo VBLAST ZF-DFE, la cual se incluye en la evaluación. En segundo lugar, se ha desarrollado un detector MIMO basado en búsqueda en árbol de baja complejidad, denominado detector K-Best de amplitud variable (VB K-Best). La idea principal de este método es aprovechar el impacto del número de condición de la matriz de canal sobre la detección de datos con el fin de disminuir la complejidad de los sistemasRoger Varea, S. (2012). Design and Implementation of Efficient Algorithms for Wireless MIMO Communication Systems [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/16562Palanci

Adaptive and Iterative Multi-Branch MMSE Decision Feedback Detection Algorithms for MIMO Systems

In this work, decision feedback (DF) detection algorithms based on multiple processing branches for multi-input multi-output (MIMO) spatial multiplexing systems are proposed. The proposed detector employs multiple cancellation branches with receive filters that are obtained from a common matrix inverse and achieves a performance close to the maximum likelihood detector (MLD). Constrained minimum mean-squared error (MMSE) receive filters designed with constraints on the shape and magnitude of the feedback filters for the multi-branch MMSE DF (MB-MMSE-DF) receivers are presented. An adaptive implementation of the proposed MB-MMSE-DF detector is developed along with a recursive least squares-type algorithm for estimating the parameters of the receive filters when the channel is time-varying. A soft-output version of the MB-MMSE-DF detector is also proposed as a component of an iterative detection and decoding receiver structure. A computational complexity analysis shows that the MB-MMSE-DF detector does not require a significant additional complexity over the conventional MMSE-DF detector, whereas a diversity analysis discusses the diversity order achieved by the MB-MMSE-DF detector. Simulation results show that the MB-MMSE-DF detector achieves a performance superior to existing suboptimal detectors and close to the MLD, while requiring significantly lower complexity.Comment: 10 figures, 3 tables; IEEE Transactions on Wireless Communications, 201

Signal detection for 3GPP LTE downlink: algorithm and implementation.

In this paper, we investigate an efficient signal detection algorithm, which combines lattice reduction (LR) and list decoding (LD) techniques for the 3rd generation long term evolution (LTE) downlink systems. The resulting detector, called LRLD based detector, is carried out within the framework of successive interference cancellation (SIC), which takes full advantages of the reliable LR detection. We then extend our studies to the implementation possibility of the LRLD based detector and provide reference for the possible real silicon implementation. Simulation results show that the proposed detector provides a near maximum likelihood (ML) performance with a significantly reduced complexity

SIC-based detection with list and lattice reduction for MIMO channels.

To derive low-complexity multiple-input–multiple-output (MIMO) detectors, we combine two complementary approaches, i.e., lattice reduction (LR) and list within the framework of the successive interference cancellation (SIC)-based detection. It is shown that the performance of the proposed detector, which is called the SIC-based detector with list and LR, can approach that of the maximum-likelihood (ML) detector with a short list length. For example, the signal-to-noise ratio (SNR) loss of the proposed detector, compared with that of the ML detector, is less than 1 dB for a 4 × 4 MIMO system with 16-state quadrature amplitude modulation (QAM) at a bit error rate (BER) of 10^−3 with a list length of 8

Low-Complexity Near-Optimal Detection Algorithms for MIMO Systems

As the number of subscribers in wireless networks and their demanding data rate are exponentially increasing, multiple-input multiple-output (MIMO) systems have been scaled up in the 5G where tens to hundreds of antennas are deployed at base stations (BSs). However, by scaling up the MIMO systems, designing detectors with low computational complexity and close to the optimal error performance becomes challenging. In this dissertation, we study the problem of efficient detector designs for MIMO systems. In Chapter 2, we propose efficient detection algorithms for small and moderate MIMO systems by using lattice reduction and subspace (or conditional) detection techniques. The proposed algorithms exhibit full receive diversity and approach the bit error rate (BER) of the optimal maximum likelihood (ML) solution. For quasi-static channels, the complexity of the proposed schemes is cubic in the system dimension and is only linear in the size of the QAM modulation used. However, the computational complexity of lattice reduction algorithms imposes a large burden on the proposed detectors for large MIMO systems or fast fading channels. In Chapter 3, we propose detectors for large MIMO systems based on the combination of minimum mean square error decision feedback equalization (MMSE-DFE) and subspace detection tailored to an appropriate channel ordering. Although the achieved diversity order of the proposed detectors does not necessarily equal the full receive diversity for some MIMO systems, the coding gain allows for close to ML error performance at practical values of signal-to-noise ratio (SNR) at the cost of a small computational complexity increase over the classical MMSE- DFE detection. The receive diversity deficiency is addressed by proposing another algorithm in which a partial lattice reduction (PLR) technique is deployed to improve the diversity order. Massive multiuser MIMO (MU-MIMO) is another technology where the BS is equipped with hundreds of antennas and serves tens of single-antenna user terminals (UTs). For the uplink of massive MIMO systems, linear detectors, such as zero-forcing (ZF) and minimum mean square error (MMSE), approach the error performances of sophisticated nonlinear detectors. However, the exact solutions of ZF and MMSE involve matrix-matrix multiplication and matrix inversion operations which are expensive for massive MIMO systems. In Chapter 4, we propose efficient truncated polynomial expansion (TPE)-based detectors that achieve the error performance of the exact solutions with a computational complexity proportional to the system dimensions. The millimeter wave (mmWave) massive MIMO is another key technology for 5G cellular networks. By using hybrid beamforming techniques in which a few numbers of radio frequency (RF) chains are deployed at the BSs and the UTs, the fully-digital precoder (combiner) is approximated as a product of analog and digital precoders (combiners). In Chapter 5, we consider a signal detection scheme using the equivalent channel consisting of the precoder, mmWave channel, and combiner. The available structure in the equivalent channel enables us to achieve the BER of the optimal ML solution with a significant reduction in the computational complexity

Soft-decision equalization techniques for frequency selective MIMO channels

Multi-input multi-output (MIMO) technology is an emerging solution for high data rate wireless communications. We develop soft-decision based equalization techniques for frequency selective MIMO channels in the quest for low-complexity equalizers with BER performance competitive to that of ML sequence detection. We first propose soft decision equalization (SDE), and demonstrate that decision feedback equalization (DFE) based on soft-decisions, expressed via the posterior probabilities associated with feedback symbols, is able to outperform hard-decision DFE, with a low computational cost that is polynomial in the number of symbols to be recovered, and linear in the signal constellation size. Building upon the probabilistic data association (PDA) multiuser detector, we present two new MIMO equalization solutions to handle the distinctive channel memory. With their low complexity, simple implementations, and impressive near-optimum performance offered by iterative soft-decision processing, the proposed SDE methods are attractive candidates to deliver efficient reception solutions to practical high-capacity MIMO systems. Motivated by the need for low-complexity receiver processing, we further present an alternative low-complexity soft-decision equalization approach for frequency selective MIMO communication systems. With the help of iterative processing, two detection and estimation schemes based on second-order statistics are harmoniously put together to yield a two-part receiver structure: local multiuser detection (MUD) using soft-decision Probabilistic Data Association (PDA) detection, and dynamic noise-interference tracking using Kalman filtering. The proposed Kalman-PDA detector performs local MUD within a sub-block of the received data instead of over the entire data set, to reduce the computational load. At the same time, all the inter-ference affecting the local sub-block, including both multiple access and inter-symbol interference, is properly modeled as the state vector of a linear system, and dynamically tracked by Kalman filtering. Two types of Kalman filters are designed, both of which are able to track an finite impulse response (FIR) MIMO channel of any memory length. The overall algorithms enjoy low complexity that is only polynomial in the number of information-bearing bits to be detected, regardless of the data block size. Furthermore, we introduce two optional performance-enhancing techniques: cross- layer automatic repeat request (ARQ) for uncoded systems and code-aided method for coded systems. We take Kalman-PDA as an example, and show via simulations that both techniques can render error performance that is better than Kalman-PDA alone and competitive to sphere decoding. At last, we consider the case that channel state information (CSI) is not perfectly known to the receiver, and present an iterative channel estimation algorithm. Simulations show that the performance of SDE with channel estimation approaches that of SDE with perfect CSI