Joint Resource Allocation for eICIC in Heterogeneous Networks

Interference coordination between high-power macros and low-power picos deeply impacts the performance of heterogeneous networks (HetNets). It should deal with three challenges: user association with macros and picos, the amount of almost blank subframe (ABS) that macros should reserve for picos, and resource block (RB) allocation strategy in each eNB. We formulate the three issues jointly for sum weighted logarithmic utility maximization while maintaining proportional fairness of users. A class of distributed algorithms are developed to solve the joint optimization problem. Our framework can be deployed for enhanced inter-cell interference coordination (eICIC) in existing LTE-A protocols. Extensive evaluation are performed to verify the effectiveness of our algorithms.Comment: Accepted by Globecom 201

Distributed Downlink Power Control for Dense Networks with Carrier Aggregation

Given the proven benefits cell densification brings in terms of capacity and coverage, it is certain that 5G networks will be even more heterogeneous and dense. However, as smaller cells are introduced in the network, interference will inevitably become a serious problem as they are expected to share the same radio resources. Another central feature envisioned for future cellular networks is carrier aggregation (CA), which allows users to simultaneously use several component carriers of various widths and frequency bands. By exploiting the diversity of the different carriers, CA can also be used to effectively mitigate the interference in the network. In this paper, we leverage the above key features of next-generation cellular networks and formulate a downlink power setting problem for the different available carriers. Using game theory, we design a distributed algorithm that lets cells dynamically adjust different transmit powers for the different carriers. The proposed solution greatly improves network performance by reducing interference and power consumption, while ensuring coverage for as many users as possible. We compare our scheme with other interference mit- igation techniques, in a realistic large-scale scenario. Numerical results show that our solution outperforms the existing schemes in terms of user throughput, energy, and spectral efficiency

Optimisation de la gestion des interférences inter-cellulaires et de l'attachement des mobiles dans les réseaux cellulaires LTE

Driven by an exponential growth in mobile broadband-enabled devices and a continue dincrease in individual data consumption, mobile data traffic has grown 4000-fold over the past 10 years and almost 400-million-fold over the past 15 years. Homogeneouscellular networks have been facing limitations to handle soaring mobile data traffic and to meet the growing end-user demand for more bandwidth and betterquality of experience. These limitations are mainly related to the available spectrumand the capacity of the network. Telecommunication industry has to address these challenges and meet exploding demand. At the same time, it has to guarantee a healthy economic model to reduce the carbon footprint which is caused by mobile communications.Heterogeneous Networks (HetNets), composed of macro base stations and low powerbase stations of different types, are seen as the key solution to improve spectral efficiency per unit area and to eliminate coverage holes. In such networks, intelligent user association and interference management schemes are needed to achieve gains in performance. Due to the large imbalance in transmission power between macroand small cells, user association based on strongest signal received is not adapted inHetNets as only few users would attach to low power nodes. A technique based onCell Individual Offset (CIO) is therefore required to perform load balancing and to favor some Small Cell (SC) attraction against Macro Cell (MC). This offset is addedto users’ Reference Signal Received Power (RSRP) measurements and hence inducing handover towards different eNodeBs. As Long Term Evolution (LTE) cellular networks use the same frequency sub-bands, mobile users may experience strong inter-cellxv interference, especially at cell edge. Therefore, there is a need to coordinate resource allocation among the cells and minimize inter-cell interference. To mitigate stronginter-cell interference, the resource, in time, frequency and power domain, should be allocated efficiently. A pattern for each dimension is computed to permit especially for cell edge users to benefit of higher throughput and quality of experience. The optimization of all these parameters can also offer gain in energy use. In this thesis,we propose a concrete versatile dynamic solution performing an optimization of user association and resource allocation in LTE cellular networks maximizing a certainnet work utility function that can be adequately chosen. Our solution, based on gametheory, permits to compute Cell Individual Offset and a pattern of power transmission over frequency and time domain for each cell. We present numerical simulations toillustrate the important performance gain brought by this optimization. We obtain significant benefits in the average throughput and also cell edge user through put of40% and 55% gains respectively. Furthermore, we also obtain a meaningful improvement in energy efficiency. This work addresses industrial research challenges and assuch, a prototype acting on emulated HetNets traffic has been implemented.Conduit par une croissance exponentielle dans les appareils mobiles et une augmentation continue de la consommation individuelle des données, le trafic de données mobiles a augmenté de 4000 fois au cours des 10 dernières années et près de 400millions fois au cours des 15 dernières années. Les réseaux cellulaires homogènes rencontrent de plus en plus de difficultés à gérer l’énorme trafic de données mobiles et à assurer un débit plus élevé et une meilleure qualité d’expérience pour les utilisateurs.Ces difficultés sont essentiellement liées au spectre disponible et à la capacité du réseau.L’industrie de télécommunication doit relever ces défis et en même temps doit garantir un modèle économique pour les opérateurs qui leur permettra de continuer à investir pour répondre à la demande croissante et réduire l’empreinte carbone due aux communications mobiles. Les réseaux cellulaires hétérogènes (HetNets), composés de stations de base macro et de différentes stations de base de faible puissance,sont considérés comme la solution clé pour améliorer l’efficacité spectrale par unité de surface et pour éliminer les trous de couverture. Dans de tels réseaux, il est primordial d’attacher intelligemment les utilisateurs aux stations de base et de bien gérer les interférences afin de gagner en performance. Comme la différence de puissance d’émission est importante entre les grandes et petites cellules, l’association habituelle des mobiles aux stations de bases en se basant sur le signal le plus fort, n’est plus adaptée dans les HetNets. Une technique basée sur des offsets individuelles par cellule Offset(CIO) est donc nécessaire afin d’équilibrer la charge entre les cellules et d’augmenter l’attraction des petites cellules (SC) par rapport aux cellules macro (MC). Cette offset est ajoutée à la valeur moyenne de la puissance reçue du signal de référence(RSRP) mesurée par le mobile et peut donc induire à un changement d’attachement vers différents eNodeB. Comme les stations de bases dans les réseaux cellulaires LTE utilisent les mêmes sous-bandes de fréquences, les mobiles peuvent connaître une forte interférence intercellulaire, en particulier en bordure de cellules. Par conséquent, il est primordial de coordonner l’allocation des ressources entre les cellules et de minimiser l’interférence entre les cellules. Pour atténuer la forte interférence intercellulaire, les ressources, en termes de temps, fréquence et puissance d’émission, devraient être alloués efficacement. Un modèle pour chaque dimension est calculé pour permettre en particulier aux utilisateurs en bordure de cellule de bénéficier d’un débit plus élevé et d’une meilleure qualité de l’expérience. L’optimisation de tous ces paramètres peut également offrir un gain en consommation d’énergie. Dans cette thèse, nous proposons une solution dynamique polyvalente effectuant une optimisation de l’attachement des mobiles aux stations de base et de l’allocation des ressources dans les réseaux cellulaires LTE maximisant une fonction d’utilité du réseau qui peut être choisie de manière adéquate.Notre solution, basée sur la théorie des jeux, permet de calculer les meilleures valeurs pour l’offset individuelle par cellule (CIO) et pour les niveaux de puissance à appliquer au niveau temporel et fréquentiel pour chaque cellule. Nous présentons des résultats des simulations effectuées pour illustrer le gain de performance important apporté par cette optimisation. Nous obtenons une significative hausse dans le débit moyen et le débit des utilisateurs en bordure de cellule avec 40 % et 55 % de gains respectivement. En outre, on obtient un gain important en énergie. Ce travail aborde des défis pour l’industrie des télécoms et en tant que tel, un prototype de l’optimiseur a été implémenté en se basant sur un trafic HetNets émulé

Adaptive Cellular Layout in Self-Organizing Networks using Active Antenna Systems

The rapidly growing demand of capacity by wireless services is challenging the mobile industry with a need of new deployment strategies. Besides, the nature of the spatial and temporal distribution of user traffic has become heterogeneous and fluctuating intermittently. Those challenges are currently tackled by network densification and tighter spatial reuse of radio resources by introducing a heterogeneous deployment of small cells embedded in a macro cell layout. Since user traffic is varying both spatially and temporally, a so called busy hour planning is typically applied where enough small cells are deployed at the corresponding locations to meet the expected capacity demand. This deployment strategy, however, is inefficient as it may leave plenty of network resources under-utilized during non-busy hour, i.e., most of the operation time. Such over-provisioning strategy incurs high capital investment on infrastructure (CAPEX) as well as operating cost (OPEX) for operators. Therefore, optimal would be a network with flexible capacity accommodation by following the dynamics of the traffic situation and evading the inefficiencies and the high cost of the fixed deployment approach. The advent of a revolutionizing base station antenna technology called Active Antenna Systems (AAS) is promising to deliver the required flexibility and dynamic deployment solution desired for adaptive capacity provisioning. Having the active radio frequency (RF) components integrated with the radiating elements, AAS supports advanced beamforming features. With AAS-equipped base station, multiple cell-specific beams can be simultaneously created to densify the cell layout by means of an enhanced form of sectorization. The radiation pattern of each cell-beam can be dynamically adjusted so that a conventional cell, for instance, can be split into two distinct cells, if a high traffic concentration is detected. The traffic in such an area is shared among the new cells and by spatially reusing the frequency spectrum, the cell-splitting (sectorization) doubles the total available radio resources at the cost of an increased co-channel interference between the cells. Despite the AAS capability, the realization of flexible sectorization for dynamic cell layout adaptation poses several challenges. One of the challenges is that the expected performance gain from cell densification can be offset by the ensuing co-channel interference in the system. It is also obvious that a self-organized autonomous management and configuration is needed, if cell deployment must follow the variation of the user traffic over time and space by means of a sectorization procedure. The automated mechanism is desired to enhance the system performance and optimize the user experience by automatically controlling the sectorization process. With such a dynamic adaptation scheme, the self-organizing network (SON) facilities are getting a new dimension in terms of controlling the flexible cell layout changes as the environment including the radio propagation characteristics cannot be assumed stationary any longer. To fully exploit the flexible sectorization feature in three-dimensional space, reliable and realistic propagation models are required which are able to incorporate the dependency of the radio channel characteristics in the elevation domain. Analysis of the complex relationship among various system parameters entails a comprehensive model that properly describes the AAS-sectorization for conducting detailed investigation and carrying out precise evaluation of the ensuing system performance. A novel SON algorithm that automates the AAS-sectorization procedure is developed. The algorithm controls the activation/deactivation of cell-beams enabling the sectorization based cell layout adjustment adaptively. In order to effectively meet the dynamically varying network capacity demand that varies according to the spatial user distribution, the developed SON algorithm monitors the load of the cell, the spatial traffic concentrations and adapts the underlying cell coverage layout by autonomously executing the sectorization either in the horizontal or vertical plane. The SON algorithm specifies various procedures which rely on real time network information collected using actual signal measurement reports from users. The particular capability of the algorithm is evading unforeseen system performance degradation by properly executing the sectorization not only where in the network and when it is needed, but also only if the ensuing co-channel interference does not have adverse impact on the user experience. To guarantee the optimality of the network performance after sectorization, a performance metric that takes both the expectable gain from radio resource and impact of the co-channel interference into account is developed. In order to combat the severity of the inter-cell interference problem that arises with AAS-sectorization between the co-channel operated cells, an interference mitigation scheme is developed in this thesis. The proposed scheme coordinates the data transmission between the co-sited cells by the transmission muting principle. To ensure that the transmission muting is not degrading the overall system performance by blanking more data transmission, a new SON algorithm that controls the optimal usage the proposed scheme is developed. To appropriately characterize the spatial separation of the cell beams being activated with sectorization, a novel propagation shadowing model that incorporates elevation tilt parameter is developed. The new model addresses the deficiencies of the existing tilt-independent shadowing model which inherently assumes a stationary propagation characteristics in the elevation domain. The tilt-dependent shadowing model is able to statistically characterize the elevation channel variability with respect to the tilt configuration settings. Simplified 3D beamforming models and beam pattern synthesis approaches required for fast cell layout adaptation and dynamic configuration of the AAS parameters are developed for the realization of various forms of AAS-based sectorization. Horizontal and vertical sectorization are the two forms of AAS-based sectorization considered in this thesis where two beams are simultaneously created from a single AAS to split the underlying coverage layout in horizontal or vertical domain, respectively. The performance of the developed theoretical AAS-sectorization concepts and models are examined by means of system level simulations considering the Long Term Evolution-Advanced (LTE-A) macro-site deployment within exemplifying scenarios. Simulation results have demonstrated that the SON mechanism is able to follow the different conditions when and where the sectorization delivers superior performance or adversely affects the user experience. Impacts on the performance of existing SON operations, like Mobility Robustness Optimization (MRO), which are relying on stationary cell layout conditions have been studied. Further investigations are carried out in combination with the cell layout changes triggered by the dynamic AAS-based sectorization. The observed results have confirmed that proper coordination is needed between the SON scheme developed for AAS sectorization and the MRO operation to evade unforeseen performance degradation and to ensure a seamless user experience. The technical concepts developed in this thesis further have impacted the $3^\textrm{rd}$ Generation Partnership Project (3GPP) SON for AAS Work Item (WI) discussed in the Radio Access Network (RAN)-3 Work Group (WG). In particular, the observed study results dealing with the interworking of the existing SON features and AAS sectorization have been noted in the standardization work

An Innovative RAN Architecture for Emerging Heterogeneous Networks: The Road to the 5G Era

The global demand for mobile-broadband data services has experienced phenomenal growth over the last few years, driven by the rapid proliferation of smart devices such as smartphones and tablets. This growth is expected to continue unabated as mobile data traffic is predicted to grow anywhere from 20 to 50 times over the next 5 years. Exacerbating the problem is that such unprecedented surge in smartphones usage, which is characterized by frequent short on/off connections and mobility, generates heavy signaling traffic load in the network signaling storms . This consumes a disproportion amount of network resources, compromising network throughput and efficiency, and in extreme cases can cause the Third-Generation (3G) or 4G (long-term evolution (LTE) and LTE-Advanced (LTE-A)) cellular networks to crash. As the conventional approaches of improving the spectral efficiency and/or allocation additional spectrum are fast approaching their theoretical limits, there is a growing consensus that current 3G and 4G (LTE/LTE-A) cellular radio access technologies (RATs) won\u27t be able to meet the anticipated growth in mobile traffic demand. To address these challenges, the wireless industry and standardization bodies have initiated a roadmap for transition from 4G to 5G cellular technology with a key objective to increase capacity by 1000Ã? by 2020 . Even though the technology hasn\u27t been invented yet, the hype around 5G networks has begun to bubble. The emerging consensus is that 5G is not a single technology, but rather a synergistic collection of interworking technical innovations and solutions that collectively address the challenge of traffic growth. The core emerging ingredients that are widely considered the key enabling technologies to realize the envisioned 5G era, listed in the order of importance, are: 1) Heterogeneous networks (HetNets); 2) flexible backhauling; 3) efficient traffic offload techniques; and 4) Self Organizing Networks (SONs). The anticipated solutions delivered by efficient interworking/ integration of these enabling technologies are not simply about throwing more resources and /or spectrum at the challenge. The envisioned solution, however, requires radically different cellular RAN and mobile core architectures that efficiently and cost-effectively deploy and manage radio resources as well as offload mobile traffic from the overloaded core network. The main objective of this thesis is to address the key techno-economics challenges facing the transition from current Fourth-Generation (4G) cellular technology to the 5G era in the context of proposing a novel high-risk revolutionary direction to the design and implementation of the envisioned 5G cellular networks. The ultimate goal is to explore the potential and viability of cost-effectively implementing the 1000x capacity challenge while continuing to provide adequate mobile broadband experience to users. Specifically, this work proposes and devises a novel PON-based HetNet mobile backhaul RAN architecture that: 1) holistically addresses the key techno-economics hurdles facing the implementation of the envisioned 5G cellular technology, specifically, the backhauling and signaling challenges; and 2) enables, for the first time to the best of our knowledge, the support of efficient ground-breaking mobile data and signaling offload techniques, which significantly enhance the performance of both the HetNet-based RAN and LTE-A\u27s core network (Evolved Packet Core (EPC) per 3GPP standard), ensure that core network equipment is used more productively, and moderate the evolving 5G\u27s signaling growth and optimize its impact. To address the backhauling challenge, we propose a cost-effective fiber-based small cell backhaul infrastructure, which leverages existing fibered and powered facilities associated with a PON-based fiber-to-the-Node/Home (FTTN/FTTH)) residential access network. Due to the sharing of existing valuable fiber assets, the proposed PON-based backhaul architecture, in which the small cells are collocated with existing FTTN remote terminals (optical network units (ONUs)), is much more economical than conventional point-to-point (PTP) fiber backhaul designs. A fully distributed ring-based EPON architecture is utilized here as the fiber-based HetNet backhaul. The techno-economics merits of utilizing the proposed PON-based FTTx access HetNet RAN architecture versus that of traditional 4G LTE-A\u27s RAN will be thoroughly examined and quantified. Specifically, we quantify the techno-economics merits of the proposed PON-based HetNet backhaul by comparing its performance versus that of a conventional fiber-based PTP backhaul architecture as a benchmark. It is shown that the purposely selected ring-based PON architecture along with the supporting distributed control plane enable the proposed PON-based FTTx RAN architecture to support several key salient networking features that collectively significantly enhance the overall performance of both the HetNet-based RAN and 4G LTE-A\u27s core (EPC) compared to that of the typical fiber-based PTP backhaul architecture in terms of handoff capability, signaling overhead, overall network throughput and latency, and QoS support. It will also been shown that the proposed HetNet-based RAN architecture is not only capable of providing the typical macro-cell offloading gain (RAN gain) but also can provide ground-breaking EPC offloading gain. The simulation results indicate that the overall capacity of the proposed HetNet scales with the number of deployed small cells, thanks to LTE-A\u27s advanced interference management techniques. For example, if there are 10 deployed outdoor small cells for every macrocell in the network, then the overall capacity will be approximately 10-11x capacity gain over a macro-only network. To reach the 1000x capacity goal, numerous small cells including 3G, 4G, and WiFi (femtos, picos, metros, relays, remote radio heads, distributed antenna systems) need to be deployed indoors and outdoors, at all possible venues (residences and enterprises)